Q3 2015 Holdings
Filed 2015-11-16 | 79 holdings | $8.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Lee Enterprises Inc | COM | 523768109 | $117 | 56,059 | 0.0% |
| Lear Corp(LEA) | COM NEW | 521865204 | $164 | 1,505 | 0.0% |
| Cumulus Media Inc | CL A | 231082108 | $528 | 750,000 | 0.0% |
| Peabody Energy CorporationCall | COM | 704549104 | $767 | 555,600 | 0.0% |
| Radio One, Inc. | CL D NON VTG | 75040P405 | $793 | 372,504 | 0.0% |
| Relm Wireless Corp | COM | 759525108 | $831 | 188,971 | 0.0% |
| CBL & Associates Properties, IncPut | COM | 124830100 | $908 | 66,000 | 0.0% |
| Transocean Ltd(RIG)Put | REG SHS | H8817H100 | $969 | 75,000 | 0.0% |
| Chesapeake Energy Corporation(CHKEUR)Put | COM | 165167107 | $1.1K | 150,000 | 0.0% |
| WP Glimcher, Inc.Put | COM | 92939N102 | $1.3K | 108,600 | 0.0% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $1.3K | $1,350,000 | 0.0% |
| Old Republic International COR | NOTE 3.750% 3/1 | 680223AH7 | $1.5K | $1,300,000 | 0.0% |
| Apollo Senior Floating Rate Fund Inc | COM | 037636107 | $1.6K | 100,000 | 0.0% |
| PBF Energy Inc(PBF)Put | CL A | 69318G106 | $1.8K | 62,500 | 0.0% |
| Gerdau SA(GGB)Call | SPON ADR REP PFD | 373737105 | $1.8K | 1,325,000 | 0.0% |
| Western Union Co(WU)Put | COM | 959802109 | $1.8K | 100,000 | 0.0% |
| Phoenix Cos Inc | COM NEW | 71902E604 | $1.8K | 56,000 | 0.0% |
| Vince Holding CorpCall | COM | 92719W108 | $1.9K | 550,000 | 0.0% |
| Ares Capital Corporation | NOTE 5.750% 2/0 | 04010LAB9 | $2.0K | $2,000,000 | 0.0% |
| AK Steel Holding Corporation(AKS1EUR)Put | COM | 001547108 | $2.1K | 878,500 | 0.0% |
| Apollo Residential Mortgage Inc | COM | 03763V102 | $2.3K | 185,085 | 0.0% |
| Seadrill LtdPut | SHS | G7945E105 | $2.4K | 400,000 | 0.0% |
| Anadarko Petroleum Corporation(APC3EUR)Call | COM | 032511107 | $2.4K | 40,000 | 0.0% |
| BlackRock Corporate High Yield(HYT) | COM | 09255P107 | $2.5K | 250,950 | 0.0% |
| Gray Television Inc(GTN)Call | COM | 389375106 | $2.7K | 208,700 | 0.0% |
| JC Penney Co IncPut | COM | 708160106 | $2.7K | 294,000 | 0.0% |
| ING Groep N.V. | DBCV 6.000%12/2 | 456837AE3 | $2.9K | $3,000,000 | 0.0% |
| Staples IncCall | COM | 855030102 | $2.9K | 250,000 | 0.0% |
| Airtran Holdings, Inc. | NOTE 5.250%11/0 | 00949PAD0 | $3.1K | $1,150,000 | 0.0% |
| Cenveo Corporation | NOTE 7.000% 5/1 | 15671BAJ0 | $3.2K | $3,500,000 | 0.0% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $3.3K | $3,200,000 | 0.0% |
| Molina Healthcare Inc(MOH)Call | COM | 60855R100 | $3.6K | 52,500 | 0.0% |
| Tenet Healthcare Corporation(THC)Call | COM NEW | 88033G407 | $3.7K | 100,000 | 0.0% |
| Tenet Healthcare Corporation(THC) | COM NEW | 88033G407 | $3.7K | 100,000 | 0.0% |
| Prospect Capital Corp | NOTE 5.375%10/1 | 74348TAK8 | $3.8K | $3,800,000 | 0.0% |
| Scientific Games Corporation(LNWO)Call | CL A | 80874P109 | $4.2K | 398,400 | 0.0% |
| Jefferies Group LLC | DBCV 3.875%11/0 | 472319AG7 | $4.2K | $4,100,000 | 0.0% |
| Sprint CorporationPut | COM SER 1 | 85207U105 | $4.3K | 1,130,000 | 0.0% |
| Frontier Communications CorporationPut | COM | 35906A108 | $4.8K | 1,000,000 | 0.1% |
| Teva Pharmaceutical Finance Co | DBCV 0.250% 2/0 | 88163VAE9 | $5.2K | $3,800,000 | 0.1% |
| Staples Inc | COM | 855030102 | $5.5K | 465,248 | 0.1% |
| Deluxe Corp(DLX)Put | COM | 248019101 | $5.6K | 100,000 | 0.1% |
| Univar Inc.(UNVREUR) | COM | 91336L107 | $5.8K | 317,774 | 0.1% |
| Consol Energy IncPut | COM | 20854P109 | $5.9K | 600,000 | 0.1% |
| Arch Coal IncPut | COM NEW | 039380308 | $6.3K | 1,893,900 | 0.1% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $6.3K | $10,000,000 | 0.1% |
| iStar IncCall | COM | 45031U101 | $6.3K | 500,000 | 0.1% |
| Endo International PLCCall | SHS | G30401106 | $6.9K | 100,000 | 0.1% |
| Canadian Imperial Bank of Commerce(CM)Put | COM | 136069101 | $7.1K | 99,100 | 0.1% |
| Intel Corporation | SDCV 12/1 | 458140AD2 | $7.3K | $6,000,000 | 0.1% |