Q2 2016 Holdings
Filed 2016-08-12 | 14247 holdings | $2.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mast Therapeutics Inc | COM | 576314108 | $0 | 400 | 0.0% |
| DBX ETF TR | SP HDG GLB INF | 233051671 | $0 | 12 | 0.0% |
| Nivalis Therapeutics Inc | COM | 65481J109 | $0 | 9 | 0.0% |
| Catabasis Pharmaceuticals in | COM | 14875P107 | $0 | 21 | 0.0% |
| Gores Hldgs Inc | *W EXP 08/13/202 | 382866119 | $0 | 100 | 0.0% |
| Vivint Solar Inc(VSLR) | COM | 92854Q106 | $0 | 100 | 0.0% |
| Glori Energy Inc(GLRI) | COM | 379606106 | $0 | 450 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $0 | 338 | 0.0% |
| Interpace Diagnostics Group | COM | 46062X105 | $0 | 602 | 0.0% |
| Andina Acquisition Corp II | *W EXP 11/23/202 | G0441P138 | $0 | 700 | 0.0% |
| Arowana Inc | RIGHT 01/01/2017 | G05011120 | $0 | 900 | 0.0% |
| Zafgen Inc | COM | 98885E103 | $0 | 15 | 0.0% |
| Galectin Therapeutics Inc | UNIT 03/28/2017 | 363225301 | $0 | 303 | 0.0% |
| Celgene Corp | RIGHT 12/31/2030 | 151020112 | $0 | 43 | 0.0% |
| Cellectar Biosciences Inc | *W EXP 08/20/201 | 15117F120 | $0 | 259 | 0.0% |
| Globeimmune Inc(GBIM) | COM | 37957B100 | $0 | 215 | 0.0% |
| Galectin Therapeutics Inc | *W EXP 03/28/201 | 363225111 | $0 | 299 | 0.0% |
| Vista Gold Corp(VGZ) | COM NEW | 927926303 | $0 | 242 | 0.0% |
| Gaiam Inc | CL A | 36268Q103 | $0 | 30 | 0.0% |
| Voya Intl High Divid Eqty in | COM | 92912Y109 | $0 | 1 | 0.0% |
| Eaton Vance PA MUN BD FD | COM | 27828W102 | $0 | 17 | 0.0% |
| Sears Hometown & Outlet Stor | COM | 812362101 | $0 | 72 | 0.0% |
| Asia Pacific Wire & Cable Co(APWC) | ORD | G0535E106 | $0 | 110 | 0.0% |
| Entree Gold Inc | COM | 29383G100 | $0 | 1,000 | 0.0% |
| Hudbay Minerals Inc | *W EXP 07/20/201 | 443628136 | $0 | 593 | 0.0% |
| Novacopper Inc | COM | 66988K102 | $1 | 1,448 | 0.0% |
| Crown Crafts Inc(CRWS) | COM | 228309100 | $1 | 87 | 0.0% |
| Gordmans Stores Inc | COM | 38269P100 | $1 | 568 | 0.0% |
| Hydra Inds Acquisition Corp | *W EXP 10/20/202 | 448740118 | $1 | 8,300 | 0.0% |
| Ishares TR(EWUS) | MSCI UK SM ETF | 46429B416 | $1 | 32 | 0.0% |
| Great ELM Cap Group Inc | COM | 39036P100 | $1 | 175 | 0.0% |
| China Natural Resources Inc(CHNR) | COM | G2110U109 | $1 | 956 | 0.0% |
| Deswell Inds Inc(DSWL) | COM | 250639101 | $1 | 812 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $1 | 703 | 0.0% |
| China Jo-Jo Drugstores Inc | COM NEW | 16949A206 | $1 | 641 | 0.0% |
| Cotiviti Hldgs Inc | COM | 22164K101 | $1 | 40 | 0.0% |
| Prospect Capital Corporation(PSEC)Put | COM | 74348T102 | $1 | 100 | 0.0% |
| Proshares TR | ULTRAPRO SHORT S | 74348A442 | $1 | 20 | 0.0% |
| Lime Energy Co | COM PAR $0.0001 | 53261U304 | $1 | 715 | 0.0% |
| Petrobras Argentina S A | SPONS ADR | 71646J109 | $1 | 162 | 0.0% |
| Andina Acquisition Corp II | RIGHT 09/01/2017 | G0441P120 | $1 | 3,350 | 0.0% |
| Neff Corp | COM CL A | 640094207 | $1 | 73 | 0.0% |
| MEI Pharma Inc | COM NEW | 55279B202 | $1 | 1,008 | 0.0% |
| Liqtech Intl Inc | COM | 53632A102 | $1 | 1,191 | 0.0% |
| Cogentix MED Inc | COM | 19243A104 | $1 | 1,388 | 0.0% |
| Enservco Corp | COM | 29358Y102 | $1 | 1,200 | 0.0% |
| Genworth Finl Inc(GNW)Put | COM CL A | 37247D106 | $1 | 400 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 3.125% 5/1 | 19075FAB2 | $1 | $2,000 | 0.0% |
| Cosi Inc | COM NEW | 22122P200 | $1 | 1,125 | 0.0% |
| Fuwei Films Hldgs Co LTD | SHS | G3704F102 | $1 | 893 | 0.0% |