Q3 2014 Holdings
Filed 2014-11-14 | 9782 holdings | $6.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| NEE 5.7 03/01/72 | PRF | 65339K605 | $32 | 1,338 | 0.0% |
| Dnow US 11/22/14 P30Put | OPT | CM4626021 | $32 | 187 | 0.0% |
| Customers Bancorp Inc(CUBI) | COM | 23204G100 | $32 | 1,800 | 0.0% |
| AES Tiete SA-ADR Pref | ADR | 00808P108 | $32 | 3,482 | 0.0% |
| Atlantic Power Corp(AT) | COM | 04878Q863 | $32 | 13,576 | 0.0% |
| BGE Capital Trust II | PRF | 05541Q206 | $32 | 1,250 | 0.0% |
| Babson Capital Participation | COM | 05616B100 | $32 | 2,329 | 0.0% |
| BAC 6 5/8 | PRF | 060505344 | $32 | 1,300 | 0.0% |
| Bank of America Corp | PRF | 060505617 | $32 | 1,301 | 0.0% |
| Straight Path Comm | COM | 862578101 | $32 | 2,058 | 0.0% |
| CSS Industries Inc | COM | 125906107 | $32 | 1,325 | 0.0% |
| Sonova Holding(SONVY) | ADR | 83569C102 | $32 | 993 | 0.0% |
| Smiths Group PLC(SMGZY) | ADR | 83238P203 | $32 | 1,565 | 0.0% |
| Alpine Global Dynamic Divide | COM | 02082E205 | $33 | 3,369 | 0.0% |
| ACT US 11/22/14 P220Put | OPT | CM4624017 | $33 | 64 | 0.0% |
| SPY US 10/18/14 P195Put | OPT | CM4138177 | $33 | 185 | 0.0% |
| Electrolux AB -Spons ADR B | ADR | 010198208 | $33 | 632 | 0.0% |
| CGG | ADR | 12531Q105 | $33 | 3,641 | 0.0% |
| DB 6 3/8 | PRF | 25153U204 | $33 | 1,298 | 0.0% |
| Japan Smaller Capitalization(JOF) | COM | 47109U104 | $33 | 3,420 | 0.0% |
| Semen Indone | ADR | 69367J100 | $33 | 1,304 | 0.0% |
| First Bancorp(FBNC) | COM | 318910106 | $33 | 2,066 | 0.0% |
| Firsthand Technology Value(SVVC) | COM | 33766Y100 | $33 | 1,372 | 0.0% |
| Invesco CA V M I(VCV) | COM | 46132H106 | $33 | 2,731 | 0.0% |
| Motors Liquidation Co GUC TR | COM | 62010U101 | $33 | 1,328 | 0.0% |
| Dynegy Inc | COM | 26817R108 | $33 | 1,114 | 0.0% |
| Pennsylvania Real Estate Inves | PRF | 709102404 | $33 | 1,250 | 0.0% |
| MKT Vectors Short H/Y Muni | COM | 57061R486 | $33 | 1,294 | 0.0% |
| RBS 6 3/4 | PRF | 780097754 | $33 | 1,300 | 0.0% |
| QBE Insurance Group-Spn ADR(QBIEY) | ADR | 74728G605 | $33 | 3,177 | 0.0% |
| Wheelock & Co LTD | ADR | 963271200 | $33 | 680 | 0.0% |
| Rogers Communications Inc(RCI) | COM | 775109200 | $33 | 862 | 0.0% |
| Powershares New York Amt-Fre | COM | 73936T458 | $34 | 1,400 | 0.0% |
| Chicago Rivet & Machine Co(CVR) | COM | 168088102 | $34 | 1,100 | 0.0% |
| Anglogold Ashanti(AU3EUR) | ADR | 035128206 | $34 | 2,781 | 0.0% |
| TWC US 01/17/15 P140Put | OPT | CM4370138 | $34 | 52 | 0.0% |
| Sinopec Shanghai | ADR | 82935M109 | $34 | 1,059 | 0.0% |
| Accuride Corp | COM | 00439T206 | $34 | 8,847 | 0.0% |
| Aberdeen Asia-Pac Income FD | COM | 003009107 | $34 | 5,731 | 0.0% |
| JGC Corp | ADR | 466140100 | $34 | 625 | 0.0% |
| Dreyfus Strategic Muni BD FD | COM | 26202F107 | $34 | 4,201 | 0.0% |
| Legal & GEN Group(LGGNY) | ADR | 52463H103 | $34 | 1,827 | 0.0% |
| Taro Pharmaceutical Indus | COM | M8737E108 | $34 | 221 | 0.0% |
| Jardine Strategic | ADR | 471122200 | $34 | 1,922 | 0.0% |
| Lonza Group AG(LZAGY) | ADR | 54338V101 | $34 | 2,767 | 0.0% |
| EV Energy Partners LP | LP | 26926V107 | $34 | 950 | 0.0% |
| J. Sainsbury PLC(JSAIY) | ADR | 466249208 | $34 | 2,070 | 0.0% |
| China Communicati | ADR | 168926103 | $34 | 2,378 | 0.0% |
| Sensata Technologies Holding(ST) | COM | N7902X106 | $35 | 780 | 0.0% |
| KKR Financial Holdings LLC | PRF | 48248A405 | $35 | 1,255 | 0.0% |