Q3 2013 Holdings
Filed 2013-11-13 | 15485 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| FLY Leasing LTDPut | SPONSORED ADR | 34407D109 | $3 | 200 | 0.0% |
| Bio-Reference Labs IncCall | COM $.01 NEW | 09057G602 | $3 | 100 | 0.0% |
| BPZ Resources Inc | COM | 055639108 | $3 | 1,500 | 0.0% |
| Advantage Oil & Gas LTD(AAVEUR)Call | COM | 00765F101 | $3 | 800 | 0.0% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $3 | $3,000 | 0.0% |
| FOX Factory Hldg Corp(FOXF) | COM | 35138V102 | $3 | 145 | 0.0% |
| Meru Networks IncCall | COM | 59047Q103 | $3 | 800 | 0.0% |
| Arrowhead Resh CorpCall | COM NEW | 042797209 | $3 | 600 | 0.0% |
| American STS WTR Co(AWR)Call | COM | 029899101 | $3 | 100 | 0.0% |
| Alliant Techsystems Inc | NOTE 3.000% 8/1 | 018804AK0 | $3 | $2,000 | 0.0% |
| Methes Energies Intl LTD(MEIL) | COM | 591517107 | $3 | 1,422 | 0.0% |
| Acura Pharmaceuticals IncPut | COM NEW | 00509L703 | $3 | 1,600 | 0.0% |
| American Software Inc(AMSWAUSD)Call | CL A | 029683109 | $3 | 300 | 0.0% |
| Ameriserv Finl Inc(ASRV) | COM | 03074A102 | $3 | 1,000 | 0.0% |
| First Defiance Finl Corp(FDEFUSD) | COM | 32006W106 | $3 | 112 | 0.0% |
| Neptune Technologies BioresoCall | COM | 64077P108 | $3 | 1,000 | 0.0% |
| Nordion Inc | COM | 65563C105 | $3 | 293 | 0.0% |
| Arris Group Inc NewCall | COM | 04270V106 | $3 | 200 | 0.0% |
| First Ctzns Banc Corp | COM NO PAR | 319459202 | $3 | 471 | 0.0% |
| New Residential Invt CorpPut | COM | 64828T102 | $3 | 500 | 0.0% |
| Arbor Rlty TR Inc(ABR)Call | COM | 038923108 | $3 | 500 | 0.0% |
| B & G Foods Inc New(BGS)Call | COM | 05508R106 | $3 | 100 | 0.0% |
| Orasure Technologies Inc(OSUR)Put | COM | 68554V108 | $3 | 500 | 0.0% |
| Powershares ETF TR II | S&P SMCP UTI P | 73937B837 | $3 | 100 | 0.0% |
| Dolby Laboratories Inc(DLB)Put | COM | 25659T107 | $3 | 100 | 0.0% |
| General Cable Corp del NewPut | COM | 369300108 | $3 | 100 | 0.0% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $3 | $3,000 | 0.0% |
| Direxion SHS ETF TRCall | DLY RUSSIA BUL | 25459Y645 | $3 | 100 | 0.0% |
| Agria Corp | SPONSORED ADR | 00850H103 | $3 | 2,987 | 0.0% |
| General Moly Inc(GMOLQ)Call | COM | 370373102 | $3 | 2,000 | 0.0% |
| Bio-Reference Labs IncPut | COM $.01 NEW | 09057G602 | $3 | 100 | 0.0% |
| Fidus Invt Corp(FDUS)Put | COM | 316500107 | $4 | 200 | 0.0% |
| Biocryst Pharmaceuticals(BCRX)Call | COM | 09058V103 | $4 | 600 | 0.0% |
| Neenah Paper Inc(NP)Put | COM | 640079109 | $4 | 100 | 0.0% |
| Powershares ETF TR II | S&P INTDEV HIB | 73937B696 | $4 | 136 | 0.0% |
| Navidea Biopharmaceuticals ICall | COM | 63937X103 | $4 | 1,500 | 0.0% |
| Neonode IncPut | COM NEW | 64051M402 | $4 | 600 | 0.0% |
| Exelixis Inc(EXEL)Put | COM | 30161Q104 | $4 | 700 | 0.0% |
| Nautilus IncPut | COM | 63910B102 | $4 | 600 | 0.0% |
| Codexis Inc(CDXS) | COM | 192005106 | $4 | 2,109 | 0.0% |
| Powershares ETF Trust | LX NANOTCH PTF | 73935X633 | $4 | 625 | 0.0% |
| Powershares ETF Trust | MAGNIQUANT POR | 73935X468 | $4 | 129 | 0.0% |
| Dragonwave IncPut | COM | 26144M103 | $4 | 2,000 | 0.0% |
| Astec Inds Inc(ASTE)Put | COM | 046224101 | $4 | 100 | 0.0% |
| Felcor Lodging TR IncCall | COM | 31430F101 | $4 | 600 | 0.0% |
| Antares Pharma Inc(ATRSEUR)Put | COM | 036642106 | $4 | 1,000 | 0.0% |
| Fibrocell Science Inc | COM NEW | 315721209 | $4 | 832 | 0.0% |
| Navistar Intl Corp | PFD SR D CONV | 638901306 | $4 | 326 | 0.0% |
| Birks & Mayors Inc | CL A VTG | 090881103 | $4 | 1,801 | 0.0% |
| Finish Line Inc | CL A | 317923100 | $4 | 150 | 0.0% |