Q4 2015 Holdings
Filed 2016-02-16 | 194 holdings | $86.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $56 | 313,400 | 0.0% |
| Macquarie FT TR GB INF UT DI | COM | 55607W100 | $125 | 10,800 | 0.0% |
| Pacific Coast Oil TR | UNIT BEN INT | 694103102 | $126 | 95,800 | 0.0% |
| Guggenheim Enhncd | COM | 40167B100 | $131 | 17,000 | 0.0% |
| Stone HBR Emerg Mkts TL Inc | COM | 86164W100 | $174 | 15,298 | 0.0% |
| Eagle Grwth & Income Oppty F | COM SHS BEN IN | 26958J105 | $177 | 11,658 | 0.0% |
| Japan Smaller Captlztn FD in(JOF) | COM | 47109U104 | $193 | 18,900 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G107 | $203 | 37,032 | 0.0% |
| Nippon Teleg & TEL Corp(NTTYY) | SPONSORED ADR | 654624105 | $242 | 6,100 | 0.0% |
| Cohen & Steers Global Inc BL | COM | 19248M103 | $249 | 26,300 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $251 | 34,632 | 0.0% |
| LMP Cap & Income FD Inc(XSCDX) | COM | 50208A102 | $252 | 20,400 | 0.0% |
| Guggenheim EQ Weight Enhanc | COM SH BEN INT | 40167M106 | $253 | 15,500 | 0.0% |
| Brookfield Globl Listed Infr | COM SHS | 11273Q109 | $255 | 21,700 | 0.0% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $256 | 16,900 | 0.0% |
| Cohen & Steers Infrastructur(UTF) | COM | 19248A109 | $259 | 13,600 | 0.0% |
| Eaton Vance Txmgd GL Buywr O(ETW) | COM | 27829C105 | $259 | 23,100 | 0.0% |
| Nuveen MUN Opportunity FD in | COM | 670984103 | $262 | 18,300 | 0.0% |
| Nuveen Diversified DIV Incm | COM | 6706EP105 | $264 | 24,400 | 0.0% |
| Hancock John PFD Income FD I(HPF) | COM | 41013X106 | $265 | 13,500 | 0.0% |
| Brookfield Total Return FD I | COM | 11283U108 | $266 | 12,100 | 0.0% |
| Qunar Cayman IS LTD | SPNS ADR CL B | 74906P104 | $280 | 5,300 | 0.0% |
| China Life INS Co LTD | SPON ADR REP H | 16939P106 | $281 | 17,600 | 0.0% |
| Guggenheim Enhanced Equity S | COM | 40167K100 | $322 | 20,400 | 0.0% |
| Wipro LTD(WIT) | SPON ADR 1 SH | 97651M109 | $329 | 28,500 | 0.0% |
| Nexpoint CR Strategies FD(NXDT) | COM NEW | 65340G205 | $337 | 16,500 | 0.0% |
| KT Corp(KT) | SPONSORED ADR | 48268K101 | $342 | 28,700 | 0.0% |
| Miller Howard High Inc Eqty | COM SHS BEN IN | 600379101 | $344 | 30,000 | 0.0% |
| China Pete & Chem Corp | SPON ADR H SHS | 16941R108 | $356 | 5,943 | 0.0% |
| Ishares | MSCI TAIWAN ETF | 464286731 | $359 | 28,090 | 0.0% |
| Advent Clay Conv SEC Inc FD | COM | 007639107 | $367 | 66,100 | 0.0% |
| Stone HBR Emerg Mrkts Inc FD(EDF) | COM | 86164T107 | $384 | 31,900 | 0.0% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $385 | 36,600 | 0.0% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $388 | 36,800 | 0.0% |
| Eaton Vance Risk Mngd DIV EQ(ETJ) | COM | 27829G106 | $391 | 38,500 | 0.0% |
| Nuveen Real Estate Income FD(JRS) | COM | 67071B108 | $394 | 37,100 | 0.0% |
| Bona Film Group LTD | SPONSORED ADS | 09777B107 | $448 | 33,900 | 0.0% |
| Netease Inc(NTES) | SPONSORED ADR | 64110W102 | $507 | 2,800 | 0.0% |
| Calamos Conv OPP and Inc FD(CHI) | SH BEN INT | 128117108 | $512 | 51,700 | 0.0% |
| Allianzgi NFJ Divid INT & PR | COM | 01883A107 | $513 | 41,400 | 0.0% |
| China Telecom Corp LTD | SPON ADR H SHS | 169426103 | $516 | 11,100 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $518 | 44,000 | 0.0% |
| Duff & Phelps GLB UTL Inc FD(DPG) | COM | 26433C105 | $521 | 35,400 | 0.0% |
| Powershares India ETF TR | INDIA PORT | 73935L100 | $661 | 33,862 | 0.0% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $699 | 35,100 | 0.0% |
| Avenue Income CR Strategies | COM | 05358E106 | $716 | 63,050 | 0.0% |
| Cohen & Steers Quality Rlty(RQI) | COM | 19247L106 | $777 | 63,600 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $935 | 12,000 | 0.0% |
| Pimco Income Strategy Fund I(PFN) | COM | 72201J104 | $965 | 110,000 | 0.0% |
| Goldman Sachs BDC Inc(GSBD) | SHS | 38147U107 | $1.0K | 53,000 | 0.0% |