Q4 2017 Holdings
Filed 2018-02-13 | 122 holdings | $2.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $61 | 11,180 | 0.0% |
| Capstead MTG Corp(CMO) | COM NO PAR | 14067E506 | $110 | 12,700 | 0.0% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $127 | 18,835 | 0.0% |
| Calpine Corp | COM NEW | 131347304 | $157 | 10,400 | 0.0% |
| Caesars Entmt Corp(CZREUR) | COM | 127686103 | $158 | 12,462 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $169 | 21,370 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $174 | 12,863 | 0.0% |
| Dreyfus MUN Income Inc | COM | 26201R102 | $178 | 20,000 | 0.0% |
| Pimco NY Municipal Income FD | COM | 72200T103 | $185 | 14,499 | 0.0% |
| Horizon Technology FIN Corp(HRZN) | COM | 44045A102 | $186 | 16,540 | 0.0% |
| Tenet Healthcare Corp(THC) | COM NEW | 88033G407 | $191 | 12,600 | 0.0% |
| Rockwell Collins Inc | COM | 774341101 | $206 | 1,517 | 0.0% |
| Capital One Finl Corp(COF) | COM | 14040H105 | $212 | 2,130 | 0.0% |
| MFS High Income MUN TR(CXE) | SH BEN INT | 59318D104 | $229 | 43,737 | 0.0% |
| Vistra Energy Corp(VST) | COM | 92840M102 | $233 | 12,700 | 0.0% |
| Vectren Corp | COM | 92240G101 | $237 | 3,638 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $244 | 17,800 | 0.0% |
| Lexington Realty Trust | PFD CONV SER C | 529043309 | $257 | 5,000 | 0.0% |
| Greenbrier COS Inc(GBX) | COM | 393657101 | $257 | 4,830 | 0.0% |
| Iron MTN Inc New(IRM) | COM | 46284V101 | $260 | 6,880 | 0.0% |
| Invesco Quality Muni Inc TRS(IQI) | COM | 46133G107 | $269 | 21,500 | 0.0% |
| Stonecastle Finl Corp(BANX) | COM | 861780104 | $324 | 16,100 | 0.0% |
| Dover Corp(DOV) | COM | 260003108 | $337 | 3,340 | 0.0% |
| United States Oil Fund LP | UNITS | 91232N108 | $362 | 30,100 | 0.0% |
| Royal Dutch Shell PLC(RDS/A) | SPONS ADR A | 780259206 | $364 | 5,457 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $367 | 2,080 | 0.0% |
| BlackRock N Y MUN Income TR(BNY) | SH BEN INT | 09248L106 | $378 | 26,458 | 0.0% |
| Procter and Gamble Co(PG) | COM | 742718109 | $379 | 4,128 | 0.0% |
| Ishares TR(PFF) | S&P US PFD STK | 464288687 | $381 | 10,015 | 0.0% |
| Morgan Stanley(MS) | COM NEW | 617446448 | $403 | 7,680 | 0.0% |
| Eaton Vance New York MUN BD(XENWX) | COM | 27827Y109 | $409 | 33,204 | 0.0% |
| Nuveen Global High Income FD(JGH) | SHS | 67075G103 | $411 | 24,298 | 0.0% |
| BlackRock Muniyield FD Inc(MYD) | COM | 09253W104 | $412 | 28,352 | 0.0% |
| BlackRock Long-Term Muni ADV(BTA) | COM | 09250B103 | $420 | 35,000 | 0.0% |
| Pimco Dynmic Credit and MRT | COM SHS | 72202D106 | $421 | 18,775 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $425 | 2,514 | 0.0% |
| Morgan Stanley EM Mkts DM de(EDD) | COM | 617477104 | $442 | 57,399 | 0.0% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $445 | 60,077 | 0.0% |
| Chimera Invt Corp | COM NEW | 16934Q208 | $448 | 24,220 | 0.0% |
| Eaton Vance TAX ADV BD OPT S | COM SH BEN INT | 27829M103 | $504 | 49,183 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $515 | 1,930 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $528 | 501 | 0.0% |
| Rockwell Automation Inc(ROK) | COM | 773903109 | $548 | 2,790 | 0.0% |
| BlackRock Munihldgs NY Qlty | COM | 09255C106 | $560 | 41,785 | 0.0% |
| First TR Inter DUR PFD & in(FPF) | COM | 33718W103 | $585 | 24,000 | 0.0% |
| Pimco Income Strategy Fund I(PFN) | COM | 72201J104 | $596 | 57,110 | 0.0% |
| Nuveen New York QLT MUN Inc(NAN) | COM | 67066X107 | $610 | 44,119 | 0.0% |
| Monsanto Co New | COM | 61166W101 | $616 | 5,272 | 0.0% |
| Aetna Inc New | COM | 00817Y108 | $626 | 3,470 | 0.0% |
| Eaton Vance LTD DUR Income F(XEVVX) | COM | 27828H105 | $639 | 46,798 | 0.0% |