Q3 2023 Holdings
Filed 2023-11-15 | 254 holdings | $28.5M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2025-08-13) | View on SEC ↗ · Holdings Table ↗
This amendment's correction looks implausible relative to the firm's filing history and is under review — showing the original filing's data below instead.
StoneX Advisors Inc.: Sub-manager's reported value grew 101980.5% versus the original filing (from $716.5K to $731.4M), and now represents 2562.6% of the firm's original firm-wide total ($28.5M) — flagged for manual review before treating this correction as reliable.
STONEX FINANCIAL INC.: Sub-manager's reported value grew 688693.4% versus the original filing (from $33.2K to $228.6M), and now represents 800.8% of the firm's original firm-wide total ($28.5M) — flagged for manual review before treating this correction as reliable.
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Amazon COM Inc(AMZN) | COM | 023135106 | $8.9M | 70,050 | 31.2% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $3.5M | 26,913 | 12.3% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $3.4M | 22,847 | 11.9% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $3.0M | 56,578 | 10.7% |
| COM CL B |
| 08265T208 |
| $2.9M |
| 57,459 |
| 10.1% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $2.2M | 16,482 | 7.6% |
| ARK ETF TR(ARKK) | INNOVATION ETF | 00214Q104 | $1.2M | 29,890 | 4.2% |
| Corning Inc(GLW) | COM | 219350105 | $777.0K | 25,490 | 2.7% |
| Amplify ETF TR(BLOK) | BLOCKCHAIN LDR | 032108607 | $509.0K | 25,535 | 1.8% |
| DNP Select Income FD Inc(DNP) | COM | 23325P104 | $439.0K | 45,774 | 1.5% |
| Corebridge Finl Inc(CRBG) | COM | 21871X109 | $285.0K | 14,450 | 1.0% |
| ARK ETF TR(ARKF) | FINTECH INNOVA | 00214Q708 | $220.0K | 11,363 | 0.8% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $182.0K | 12,542 | 0.6% |
| Cornerstone Total Return FD(CRF) | COM | 21924U300 | $153.0K | 19,154 | 0.5% |
| Vanguard Index FDS(VOO) | S&P 500 ETF SHS | 922908363 | $62.2K | 157,867 | 0.2% |
| Babcock & Wilcox Enterprises(BW) | COM | 05614L209 | $57.0K | 13,503 | 0.2% |
| Ishares TR(IVV) | CORE S&P500 ETF | 464287200 | $56.7K | 131,491 | 0.2% |
| Ishares TR(IWD) | RUS 1000 VAL ETF | 464287598 | $43.8K | 286,781 | 0.2% |
| Biorestorative Therapies Inc(BRTX) | COM NEW | 090655606 | $43.0K | 23,880 | 0.2% |
| Aris MNG Corp(ARIS) | COM | 04040Y109 | $31.0K | 13,596 | 0.1% |
| Coeur MNG Inc(CDE) | COM NEW | 192108504 | $30.0K | 13,520 | 0.1% |
| Ishares TR(IWR) | RUS MID CAP ETF | 464287499 | $23.4K | 337,046 | 0.1% |
| Vanguard Index FDS(VB) | SMALL CP ETF | 922908751 | $21.0K | 111,312 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $19.4K | 113,185 | 0.1% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $16.1K | 233,757 | 0.1% |
| First TR Exchange-Traded FD(FTSM) | FIRST TR ENH NEW | 33739Q408 | $15.7K | 263,577 | 0.1% |
| Select Sector Spdr TR(XLK) | TECHNOLOGY | 81369Y803 | $15.6K | 95,453 | 0.1% |
| Select Sector Spdr TR(XLV) | SBI HEALTHCARE | 81369Y209 | $13.1K | 101,650 | 0.0% |
| Vanguard Whitehall FDS(VYM) | HIGH DIV YLD | 921946406 | $12.1K | 117,056 | 0.0% |
| Ishares TR(IJH) | CORE S&P MCP ETF | 464287507 | $10.6K | 42,274 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $9.6K | 30,288 | 0.0% |
| Ishares TR(IJR) | CORE S&P SCP ETF | 464287804 | $9.2K | 96,852 | 0.0% |
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $8.8K | 41,624 | 0.0% |
| Vanguard Index FDS(VUG) | GROWTH ETF | 922908736 | $8.6K | 31,728 | 0.0% |
| First TR Value Line Divid in(FVD) | SHS | 33734H106 | $7.5K | 201,713 | 0.0% |
| First TR Exchange-Traded FD(RDVY) | RISNG DIVD ACHIV | 33738R506 | $7.0K | 151,587 | 0.0% |
| First TR Exchng Traded FD VI(FIXD) | TCW OPPORTUNIS | 33740F805 | $6.8K | 161,207 | 0.0% |
| Ishares TR(ITOT) | CORE S&P TTL STK | 464287150 | $6.7K | 70,893 | 0.0% |
| Nvidia Corporation(NVDA) | COM | 67066G104 | $6.5K | 14,920 | 0.0% |
| First TR Exchange Traded FD(FXN) | ENERGY ALPHADX | 33734X127 | $6.5K | 371,845 | 0.0% |
| Vanguard World FDS(VDC) | CONSUM STP ETF | 92204A207 | $5.9K | 32,327 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $5.7K | 13,334 | 0.0% |
| United Cmnty BKS Blairsvle G(UCB) | COM | 90984P303 | $5.6K | 218,720 | 0.0% |
| Ametek Inc(AME) | COM | 031100100 | $5.4K | 36,428 | 0.0% |
| Vanguard Specialized Funds(VIG) | DIV APP ETF | 921908844 | $5.2K | 33,478 | 0.0% |
| Invesco Exch Traded FD TR II(QQQM) | NASDAQ 100 ETF | 46138G649 | $4.8K | 32,704 | 0.0% |
| Ishares TR(EPU) | MSCI PERU AND GL | 464289842 | $4.8K | 157,726 | 0.0% |
| Chevron Corp New(CVX) | COM | 166764100 | $4.7K | 28,097 | 0.0% |
| Ishares TR(SUB) | SHRT NAT MUN ETF | 464288158 | $4.6K | 45,141 | 0.0% |
| First TR Exchange-Traded FD(KNG) | FT CBOE VEST S&P | 33739Q705 | $4.3K | 86,614 | 0.0% |