Q3 2016 Holdings
Filed 2016-11-14 | 21 holdings | $837.7K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-11-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Contrafect Corp(CFRXEUR) | COM | 212326102 | $4 | 1,500 | 0.0% |
| Rocket Fuel IncCall | COM | 773111109 | $8 | 3,000 | 0.0% |
| Agrofresh SolutionsA | *W EXP 07/31/202 | 00856G117 | $17 | 21,600 | 0.0% |
| Avid Technology IncCallA | COM | 05367P100 | $17 | 2,100 | 0.0% |
| Contrafect Corp | *W EXP 01/31/201 | 212326110 | $27 | 218,541 | 0.0% |
| Amplify Snack Brands Inc(BETREUR)A | COM | 03211L102 | $32 | 1,985 | 0.0% |
| Cerecor Inc | *W EXP 04/20/201 | 15671L125 | $37 | 48,699 | 0.0% |
| Kingstone COS Inc(KINS) | COM | 496719105 | $97 | 10,500 | 0.1% |
| Cerecor Inc | *W EXP 10/20/201 | 15671L117 | $104 | 68,700 | 0.1% |
| Neogenomics Inc(NEO) | COM NEW | 64049M209 | $104 | 12,600 | 0.1% |
| Mattersight Corp | COM | 577097108 | $107 | 25,450 | 0.1% |
| Neonode Inc | COM NEW | 64051M402 | $114 | 100,000 | 0.2% |
| Inovio Pharmaceuticals IncCall | COM NEW | 45773H201 | $121 | 13,000 | 0.2% |
| Gemphire Therapeutics Inc | COM | 36870A108 | $131 | 12,004 | 0.2% |
| Ascena Retail Group Inc(ASNAEUR)A | COM | 04351G101 | $147 | 26,255 | 0.0% |
| Conns Inc(CN4) | COM | 208242107 | $150 | 14,500 | 0.2% |
| RTI Surgical Inc | COM | 74975N105 | $168 | 53,600 | 0.2% |
| Ciner RES LP | COM UNIT LTD | 172464109 | $169 | 5,440 | 0.2% |
| Stone Energy Corp | NOTE 1.750% 3/0 | 861642AN6 | $170 | $300,000 | 0.2% |
| Inventergy Global Inc | COM NEW | 46123X409 | $171 | 114,805 | 0.2% |
| Quantum Corp | COM DSSG | 747906204 | $176 | 238,500 | 0.2% |
| LKQ Corp(LKQ)Call | COM | 501889208 | $177 | 5,000 | 0.2% |
| Mocon Inc | COM | 607494101 | $181 | 11,505 | 0.2% |
| Fiat Chrysler Automobiles NCall | SHS | N31738102 | $192 | 30,000 | 0.3% |
| Hydrogenics Corp New(HYGS) | COM NEW | 448883207 | $194 | 29,500 | 0.3% |
| Planet Payment Inc | SHS | U72603118 | $198 | 53,333 | 0.3% |
| KB Home(KBH)Call | COM | 48666K109 | $210 | 13,000 | 0.3% |
| Agrofresh Solutions(AGFSEUR)A | COM | 00856G109 | $217 | 41,106 | 0.0% |
| Rubicon Proj Inc | COM | 78112V102 | $218 | 26,366 | 0.3% |
| Fitbit Inc(FITEUR) | CL A | 33812L102 | $220 | 14,800 | 0.3% |
| KB Home(KBH) | COM | 48666K109 | $221 | 13,700 | 0.3% |
| Wells Fargo & Co New(WFC)Call | COM | 949746101 | $221 | 5,000 | 0.3% |
| Scientific Games Corp(LNWO)Call | CL A | 80874P109 | $225 | 20,000 | 0.3% |
| Impac MTG Hldgs Inc | COM NEW | 45254P508 | $251 | 19,000 | 0.3% |
| Power Solutions Intl Inc(PSIX) | COM NEW | 73933G202 | $252 | 24,570 | 0.3% |
| Canterbury Park Holding Corp(CPHC)A | COM | 13811E101 | $252 | 24,504 | 0.0% |
| Rockwell MED Inc | COM | 774374102 | $253 | 37,835 | 0.3% |
| Trinity Biotech PLC | SPON ADR NEW | 896438306 | $271 | 20,475 | 0.4% |
| Capital Southwest Corp(CSWC) | COM | 140501107 | $289 | 19,684 | 0.4% |
| Lendingclub Corp | COM | 52603A109 | $302 | 48,900 | 0.4% |
| Digimarc Corp New(DMRC) | COM | 25381B101 | $308 | 8,024 | 0.4% |
| Chipotle Mexican Grill Inc(CMG) | COM | 169656105 | $313 | 738 | 0.4% |
| Motorcar PTS Amer Inc(MPAA)Call | COM | 620071100 | $317 | 11,000 | 0.4% |
| DHX Media LTD | SHS VAR VTG | 252406608 | $334 | 63,841 | 0.4% |
| BJS Restaurants Inc(BJRI)A | COM | 09180C106 | $337 | 9,487 | 0.0% |
| Icad Inc(ICADUSD) | COM NEW | 44934S206 | $352 | 67,675 | 0.5% |
| Range RES Corp(RRC) | COM | 75281A109 | $389 | 10,032 | 0.5% |
| Jetblue Airways Corp(JBLU) | COM | 477143101 | $398 | 23,092 | 0.5% |
| Bofi Hldg IncA | COM | 05566U108 | $398 | 17,780 | 0.0% |
| Chembio Diagnostics Inc(CEMIUSD) | COM NEW | 163572209 | $415 | 56,070 | 0.6% |