Q4 2013 Holdings
Filed 2014-02-14 | 15784 holdings | $1.3B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-05-21) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Enduro RTY TRPut | TR UNIT | 29269K100 | $1 | 100 | 0.0% |
| Global X FDS | GLBLX CEN ASIA | 37950E317 | $1 | 78 | 0.0% |
| Fairpoint Communications Inc | COM NEW | 305560302 | $1 | 44 | 0.0% |
| Parke Bancorp Inc(PKBK) | COM | 700885106 | $1 | 113 | 0.0% |
| Perceptron IncPut | COM | 71361F100 | $1 | 100 | 0.0% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AH8 | $1 | $1,000 | 0.0% |
| OCZ Technology Group IncCall | COM | 67086E303 | $1 | 34,700 | 0.0% |
| Omega Protein CorpCall | COM | 68210P107 | $1 | 100 | 0.0% |
| Celsion CorporationPut | COM PAR $0.01 | 15117N404 | $1 | 200 | 0.0% |
| Books-A-Million Inc | COM | 098570104 | $1 | 418 | 0.0% |
| Astoria Finl CorpCall | COM | 046265104 | $1 | 100 | 0.0% |
| Fieldpoint Petroleum Corp(FPPP) | COM | 316570100 | $1 | 350 | 0.0% |
| Coast Distr SYS | COM | 190345108 | $1 | 244 | 0.0% |
| Amarin Corp PLCPut | SPONS ADR NEW | 023111206 | $1 | 500 | 0.0% |
| Entravision Communications C(EVC)Call | CL A | 29382R107 | $1 | 200 | 0.0% |
| MTR Gaming Group Inc | COM | 553769100 | $1 | 285 | 0.0% |
| AXT Inc(AXTI)Call | COM | 00246W103 | $1 | 400 | 0.0% |
| Uranium Energy Corp(UEC)Put | COM | 916896103 | $1 | 500 | 0.0% |
| Hallmark Finl Svcs Inc EC | COM NEW | 40624Q203 | $1 | 165 | 0.0% |
| Grupo Financiero Santander MPut | SPON ADR SHS B | 40053C105 | $1 | 100 | 0.0% |
| Northern Dynasty Minerals LT(NAK)Call | COM NEW | 66510M204 | $1 | 600 | 0.0% |
| Atossa Genetics Inc | COM | 04962H100 | $1 | 622 | 0.0% |
| Nupathe IncCall | COM | 67059M100 | $1 | 400 | 0.0% |
| Petrobras Argentina S A | SPONS ADR | 71646J109 | $1 | 129 | 0.0% |
| Nv5 Hldgs Inc | *W EXP 99/99/999 | 62945V117 | $1 | 446 | 0.0% |
| Celator Pharmaceuticals Inc | COM | 15089R102 | $1 | 160 | 0.0% |
| Napco SEC Technologies Inc(NSSC) | COM | 630402105 | $1 | 233 | 0.0% |
| Atmel CorpPut | COM | 049513104 | $1 | 100 | 0.0% |
| Daily Journal Corp(DJCO) | COM | 233912104 | $1 | 5 | 0.0% |
| Impac MTG Hldgs IncCall | COM NEW | 45254P508 | $1 | 100 | 0.0% |
| IFM Invts LTD | ADS CL A NEW | 45172L209 | $1 | 552 | 0.0% |
| Maxcom Telecomunicaciones SA | ADR REP PR CTF | 57773A508 | $1 | 600 | 0.0% |
| Heat Biologics Inc | COM | 42237K102 | $1 | 95 | 0.0% |
| India Globalization Cap Inc(IGC) | COM NEW | 45408X308 | $1 | 1,011 | 0.0% |
| AU Optronics Corp(AUOUSD)Call | SPONSORED ADR | 002255107 | $1 | 200 | 0.0% |
| Mecox Lane Limited | SPON ADR REP 35 | 58403M201 | $1 | 300 | 0.0% |
| Ideal PWR Inc | COM | 451622104 | $1 | 189 | 0.0% |
| Brasilagro Brazilian Agric R(LND) | SPONSORED ADR | 10554B104 | $1 | 191 | 0.0% |
| NET Element Inc | COM | 64111R102 | $1 | 200 | 0.0% |
| Irsa Inversiones Y REP S A(IRSUSD) | GLOBL DEP RCPT | 450047204 | $1 | 42 | 0.0% |
| Ambac Finl Group Inc | *W EXP 04/30/202 | 023139116 | $1 | 82 | 0.0% |
| Cambium Learning GRP Inc | COM | 13201A107 | $1 | 610 | 0.0% |
| Hooker Furniture Corp(HOFT) | COM | 439038100 | $1 | 59 | 0.0% |
| Cormedix Inc | *W EXP 03/24/201 | 21900C118 | $1 | 7,387 | 0.0% |
| Microvision Inc del(MVIS) | COM NEW | 594960304 | $1 | 769 | 0.0% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $1 | $2,000 | 0.0% |
| Cincinnati Bell Inc NewCall | COM | 171871106 | $1 | 200 | 0.0% |
| Athlon Energy Inc | COM | 047477104 | $1 | 35 | 0.0% |
| Microvision Inc del(MVIS)Call | COM NEW | 594960304 | $1 | 400 | 0.0% |
| Fieldpoint Petroleum Corp | *W EXP 03/23/201 | 316570126 | $1 | 2,053 | 0.0% |