Q3 2017 Holdings
Filed 2017-11-13 | 111 holdings | $2.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $67 | 11,180 | 0.0% |
| Fortress Investment Group LL | CL A | 34958B106 | $96 | 12,000 | 0.0% |
| Capstead MTG Corp(CMO) | COM NO PAR | 14067E506 | $123 | 12,700 | 0.0% |
| Fogo de Chao Inc(1940857D) | COM | 344177100 | $130 | 10,496 | 0.0% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $133 | 19,835 | 0.0% |
| Calpine Corp | COM NEW | 131347304 | $156 | 10,600 | 0.0% |
| Dreyfus MUN Income Inc | COM | 26201R102 | $183 | 20,000 | 0.0% |
| Horizon Technology FIN Corp(HRZN) | COM | 44045A102 | $184 | 16,540 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $187 | 21,370 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $187 | 13,140 | 0.0% |
| Pimco NY Municipal Income FD | COM | 72200T103 | $189 | 14,499 | 0.0% |
| Tenet Healthcare Corp(THC) | COM NEW | 88033G407 | $207 | 12,600 | 0.0% |
| F M C Corp(FMC) | COM NEW | 302491303 | $211 | 2,360 | 0.0% |
| Royal Dutch Shell PLC(RDS/A) | SPONS ADR A | 780259206 | $221 | 3,650 | 0.0% |
| MFS High Income MUN TR(CXE) | SH BEN INT | 59318D104 | $229 | 43,737 | 0.0% |
| Disney Walt Co(DIS) | COM DISNEY | 254687106 | $238 | 2,410 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $251 | 1,470 | 0.0% |
| Lexington Realty Trust | PFD CONV SER C | 529043309 | $256 | 5,000 | 0.0% |
| Invesco Quality Muni Inc TRS(IQI) | COM | 46133G107 | $275 | 21,500 | 0.0% |
| Apache Corp(9990302D) | COM | 037411105 | $275 | 6,000 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $293 | 301 | 0.0% |
| General Electric Co | COM | 369604103 | $293 | 12,124 | 0.0% |
| Monsanto Co New | COM | 61166W101 | $324 | 2,702 | 0.0% |
| Procter and Gamble Co(PG) | COM | 742718109 | $376 | 4,128 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $378 | 2,454 | 0.0% |
| Ishares TR(PFF) | S&P US PFD STK | 464288687 | $389 | 10,015 | 0.0% |
| BlackRock N Y MUN Income TR(BNY) | SH BEN INT | 09248L106 | $399 | 26,458 | 0.0% |
| Nuveen Global High Income FD(JGH) | SHS | 67075G103 | $422 | 24,298 | 0.0% |
| BlackRock Long-Term Muni ADV(BTA) | COM | 09250B103 | $424 | 35,000 | 0.0% |
| BlackRock Muniyield FD Inc(MYD) | COM | 09253W104 | $427 | 28,352 | 0.0% |
| Eaton Vance New York MUN BD(XENWX) | COM | 27827Y109 | $429 | 33,204 | 0.0% |
| Pimco Dynmic Credit and MRT | COM SHS | 72202D106 | $433 | 18,775 | 0.0% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $454 | 60,077 | 0.0% |
| Chimera Invt Corp | COM NEW | 16934Q208 | $458 | 24,220 | 0.0% |
| Morgan Stanley EM Mkts DM de(EDD) | COM | 617477104 | $461 | 57,399 | 0.0% |
| Bank Amer Corp(BAC) | COM | 060505104 | $476 | 18,800 | 0.0% |
| T Mobile US Inc(TMUS) | COM | 872590104 | $482 | 7,810 | 0.0% |
| Park Hotels Resorts Inc(PK) | COM | 700517105 | $489 | 17,726 | 0.0% |
| Shell Midstream Partners L P | UNIT LTD INT | 822634101 | $501 | 18,010 | 0.0% |
| Eaton Vance TAX ADV BD OPT S | COM SH BEN INT | 27829M103 | $561 | 49,183 | 0.0% |
| Unitedhealth Group Inc(UNH) | COM | 91324P102 | $588 | 3,003 | 0.0% |
| BlackRock Munihldgs NY Qlty | COM | 09255C106 | $589 | 41,785 | 0.0% |
| First TR Inter DUR PFD & in(FPF) | COM | 33718W103 | $593 | 24,000 | 0.0% |
| Alexandria Real Estate EQ in | PFD CONV SER D | 015271505 | $609 | 17,045 | 0.0% |
| Pimco Income Strategy Fund I(PFN) | COM | 72201J104 | $611 | 57,110 | 0.0% |
| Nuveen New York QLT MUN Inc(NAN) | COM | 67066X107 | $622 | 44,119 | 0.0% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $644 | 17,700 | 0.0% |
| Eaton Vance LTD DUR Income F(XEVVX) | COM | 27828H105 | $657 | 46,798 | 0.0% |
| BlackRock Muniyield NY Qlty(MYN) | COM | 09255E102 | $657 | 49,843 | 0.0% |
| Nuveen New York AMT QLT Muni(NRK) | COM | 670656107 | $668 | 50,600 | 0.0% |