Q2 2013 Holdings
Filed 2013-08-07 | 9376 holdings | $785.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Rydex ETF Trust | GUG S&P500EQWTHC | 78355W841 | $2 | 25 | 0.0% |
| *whitestone REIT(WSR) | COM | 966084204 | $2 | 100 | 0.0% |
| *fidus Invt Corp(FDUS) | COM | 316500107 | $2 | 114 | 0.0% |
| *exeter RES Corp | COM | 301835104 | $2 | 2,400 | 0.0% |
| AES TR III | PFD CV 6.75% | 00808N202 | $3 | $50 | 0.0% |
| *kt Corp(KT) | SPONSORED ADR | 48268K101 | $3 | 192 | 0.0% |
| *aviat Networks Inc | COM | 05366Y102 | $3 | 1,000 | 0.0% |
| Greenhunter RES Inc | COM | 39530A104 | $3 | 3,843 | 0.0% |
| Latin Amern Discovery FD Inc | COM | 51828C106 | $3 | 188 | 0.0% |
| *career Education Corp(CECO1EUR) | COM | 141665109 | $3 | 1,012 | 0.0% |
| Ishares TR(ISCG) | SMLL GRWTH IDX | 464288604 | $3 | 31 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 1.875% 4/2 | 09061GAD3 | $3 | $1,000 | 0.0% |
| *dolby Laboratories Inc(DLB) | COM | 25659T107 | $3 | 100 | 0.0% |
| American Strategic Income II | COM | 03009T101 | $3 | 430 | 0.0% |
| *companhia Siderurgica Nacion(SID) | SPONSORED ADR | 20440W105 | $3 | 1,200 | 0.0% |
| *barclays Bank PLC(JOUSD) | ETN DJUBSCOFFE38 | 06739H297 | $3 | 100 | 0.0% |
| *augusta RES Corp | COM NEW | 050912203 | $3 | 1,300 | 0.0% |
| *itt Educational Services Inc(ESINQ) | COM | 45068B109 | $3 | 112 | 0.0% |
| *true Religion Apparel Inc | COM | 89784N104 | $3 | 99 | 0.0% |
| Wright MED Group Inc | RIGHT 03/01/2019 | 98235T115 | $3 | 1,000 | 0.0% |
| *trustco BK Corp N Y | COM | 898349105 | $3 | 605 | 0.0% |
| *spectra Energy Partners LP | COM | 84756N109 | $3 | 55 | 0.0% |
| ZBB Energy Corporation | COM | 98876R204 | $3 | 10,000 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $3 | 574 | 0.0% |
| *pearson PLC(PSO) | SPONSORED ADR | 705015105 | $3 | 150 | 0.0% |
| *northstar Rlty FIN Corp | COM | 66704R100 | $3 | 300 | 0.0% |
| *mueller WTR Prods Inc(MWA) | COM SER A | 624758108 | $3 | 500 | 0.0% |
| *ambac Finl Group Inc(OSG) | COM NEW | 023139884 | $3 | 141 | 0.0% |
| *velti PLC ST HelierPut | SHS | G93285107 | $3 | 2,100 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $3 | 286 | 0.0% |
| *redwood TR Inc(RWT) | COM | 758075402 | $3 | 200 | 0.0% |
| *manchester UTD PLC New(MANU) | ORD CL A | G5784H106 | $3 | 151 | 0.0% |
| *genco Shipping & Trading LTD | SHS | Y2685T107 | $3 | 2,000 | 0.0% |
| *sothebys | COM | 835898107 | $3 | 94 | 0.0% |
| Powershares Global ETF Trust | EX US SML PORT | 73936T771 | $3 | 132 | 0.0% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $3 | $2,000 | 0.0% |
| Orix Corp(IX) | SPONSORED ADR | 686330101 | $4 | 63 | 0.0% |
| *pinnacle Foods Inc del | COM | 72348P104 | $4 | 175 | 0.0% |
| *str Hldgs Inc | COM | 78478V100 | $4 | 1,900 | 0.0% |
| *tile Shop Hldgs Inc(TTS1EUR) | COM | 88677Q109 | $4 | 142 | 0.0% |
| *sierra Wireless Inc | COM | 826516106 | $4 | 300 | 0.0% |
| *select Sector Spdr TR(XLP)Call | SBI CONS STPLS | 81369Y308 | $4 | 100 | 0.0% |
| Reed Elsevier P L C | SPONS ADR NEW | 758205207 | $4 | 93 | 0.0% |
| *revolution Lighting TechnoloPut | COM | 76155G107 | $4 | 1,000 | 0.0% |
| *artisan Partners Asset Mgmt(APAM) | CL A | 04316A108 | $4 | 75 | 0.0% |
| Spdr Index SHS FDS(SPGM) | MSCI ACWI ETF | 78463X475 | $4 | 79 | 0.0% |
| *ultrapar Participacoes S A(UGR) | SP ADR REP COM | 90400P101 | $4 | 183 | 0.0% |
| *velti PLC ST Helier | SHS | G93285107 | $4 | 2,600 | 0.0% |
| *millennial Media Inc | COM | 60040N105 | $4 | 450 | 0.0% |
| *zynga Inc(ZNGAEUR) | CL A | 98986T108 | $4 | 1,540 | 0.0% |