Q3 2013 Holdings
Filed 2013-11-13 | 15485 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ECA Marcellus TR I | COM UNIT | 26827L109 | $4 | 450 | 0.0% |
| Dynavax Technologies Corp | COM | 268158102 | $4 | 3,000 | 0.0% |
| Dynatronics Corp | COM NEW | 268157401 | $4 | 1,120 | 0.0% |
| China Advanced Constr Matls | COM NEW | 169365202 | $4 | 1,189 | 0.0% |
| China Automotive SYS Inc(CAASEUR)Call | COM | 16936R105 | $4 | 600 | 0.0% |
| China Automotive SYS Inc(CAASEUR)Put | COM | 16936R105 | $4 | 500 | 0.0% |
| Dragonwave IncPut | COM | 26144M103 | $4 | 2,000 | 0.0% |
| DR Reddys Labs LTD(RDY)Call | ADR | 256135203 | $4 | 100 | 0.0% |
| Direxion SHS ETF TR(CURE) | HEALTHCARE BUL | 25459Y876 | $4 | 79 | 0.0% |
| Cincinnati Bell Inc NewPut | COM | 171871106 | $4 | 1,300 | 0.0% |
| Digital RIV IncCall | COM | 25388B104 | $4 | 200 | 0.0% |
| Dice Hldgs Inc | COM | 253017107 | $4 | 498 | 0.0% |
| DEX Media Inc NewPut | COM | 25213A107 | $4 | 500 | 0.0% |
| Community Health SYS Inc New(CYH)Put | COM | 203668108 | $4 | 100 | 0.0% |
| Coca-Cola HBC AG | SPONSORED ADR | 191223106 | $4 | 124 | 0.0% |
| American WTR WKS Co Inc New(AWK)Put | COM | 030420103 | $4 | 100 | 0.0% |
| Birks & Mayors Inc | CL A VTG | 090881103 | $4 | 1,801 | 0.0% |
| Kapstone Paper & Packaging CCall | COM | 48562P103 | $4 | 100 | 0.0% |
| Fidus Invt Corp(FDUS)Put | COM | 316500107 | $4 | 200 | 0.0% |
| Atmel CorpPut | COM | 049513104 | $4 | 600 | 0.0% |
| Con-Way Inc | COM | 205944101 | $4 | 104 | 0.0% |
| Empire RES Inc del | COM | 29206E100 | $4 | 1,000 | 0.0% |
| Codexis Inc(CDXS) | COM | 192005106 | $4 | 2,109 | 0.0% |
| Astec Inds Inc(ASTE)Put | COM | 046224101 | $4 | 100 | 0.0% |
| Koppers Holdings Inc(KOP)Call | COM | 50060P106 | $4 | 100 | 0.0% |
| Genesco Inc(GCO) | COM | 371532102 | $4 | 61 | 0.0% |
| Banco Santander Brasil S A(BSBR)Call | ADS REP 1 UNIT | 05967A107 | $4 | 600 | 0.0% |
| Avis Budget Group | NOTE 3.500%10/0 | 053774AB1 | $4 | $2,000 | 0.0% |
| Escalon MED Corp(ESMC) | COM NEW | 296074305 | $4 | 2,816 | 0.0% |
| Armco Metals Hldgs Inc | COM | 042182105 | $4 | 10,000 | 0.0% |
| Esperion Therapeutics Inc NE(ESPR) | COM | 29664W105 | $4 | 230 | 0.0% |
| Firstmerit CorpCall | COM | 337915102 | $4 | 200 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $4 | $4,000 | 0.0% |
| Broadwind Energy Inc(BWEN)Put | COM NEW | 11161T207 | $4 | 500 | 0.0% |
| Kirklands Inc(TBHC) | COM | 497498105 | $4 | 190 | 0.0% |
| Endocyte IncPut | COM | 29269A102 | $4 | 300 | 0.0% |
| Elizabeth Arden IncCall | COM | 28660G106 | $4 | 100 | 0.0% |
| First TR Exchange Traded FD(MDIV)Put | MULTI ASSET DI | 33738R100 | $4 | 200 | 0.0% |
| Briggs & Stratton Corp(BGGUSD)Put | COM | 109043109 | $4 | 200 | 0.0% |
| Alps ETF TR | GS MOM BLDASIA | 00162Q759 | $4 | 175 | 0.0% |
| Alps ETF TR | VELOCSHS EMKTS | 00162Q841 | $4 | 82 | 0.0% |
| Exelixis Inc(EXEL)Put | COM | 30161Q104 | $4 | 700 | 0.0% |
| Jive Software IncCall | COM | 47760A108 | $4 | 300 | 0.0% |
| Books-A-Million Inc | COM | 098570104 | $4 | 1,718 | 0.0% |
| Antares Pharma Inc(ATRSEUR)Put | COM | 036642106 | $4 | 1,000 | 0.0% |
| EL Paso Pipeline Partners LCall | COM UNIT LPI | 283702108 | $4 | 100 | 0.0% |
| Educational DEV Corp(EDUC) | COM | 281479105 | $4 | 1,377 | 0.0% |
| Ames Natl Corp(ATLO) | COM | 031001100 | $4 | 200 | 0.0% |
| Blue Nile IncCall | COM | 09578R103 | $4 | 100 | 0.0% |
| Interval Leisure Group Inc | COM | 46113M108 | $4 | 161 | 0.0% |