IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Shepherd Kaplan Krochuk, LLC

Q3 2013 Holdings

Filed 2013-11-14 | 823 holdings | $9.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗

Sign in to see sub-manager breakdown

IssuerClassCUSIPValue ↑Shares% Portfolio
Solarcity CorpPutCOM83416T100$3299,5000.0%
Franks Intl N V(XPRO)COMN33462107$32911,0000.0%
Mitel Networks CorpCOM60671Q104$33155,4000.0%
Monarch Casino & Resort Inc(MCRI)COM609027107$33217,5080.0%
Command SEC CorpCOM20050L100$332235,1790.0%
Transocean LTD(RIG)REG SHSH8817H100$3347,5100.0%
Alliance Data Systems Corp(BFH)COM018581108$3341,5780.0%
NCI IncCL A62886K104$33559,4400.0%
Dycom Inds Inc(DY)COM267475101$33612,0000.0%
Trinity Inds Inc(TRN)COM896522109$3367,4110.0%
Rand Logistics IncCOM752182105$33769,1000.0%
Healthsouth CorpCOM NEW421924309$3389,8010.0%
Baxter Intl Inc(BAX)COM071813109$3385,1430.0%
Intercept Pharmaceuticals in(ICPTUSD)COM45845P108$3394,9170.0%
Canadian Solar Inc(CSIQ)PutCOM136635109$34020,0000.0%
Comstock RES IncCOM NEW205768203$34521,7000.0%
Alliance Fiber Optic Prods ICOM NEW018680306$34516,8260.0%
Nuvasive Inc(NUVAGBP)COM670704105$34714,1800.0%
Parexel Intl CorpCOM699462107$3486,9420.0%
Google IncCL A38259P508$3504000.0%
Spdr Series Trust(SDY)S&P DIVID ETF78464A763$3525,1020.0%
Suncor Energy Inc New(SU)COM867224107$35810,0000.0%
Splunk Inc(SPLKCHF)PutCOM848637104$3606,0000.0%
Ishares(MBB)MBS ETF464288588$3633,4290.0%
Vanguard Index FDS(VNQ)REIT ETF922908553$3645,5100.0%
Activision Blizzard Inc(ATVIEUR)COM00507V109$36421,8890.0%
ON Semiconductor Corp(ON)COM682189105$36550,0000.0%
Crosstex Energy IncCOM22765Y104$36817,6000.0%
Pfizer Inc(PFE)COM717081103$36812,8190.0%
Eaton Vance SR Fltng RTE TR(XEFRX)COM27828Q105$37524,3400.0%
AIR T Inc(AIRT)COM009207101$37833,6270.0%
LMI Aerospace IncCOM502079106$38729,0000.0%
Biotelemetry Inc(BEATEUR)COM090672106$39239,5710.0%
Eaton Vance Txmgd GL Buywr O(ETW)COM27829C105$39334,6450.0%
Albemarle Corp(ALB)COM012653101$3976,3120.0%
SED Intl Hldgs Inc(SEDN)COM NEW784109209$397193,8750.0%
Amgen Inc(AMGN)COM031162100$4013,5800.0%
Lazard GLB TTL Ret&incm FD I(XLGIX)COM52106W103$40224,0350.0%
Liberty All Star Equity FD(USA)SH BEN INT530158104$40775,2570.0%
Aurico Gold IncCOM05155C105$413108,5000.0%
Xueda ED GroupSPONSORED ADR98418W109$41498,0000.0%
BlackRock Enhanced EQT DIV T(BDJ)COM09251A104$41655,3800.0%
Phillips 66(PSX)COM718546104$4207,2560.0%
Molycorp Inc delPFD CONV SER A608753208$43022,0000.0%
American Railcar Inds IncCOM02916P103$43211,0000.0%
Vanguard Intl Equity Index F(VWO)FTSE EMR MKT ETF922042858$43910,9500.0%
PDI IncCOM69329V100$44091,2860.0%
Ares Coml Real Estate Corp(ACRE)COM04013V108$44135,4430.0%
Denbury RES Inc(DNREUR)COM NEW247916208$44324,0370.0%
Eaton Vance TAX Mngd GBL DV(XEXGX)COM27829F108$44847,7900.0%
PreviousPage 7 of 12Next