Q4 2013 Holdings
Filed 2014-02-14 | 15784 holdings | $1.3B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Medivation Inc | NOTE 2.625% 4/0 | 58501NAA9 | $1 | $1,000 | 0.0% |
| Merus Labs Intl Inc New | COM | 59047R101 | $1 | 1,029 | 0.0% |
| Global X FDS | GLBLX CEN ASIA | 37950E317 | $1 | 78 | 0.0% |
| Alps ETF TR | VELOSH RUSSSEL | 00162Q833 | $1 | 25 | 0.0% |
| Almaden Minerals LTDCall | COM | 020283107 | $1 | 500 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $1 | 345 | 0.0% |
| Hong Kong Television Netwk L | SPONSORED ADR | 43858G107 | $1 | 60 | 0.0% |
| Mecox Lane Limited | SPON ADR REP 35 | 58403M201 | $1 | 300 | 0.0% |
| Companhia Energetica de Mina(CIG)Put | SP ADR N-V PFD | 204409601 | $1 | 100 | 0.0% |
| Athlon Energy Inc | COM | 047477104 | $1 | 35 | 0.0% |
| Amarin Corp PLCPut | SPONS ADR NEW | 023111206 | $1 | 500 | 0.0% |
| CTC Media Inc(CTCMEUR)Put | COM | 12642X106 | $1 | 100 | 0.0% |
| Gevo IncPut | COM | 374396109 | $1 | 400 | 0.0% |
| Cambium Learning GRP Inc | COM | 13201A107 | $1 | 610 | 0.0% |
| Giga Tronics Inc | COM | 375175106 | $1 | 1,462 | 0.0% |
| Dynasil Corp Amer | COM | 268102100 | $1 | 1,062 | 0.0% |
| Medgenics Inc | *W EXP 03/31/201 | 58436Q112 | $1 | 516 | 0.0% |
| OCZ Technology Group IncCall | COM | 67086E303 | $1 | 34,700 | 0.0% |
| Advaxis Inc | *W EXP 07/15/201 | 007624117 | $1 | 400 | 0.0% |
| Ambac Finl Group Inc | *W EXP 04/30/202 | 023139116 | $1 | 82 | 0.0% |
| Majesco Entertainment Co | COM NEW | 560690208 | $1 | 1,969 | 0.0% |
| Marin Software IncCall | COM | 56804T106 | $1 | 100 | 0.0% |
| Cincinnati Bell Inc NewCall | COM | 171871106 | $1 | 200 | 0.0% |
| Celsion CorporationPut | COM PAR $0.01 | 15117N404 | $1 | 200 | 0.0% |
| Banco Santander Brasil S A(BSBR)Put | ADS REP 1 UNIT | 05967A107 | $1 | 100 | 0.0% |
| Aastrom Biosciences Inc | COM PAR$ | 00253U404 | $1 | 164 | 0.0% |
| Comstock Hldg COS Inc | CL A | 205684103 | $1 | 488 | 0.0% |
| Chinanet Online Hldgs Inc | COM | 16949H102 | $1 | 1,500 | 0.0% |
| Banco Bradesco S A(BBDO) | SPONSORED ADR | 059460402 | $1 | 84 | 0.0% |
| Microvision Inc del(MVIS) | COM NEW | 594960304 | $1 | 769 | 0.0% |
| Crystal Rock Hldgs Inc | COM | 22940F103 | $1 | 1,022 | 0.0% |
| Aware Inc Mass(AWRE)Call | COM | 05453N100 | $1 | 100 | 0.0% |
| Maxcom Telecomunicaciones SA | ADR REP PR CTF | 57773A508 | $1 | 600 | 0.0% |
| Frequency Electrs Inc(FEIM) | COM | 358010106 | $1 | 54 | 0.0% |
| Harmonic Inc(HLIT)Call | COM | 413160102 | $1 | 100 | 0.0% |
| Magic Software Enterprises L(MGIC) | ORD | 559166103 | $1 | 200 | 0.0% |
| Celator Pharmaceuticals Inc | COM | 15089R102 | $1 | 160 | 0.0% |
| Daily Journal Corp(DJCO) | COM | 233912104 | $1 | 5 | 0.0% |
| China Green Agriculture IncCall | COM | 16943W105 | $1 | 400 | 0.0% |
| MTR Gaming Group Inc | COM | 553769100 | $1 | 285 | 0.0% |
| Magnegas Corp | COM NEW | 55939L202 | $1 | 2,280 | 0.0% |
| Loncor Resources Inc | COM | 54179W101 | $1 | 9,442 | 0.0% |
| General Communication IncPut | CL A | 369385109 | $1 | 100 | 0.0% |
| AXT Inc(AXTI)Call | COM | 00246W103 | $1 | 400 | 0.0% |
| Linktone LTD | ADR | 535925101 | $1 | 1,161 | 0.0% |
| Mainsource Financial GP Inc | COM | 56062Y102 | $1 | 63 | 0.0% |
| Culp Inc(CULP) | COM | 230215105 | $1 | 55 | 0.0% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $1 | $2,000 | 0.0% |
| Ltx-Credence CorpCall | COM NEW | 502403207 | $1 | 100 | 0.0% |
| Astoria Finl CorpCall | COM | 046265104 | $1 | 100 | 0.0% |