Q2 2014 Holdings
Filed 2014-08-14 | 66 holdings | $12.3M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-11-05) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Relm Wireless Corp | COM | 759525108 | $729 | 188,971 | 0.0% |
| Northstar Rlty Fin Corp | COM | 66704R100 | $739 | 42,500 | 0.0% |
| Delta Air Lines Inc Del(DAL) | COM NEW | 247361702 | $869 | 22,446 | 0.0% |
| Intelsat S ACall | COM | L5140P901 | $942 | 50,000 | 0.0% |
| Radio One Inc | CL D NON VTG | 75040P405 | $986 | 200,000 | 0.0% |
| Staples Inc | COM | 855030102 | $1.1K | 100,000 | 0.0% |
| Molycorp Inc DelPut | COM | 608753959 | $1.5K | 581,000 | 0.0% |
| Old Rep Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $1.6K | $1,300,000 | 0.0% |
| Gray Television Inc(GTN) | COM | 389375106 | $1.6K | 125,000 | 0.0% |
| Winthrop Rlty TrCall | SH BEN INT NEW | 976391900 | $1.6K | 107,200 | 0.0% |
| Apollo Tactical Income Fd In | COM | 037638103 | $1.8K | 100,000 | 0.0% |
| E M C Corp Mass | COM | 268648102 | $1.9K | 70,225 | 0.0% |
| Deluxe CorpPut | COM | 248019951 | $1.9K | 65,000 | 0.0% |
| Advanced Micro Devices IncCall | COM | 007903907 | $2.1K | 500,000 | 0.0% |
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $2.4K | $1,150,000 | 0.0% |
| Neustar IncPut | CL A | 64126X951 | $2.6K | 100,000 | 0.0% |
| iStar Finl Inc | COM | 45031U101 | $2.9K | 196,569 | 0.0% |
| Apollo Residential Mtg Inc | COM | 03763V102 | $3.1K | 185,085 | 0.0% |
| Prologis | NOTE 3.250% 3/1 | 74340XAT8 | $3.4K | $3,000,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $4.0K | $3,800,000 | 0.0% |
| Medallion Finl CorpPut | COM | 583928956 | $4.2K | 335,300 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $4.4K | $4,100,000 | 0.0% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $4.7K | $4,400,000 | 0.0% |
| Midstates Pete Co Inc | COM | 59804T100 | $4.7K | 650,000 | 0.0% |
| Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | $4.7K | $3,800,000 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $4.8K | $4,500,000 | 0.0% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $4.9K | $4,000 | 0.0% |
| Teva Pharmaceutical Inds Ltd | DBCV 0.250% 2/0 | 88163VAE9 | $4.9K | $3,800,000 | 0.0% |
| Apollo Coml Real Est Fin Inc(ARI) | COM | 03762U105 | $5.0K | 302,663 | 0.0% |
| Altisource Portfolio Solns SPut | COM | L0175J954 | $5.7K | 50,000 | 0.0% |
| Walter Energy IncCall | COM | 93317Q905 | $6.0K | 1,100,000 | 0.0% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $6.3K | $5,950 | 0.1% |
| Avon Prods IncPut | COM | 054303952 | $7.3K | 500,000 | 0.1% |
| Advanced Emissions Soluts In(ARQ) | COM | 00770C101 | $7.4K | 322,077 | 0.1% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $7.6K | $4,600,000 | 0.1% |
| Molycorp Inc Del | NOTE 5.500% 2/0 | 608753AF6 | $8.1K | $12,442,000 | 0.1% |
| Xilinx Inc | NOTE 2.625%6/1 | 983919AF8 | $8.3K | $5,000,000 | 0.1% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $10.8K | $7,000,000 | 0.1% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $10.9K | $3,000,000 | 0.1% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $11.2K | $9,000,000 | 0.1% |
| Nokia CorpPut | SPONSORED ADR | 654902954 | $11.3K | 1,500,000 | 0.1% |
| Priceline Com Inc | DEBT 1.000% 3/1 | 741503AQ9 | $11.5K | $8,100,000 | 0.1% |
| Baltic Trading Limited | COM | Y0553W103 | $11.7K | 1,953,166 | 0.1% |
| Novellus Sys Inc | NOTE 2.625% 5/1 | 670008AD3 | $13.0K | $6,400,000 | 0.1% |
| Winthrop Rlty Tr | SH BEN INT NEW | 976391300 | $15.2K | 990,133 | 0.1% |
| iStar Finl IncCall | COM | 45031U901 | $22.5K | 1,500,000 | 0.2% |
| Sears Hldgs CorpPut | COM | 812350956 | $25.6K | 640,000 | 0.2% |
| Walter Invt Mgmt Corp | NOTE 4.500%11/0 | 93317WAA0 | $31.1K | $33,600,000 | 0.3% |
| iSharesPut | U.S. REAL ES ETF | 464287959 | $35.9K | 500,000 | 0.3% |
| iStar Finl Inc | NOTE 3.000%11/1 | 45031UBR1 | $41.1K | $29,205,000 | 0.3% |