Q3 2014 Holdings
Filed 2014-11-14 | 73 holdings | $9.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-04-09) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Northstar Rlty Fin CorpA | COM | 66704R100 | $739 | 42,500 | 0.0% |
| Eagle Bulk Shipping Inc | SHS NEW | Y2187A119 | $768 | 837,199 | 0.0% |
| Delta Air Lines Inc Del(DAL)A | COM NEW | 247361702 | $869 | 22,446 | 0.0% |
| Radioshack CorpPut | COM | 750438953 | $904 | 912,900 | 0.0% |
| Intelsat S ACallA | COM | L5140P901 | $942 | 50,000 | 0.0% |
| Relm Wireless Corp | COM | 759525108 | $975 | 188,971 | 0.0% |
| Radio One IncA | CL D NON VTG | 75040P405 | $986 | 200,000 | 0.0% |
| Advanced Micro Devices Inc(AMD)A | COM | 007903107 | $1.0K | 250,000 | 0.0% |
| Old Rep Intl CorpA | NOTE 3.750% 3/1 | 680223AH7 | $1.6K | $1,300,000 | 0.0% |
| Gray Television Inc(GTN)A | COM | 389375106 | $1.6K | 125,000 | 0.0% |
| Winthrop Rlty TrCallA | SH BEN INT NEW | 976391900 | $1.6K | 107,200 | 0.0% |
| Quiksilver IncPut | COM | 74838C956 | $1.7K | 1,000,000 | 0.0% |
| Loral Space & Communicatns ICall | COM | 543881906 | $1.8K | 25,000 | 0.0% |
| Apollo Tactical Income Fd InA | COM | 037638103 | $1.8K | 100,000 | 0.0% |
| E M C Corp MassA | COM | 268648102 | $1.9K | 70,225 | 0.0% |
| Molycorp Inc DelPut | COM | 608753959 | $1.9K | 1,601,000 | 0.0% |
| Deluxe CorpPutA | COM | 248019951 | $1.9K | 65,000 | 0.0% |
| Advanced Micro Devices IncCallA | COM | 007903907 | $2.1K | 500,000 | 0.0% |
| Walter Energy IncPut | COM | 93317Q955 | $2.3K | 1,000,000 | 0.0% |
| Airtran Hldgs IncA | NOTE 5.250%11/0 | 00949PAD0 | $2.4K | $1,150,000 | 0.0% |
| Neustar IncPutA | CL A | 64126X951 | $2.6K | 100,000 | 0.0% |
| Apollo Residential Mtg Inc | COM | 03763V102 | $2.9K | 185,085 | 0.0% |
| iStar Finl IncA | COM | 45031U101 | $2.9K | 196,569 | 0.0% |
| Navios Maritime Holdings IncCall | COM | Y62196903 | $3.0K | 500,000 | 0.0% |
| Staples Inc | COM | 855030102 | $3.0K | 250,000 | 0.0% |
| Cliffs Nat Res IncPut | COM | 18683K951 | $3.1K | 300,000 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $3.2K | 200,000 | 0.0% |
| PrologisA | NOTE 3.250% 3/1 | 74340XAT8 | $3.4K | $3,000,000 | 0.0% |
| Loral Space & Communicatns I | COM | 543881906 | $3.6K | 50,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $3.9K | $3,800,000 | 0.0% |
| Medallion Finl CorpPutA | COM | 583928956 | $4.2K | 335,300 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $4.4K | $4,100,000 | 0.0% |
| Molycorp Inc Del | NOTE 5.500% 2/0 | 608753AF6 | $4.4K | $12,442,000 | 0.0% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $4.5K | $4,350,000 | 0.0% |
| Northstar Ass Mgmt Group ICall | COM | 66705Y904 | $4.6K | 250,000 | 0.1% |
| BGC Partners IncA | NOTE 4.500% 7/1 | 05541TAD3 | $4.7K | $4,400,000 | 0.0% |
| Health Care REIT IncA | NOTE 3.000%12/0 | 42217KAR7 | $4.7K | $3,800,000 | 0.0% |
| Midstates Pete Co IncA | COM | 59804T100 | $4.7K | 650,000 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $4.7K | $4,500,000 | 0.1% |
| Wells Fargo & Co New(WFC)A | PERP PFD CNV A | 949746804 | $4.9K | $4,000 | 0.0% |
| Teva Pharmaceutical Inds LtdA | DBCV 0.250% 2/0 | 88163VAE9 | $4.9K | $3,800,000 | 0.0% |
| Penney J C IncPut | COM | 708160956 | $5.0K | 500,000 | 0.1% |
| Altisource Portfolio Solns SPutA | COM | L0175J954 | $5.7K | 50,000 | 0.1% |
| Walter Energy IncCallA | COM | 93317Q905 | $6.0K | 1,100,000 | 0.1% |
| Avon Prods IncPut | COM | 054303952 | $6.3K | 500,000 | 0.1% |
| Sinclair Broadcast Group IncCall | CL A | 829226909 | $6.5K | 250,000 | 0.1% |
| iSharesPut | U.S. REAL ES ETF | 464287959 | $6.9K | 100,000 | 0.1% |
| Advanced Emissions Soluts In(ARQ)A | COM | 00770C101 | $7.4K | 322,077 | 0.1% |
| Fidelity National FinancialA | NOTE 4.250% 8/1 | 31620RAE5 | $7.6K | $4,600,000 | 0.1% |
| Western Un Co(WU)Put | COM | 959802109 | $8.0K | 500,000 | 0.1% |