Q2 2015 Holdings
Filed 2015-08-14 | 77 holdings | $5.4M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-10-08) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Massey Energy Co | NOTE 3.250% 8/0 | 576203AJ2 | $75 | $200,000 | 0.0% |
| Lear Corp(LEA) | COM NEW | 521865204 | $202 | 1,798 | 0.0% |
| Mbia Inc(MBI) | COM | 55262C100 | $301 | 50,000 | 0.0% |
| Alpha Natural Resources IncCall | COM | 02076X902 | $302 | 1,000,000 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $495 | 100,000 | 0.0% |
| Lee Enterprises Inc | COM | 523768109 | $666 | 200,000 | 0.0% |
| Peabody Energy CorporationA | SDCV 4.750%12/1 | 704549AG9 | $731 | $4,362,000 | 0.0% |
| Penn Virginia Corp | COM | 707882106 | $876 | 200,000 | 0.0% |
| Relm Wireless Corp | COM | 759525108 | $932 | 188,971 | 0.0% |
| Arch Coal IncA | COM | 039380100 | $1.1K | 3,192,324 | 0.0% |
| Alpha Natural Resources Inc | NOTE 3.750%12/1 | 02076XAE2 | $1.1K | $13,500,000 | 0.0% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $1.4K | $1,350,000 | 0.0% |
| Molycorp IncPut | COM | 608753959 | $1.5K | 16,719,000 | 0.0% |
| Old Republic International COR | NOTE 3.750% 3/1 | 680223AH7 | $1.5K | $1,300,000 | 0.0% |
| Apollo Senior Floating Rate Fund IncA | COM | 037636107 | $1.8K | 100,000 | 0.0% |
| American Capital Ltd | COM | 02503Y103 | $1.9K | 142,070 | 0.0% |
| Radio One Inc | CL D NON VTG | 75040P405 | $2.0K | 634,652 | 0.0% |
| Intelsat SAA | COM | L5140P101 | $2.0K | 205,217 | 0.0% |
| Tetra Technologies, Inc.Put | COM | 88162F955 | $2.4K | 377,100 | 0.0% |
| Apollo Residential Mortgage Inc | COM | 03763V102 | $2.7K | 185,085 | 0.1% |
| Airtran Holdings, Inc. | NOTE 5.250%11/0 | 00949PAD0 | $2.8K | $1,150,000 | 0.1% |
| Avon Products IncPut | COM | 054303952 | $3.3K | 525,000 | 0.1% |
| Cenveo CorpA | NOTE 7.000% 5/1 | 15671BAJ0 | $3.3K | $3,500,000 | 0.1% |
| Staples IncCall | COM | 855030902 | $3.8K | 250,000 | 0.1% |
| Prospect Capital Corp | NOTE 5.375%10/1 | 74348TAK8 | $3.8K | $3,800,000 | 0.1% |
| Jefferies Group LLC | DBCV 3.875%11/0 | 472319AG7 | $4.2K | $4,100,000 | 0.1% |
| Molycorp Inc | NOTE 3.250% 6/1 | 608753AA7 | $4.3K | $132,420 | 0.1% |
| Brookdale Senior Living Inc(BKD)Put | COM | 112463104 | $4.3K | 125,000 | 0.1% |
| Ares Capital Corporation | NOTE 5.750% 2/0 | 04010LAB9 | $4.6K | $4,500,000 | 0.1% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $4.6K | $4,400,000 | 0.1% |
| Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | $4.9K | $3,800,000 | 0.1% |
| Gamestop Corp.Put | COM | 36467W959 | $5.2K | 121,600 | 0.1% |
| AK SteelPutA | COM | 001547958 | $5.3K | 1,372,000 | 0.1% |
| Teva Pharmaceutical Finance Co | DBCV 0.250% 2/0 | 88163VAE9 | $5.3K | $3,800,000 | 0.1% |
| Seadrill LtdPut | COM | G7945E955 | $5.4K | 520,000 | 0.1% |
| Freeport-Mcmoran IncPut | COM | 35671D957 | $5.5K | 300,000 | 0.1% |
| Baltic Trading LtdA | COM | Y0553W103 | $5.6K | 3,478,015 | 0.1% |
| Advanced Micro DevicesPutA | COM | 007903957 | $6.0K | 2,500,000 | 0.1% |
| Valero Energy CorpPut | COM | 91913Y950 | $6.3K | 100,000 | 0.1% |
| C&J Energy Services IncPutA | COM | G3164Q951 | $6.6K | 500,000 | 0.1% |
| Priceline Group Inc | DEBT 1.000% 3/1 | 741503AQ9 | $7.1K | $5,300,000 | 0.1% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $7.8K | $5,000,000 | 0.1% |
| Scientific Games CorpCall | COM | 80874P909 | $7.8K | 500,000 | 0.1% |
| Ensco PLCPut | COM | G3157S956 | $8.0K | 358,600 | 0.1% |
| Best Buy Co IncPut | COM | 086516951 | $8.2K | 250,000 | 0.1% |
| Staples Inc | COM | 855030102 | $8.3K | 540,000 | 0.2% |
| Univar Inc.(UNVREUR)A | COM | 91336L107 | $8.3K | 317,774 | 0.2% |
| Intel Corporation | SDCV 12/1 | 458140AD2 | $8.4K | $7,000,000 | 0.2% |
| Deluxe CorporationPut | COM | 248019951 | $9.3K | 150,000 | 0.2% |
| Fidelity National Financial in | NOTE 4.250% 8/1 | 31620RAE5 | $9.4K | $4,600,000 | 0.2% |