Q1 2014 Holdings
Filed 2014-05-15 | 65 holdings | $33.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ntelos Hldgs Corp | COM NEW | 67020Q305 | $270 | 20,000 | 0.0% |
| Relm Wireless Corp | COM | 759525108 | $595 | 188,971 | 0.0% |
| Delta Air Lines Inc Del(DAL) | COM NEW | 247361702 | $778 | 22,446 | 0.0% |
| Mannkind CorpPut | COM | 56400P951 | $804 | 200,000 | 0.0% |
| Intelsat S ACall | COM | L5140P901 | $936 | 50,000 | 0.0% |
| Endeavour Intl Corp | COM NEW | 29259G200 | $944 | 290,602 | 0.0% |
| iStar Finl Inc | COM | 45031U101 | $1.0K | 69,500 | 0.0% |
| Molycorp Inc DelPut | COM | 608753959 | $1.2K | 500,000 | 0.0% |
| Winthrop Rlty TrCall | SH BEN INT NEW | 976391900 | $1.2K | 107,200 | 0.0% |
| Walter Invt Mgmt Corp | COM | 93317W102 | $1.5K | 50,220 | 0.0% |
| Old Rep Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $1.6K | $1,300,000 | 0.0% |
| NQ Mobile IncPut | ADR REPSTG CL A | 64118U958 | $1.8K | 100,000 | 0.0% |
| Apollo Tactical Income Fd In | COM | 037638103 | $1.8K | 100,000 | 0.0% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $1.9K | $2,000,000 | 0.0% |
| E M C Corp Mass | COM | 268648102 | $1.9K | 70,225 | 0.0% |
| Ocwen Finl Corp | COM NEW | 675746959 | $2.0K | 50,000 | 0.0% |
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $2.2K | $1,150,000 | 0.0% |
| Ambac Finl Group IncPut | COM NEW | 023139954 | $2.3K | 75,000 | 0.0% |
| Winthrop Rlty Tr | SH BEN INT NEW | 976391300 | $2.9K | 247,405 | 0.0% |
| Deluxe CorpPut | COM | 248019951 | $3.4K | 65,000 | 0.0% |
| Allegheny Technologies Inc | NOTE 4.250% 6/0 | 01741RAD4 | $3.5K | $3,400,000 | 0.0% |
| Prologis | NOTE 3.250% 3/1 | 74340XAT8 | $3.5K | $3,000,000 | 0.0% |
| Avon Prods IncPut | COM | 054303952 | $3.7K | 250,000 | 0.0% |
| Prospect Capital Corporation | MTNF 5.375%10/1 | 74348TAK8 | $4.0K | $3,800,000 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $4.4K | $4,100,000 | 0.0% |
| Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | $4.5K | $3,800,000 | 0.0% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $4.7K | $4,000 | 0.0% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $4.7K | $4,400,000 | 0.0% |
| Teva Pharmaceutical Inds Ltd | DBCV 0.250% 2/0 | 88163VAE9 | $4.8K | $3,800,000 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $4.9K | $4,500,000 | 0.0% |
| International Game Technolog | NOTE 3.250% 5/0 | 459902AQ5 | $5.3K | $5,250,000 | 0.0% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $6.3K | $5,950,000 | 0.0% |
| Pitney Bowes IncPut | COM | 724479950 | $6.8K | 260,000 | 0.0% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $7.3K | $4,600,000 | 0.0% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $9.3K | $3,000,000 | 0.0% |
| Xilinx Inc | NOTE 2.625%6/1 | 983919AF8 | $9.4K | $5,000,000 | 0.0% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $10.3K | $7,000,000 | 0.0% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $10.6K | $9,000,000 | 0.0% |
| American Capital Agency CorpPut | COM | 02503X955 | $10.7K | 500,000 | 0.0% |
| Novellus Sys Inc | NOTE 2.625% 5/1 | 670008AD3 | $11.0K | $6,400,000 | 0.0% |
| Nokia CorpPut | SPONSORED ADR | 654902954 | $11.0K | 1,500,000 | 0.0% |
| Priceline Com Inc | DEBT 1.000% 3/1 | 741503AQ9 | $11.5K | $8,100,000 | 0.0% |
| Altisource Portfolio Solns SPut | COM | L0175J954 | $12.2K | 100,000 | 0.0% |
| Penney J C IncPut | COM | 708160956 | $12.3K | 1,425,000 | 0.0% |
| Molycorp Inc Del | NOTE 6.000% 9/0 | 608753AF6 | $17.5K | $21,802,000 | 0.1% |
| Walter Invt Mgmt Corp | NOTE 4.500%11/0 | 93317WAA0 | $27.1K | $28,600,000 | 0.1% |
| Molycorp Inc Del | NOTE 3.250% 6/1 | 608753AA7 | $40.0K | $50,126,000 | 0.1% |
| iStar Finl Inc | NOTE 3.000%11/1 | 45031UBR1 | $40.7K | $29,205,000 | 0.1% |
| American Eqty Invt Life Hld(AELUSD) | COM | 025676206 | $60.9K | 2,578,289 | 0.2% |
| Houghton Mifflin Harcourt Co | COM | 44157R109 | $82.7K | 4,068,146 | 0.2% |