Q3 2014 Holdings
Filed 2014-11-14 | 3545 holdings | $64.1M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-12-29) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Astrotech Corp | COM | 046484101 | $104 | 36,927 | 0.0% |
| Cypress Semiconductor CorpCall | CALL | 232806909 | $104 | 10,500 | 0.0% |
| Gabelli Equity TR Inc | RIGHT 10/20/2014 | 362397184 | $105 | 1,813,024 | 0.0% |
| Capital Product Partners L P | COM UNIT LP | Y11082107 | $106 | 10,608 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $107 | 15,938 | 0.0% |
| Array Biopharma Inc(ARRYEUR) | COM | 04269X105 | $108 | 30,356 | 0.0% |
| E House China Hldgs LTD | ADR | 26852W103 | $109 | 11,419 | 0.0% |
| Lattice Semiconductor Corp(LSCC) | COM | 518415104 | $109 | 14,562 | 0.0% |
| Gladstone Invt Corp(GAIN) | COM | 376546107 | $110 | 15,411 | 0.0% |
| Farmland Partners Inc(FPI) | COM | 31154R109 | $110 | 10,037 | 0.0% |
| Xoma Corp del | COM | 98419J107 | $111 | 26,481 | 0.0% |
| Mgic Invt Corp WISCall | CALL | 552848903 | $112 | 14,300 | 0.0% |
| Soufun Hldgs LTD | ADR | 836034108 | $112 | 11,255 | 0.0% |
| Summer Infant Inc | COM | 865646103 | $112 | 32,395 | 0.0% |
| Penn Natl Gaming Inc(PENN) | COM | 707569109 | $113 | 10,103 | 0.0% |
| Kratos Defense & SEC Solutio(KTOS) | COM NEW | 50077B207 | $113 | 17,294 | 0.0% |
| Cresud S A C I F Y A(CD8) | SPONSORED ADR | 226406106 | $113 | 10,420 | 0.0% |
| MFS Charter Income TR(MCR) | SH BEN INT | 552727109 | $113 | 12,702 | 0.0% |
| Great Lakes Dredge & Dock Co(GLDD) | COM | 390607109 | $114 | 18,433 | 0.0% |
| Napco SEC Technologies Inc(NSSC) | COM | 630402105 | $114 | 24,360 | 0.0% |
| MFS Intermarket Income Trust | SH BEN INT | 59318R103 | $114 | 13,657 | 0.0% |
| Alcatel-LucentPut | PUT | 013904955 | $115 | 37,800 | 0.0% |
| Windstream Hldgs IncPut | PUT | 97382A951 | $115 | 10,700 | 0.0% |
| Advanced Micro Devices IncCall | CALL | 007903907 | $115 | 33,600 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $115 | 96,561 | 0.0% |
| Companhia Energetica de Mina(CIG) | SP ADR N-V PFD | 204409601 | $116 | 18,583 | 0.0% |
| Hercules Offshore Inc | COM | 427093109 | $116 | 52,609 | 0.0% |
| Peregrine Pharmaceuticals in | COM NEW | 713661304 | $116 | 85,152 | 0.0% |
| Wausau Paper Corp | COM | 943315101 | $116 | 14,682 | 0.0% |
| BlackRock Enhanced DIV Achv(BDJ) | COM | 09251A104 | $116 | 14,203 | 0.0% |
| Valhi Inc New | COM | 918905100 | $117 | 17,866 | 0.0% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $117 | 16,586 | 0.0% |
| Jetblue Airways CorpCall | CALL | 477143901 | $119 | 11,200 | 0.0% |
| Bank of America Corporation | *W EXP 01/16/201 | 060505146 | $119 | 15,825 | 0.0% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $121 | 13,694 | 0.0% |
| Randgold RES LTDA | ADR | 752344309 | $122 | 1,802 | 0.0% |
| Syneron Medical LTD | ORD SHS | M87245102 | $122 | 12,229 | 0.0% |
| Ishares Inc | MSCI GLB GOLD | 464286335 | $122 | 13,446 | 0.0% |
| Sinocoking Coal & Coke CH in | COM | 829357102 | $123 | 32,736 | 0.0% |
| Westport Innovations Inc | COM NEW | 960908309 | $124 | 11,818 | 0.0% |
| Ixia | COM | 45071R109 | $125 | 13,663 | 0.0% |
| Xinyuan Real Estate Co LTD | SPONS ADR | 98417P105 | $125 | 42,407 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $126 | 22,798 | 0.0% |
| Graftech Intl LTD | COM | 384313102 | $127 | 27,696 | 0.0% |
| Compania de Minas Buenaventu(BVN) | SPONSORED ADR | 204448104 | $127 | 10,949 | 0.0% |
| Whiting USA TR II TR | UNIT | 966388100 | $128 | 10,494 | 0.0% |
| Rambus Inc delCall | CALL | 750917906 | $129 | 10,300 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $129 | 25,724 | 0.0% |
| Eagle Bulk Shipping Inc | SHS NEW | Y2187A119 | $129 | 141,368 | 0.0% |
| Cosan LTD(CSAN) | SHS A | G25343107 | $129 | 11,952 | 0.0% |