Q1 2018 Holdings
Filed 2018-05-11 | 4806 holdings | $71.1M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-05-17) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Pulmatrix Inc | COM | 74584P103 | $0 | 767 | 0.0% |
| Biotime Inc | WARRANT | 09066L162 | $0 | 3,617 | 0.0% |
| Gevo Inc | COM PAR | 374396307 | $0 | 15 | 0.0% |
| Evolution Petroleum CorpCall | COM | 30049A907 | $0 | 700 | 0.0% |
| LSB Inds Inc(LXU) | COM | 502160104 | $1 | 200 | 0.0% |
| CYS Invts Inc | COM | 12673A108 | $1 | 185 | 0.0% |
| Rocket Pharmaceuticals Inc(RCKT) | COM | 77313F106 | $1 | 55 | 0.0% |
| Archrock Partners L PPutA | COM UNITS REPSTG | 03957U950 | $1 | 100 | 0.0% |
| Calavo Growers Inc(CVGW) | COM | 128246105 | $1 | 15 | 0.0% |
| Chemocentryx IncCall | COM | 16383L906 | $1 | 100 | 0.0% |
| Altimmune Inc | COM | 02155H101 | $1 | 615 | 0.0% |
| Arlington Asset Invt Corp(AIEUR) | CL A NEW | 041356205 | $1 | 100 | 0.0% |
| Preferred APT Cmntys IncPut | COM | 74039L953 | $1 | 100 | 0.0% |
| Eclipse RES Corp | COM | 27890G100 | $1 | 400 | 0.0% |
| Rait Financial Trust | COM NEW | 749227609 | $1 | 9,187 | 0.0% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $1 | 184 | 0.0% |
| LA Quinta Hldgs Inc | COM | 50420D108 | $1 | 63 | 0.0% |
| Codexis IncCall | COM | 192005906 | $1 | 100 | 0.0% |
| Alimera Sciences IncCall | COM | 016259903 | $1 | 600 | 0.0% |
| Jones Energy Inc | COM CL A | 48019R108 | $1 | 1,047 | 0.0% |
| Photronics IncPut | COM | 719405952 | $1 | 100 | 0.0% |
| Rait Financial TrustPut | COM NEW | 749227959 | $1 | 5,000 | 0.0% |
| Imprimis Pharmaceuticals Inc | COM NEW | 45323A201 | $1 | 500 | 0.0% |
| Document SEC SYS Inc | COM NEW | 25614T200 | $1 | 794 | 0.0% |
| Inseego Corp(INSGEUR) | COM | 45782B104 | $1 | 763 | 0.0% |
| Inseego CorpCall | COM | 45782B904 | $1 | 800 | 0.0% |
| China Rapid FIN LTDCall | SPONSORED ADR | 16953Q905 | $1 | 200 | 0.0% |
| Pain Therapeutics Inc | COM NEW | 69562K506 | $1 | 143 | 0.0% |
| Papa Murphys Hldgs IncPut | COM | 698814950 | $1 | 200 | 0.0% |
| Achillion Pharmaceuticals inPut | COM | 00448Q951 | $1 | 400 | 0.0% |
| Dawson Geophysical Co New(DWSN) | COM | 239360100 | $1 | 100 | 0.0% |
| Forum Energy Technologies inCall | COM | 34984V900 | $1 | 100 | 0.0% |
| Intrepid Potash IncCall | COM | 46121Y902 | $1 | 200 | 0.0% |
| Chinanet Online Hldgs IncPut | COM NEW | 16949H951 | $1 | 400 | 0.0% |
| Casella Waste SYS Inc(CWST) | CL A | 147448104 | $1 | 57 | 0.0% |
| Dicerna Pharmaceuticals IncPut | COM | 253031958 | $1 | 100 | 0.0% |
| PHH CorpPut | COM NEW | 693320952 | $1 | 100 | 0.0% |
| America First Multifamily inPut | BEN UNIT CTF | 02364V957 | $1 | 200 | 0.0% |
| Parkervision IncPut | COM NEW | 701354950 | $1 | 900 | 0.0% |
| Anthera Pharmaceuticals Inc(ANTH) | COM | 03674U300 | $1 | 2,361 | 0.0% |
| Aceto CorpCall | COM | 004446900 | $1 | 100 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $1 | 200 | 0.0% |
| FS Invt CorpPut | COM | 302635957 | $1 | 200 | 0.0% |
| Enlink Midstream Partners LPCall | COM UNIT REP LTD | 29336U907 | $1 | 100 | 0.0% |
| FS Invt CorpCall | COM | 302635907 | $1 | 100 | 0.0% |
| FTD COS IncPut | COM | 30281V958 | $1 | 400 | 0.0% |
| Bioscrip Inc(BIOSEUR) | COM | 09069N108 | $1 | 300 | 0.0% |
| W R Berkley Corporation(WRB) | COM | 084423102 | $1 | 20 | 0.0% |
| Bristow Group IncPut | COM | 110394953 | $1 | 100 | 0.0% |
| Enlink Midstream LLCCall | COM UNIT REP LTD | 29336T900 | $1 | 100 | 0.0% |