Q3 2016 Holdings
Filed 2016-11-14 | 174 holdings | $191.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citigroup Inc | W EXP 01/04/201 | 172967226 | $15 | 292,200 | 0.0% |
| Pimco Income Strategy Fund I(PFN) | COM | 72201J104 | $141 | 14,793 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $164 | 21,000 | 0.0% |
| Advent Clay Conv SEC Inc FD | COM | 007639107 | $165 | 28,600 | 0.0% |
| Keryx Biopharmaceuticals Inc | COM | 492515101 | $178 | 33,600 | 0.0% |
| Guggenheim EQ Weight Enhanc | COM SH BEN INT | 40167M106 | $200 | 11,900 | 0.0% |
| Ishares(EWW) | MSCI MEX CAP ETF | 464286822 | $208 | 4,300 | 0.0% |
| Brookfield Globl Listed Infr | COM SHS | 11273Q109 | $209 | 15,269 | 0.0% |
| Allianzgi NFJ Divid INT & PR | COM | 01883A107 | $216 | 17,110 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $235 | 18,541 | 0.0% |
| Kayne Anderson Energy DEV Co | COM | 48660Q102 | $265 | 13,983 | 0.0% |
| Diversified Real Asset Inc F | COM SHS | 25533B108 | $272 | 15,800 | 0.0% |
| Credit Suisse AG Nassau BRH | VELSHS DLY SHTRM | 22539T423 | $275 | 15,124 | 0.0% |
| RMR Real Estate Income Fund | COM | 76970B101 | $276 | 12,700 | 0.0% |
| Dynavax Technologies Corp(DVAX) | COM NEW | 268158201 | $278 | 26,500 | 0.0% |
| Cerner Corp(CERNCHF) | COM | 156782104 | $281 | 4,550 | 0.0% |
| Guggenheim Enhanced Equity S | COM | 40167K100 | $327 | 20,400 | 0.0% |
| Central Secs Corp(CET) | COM | 155123102 | $355 | 16,700 | 0.0% |
| Nuveen Divid Advantage MUN F(NAD) | COM | 67066V101 | $392 | 26,010 | 0.0% |
| Intellia Therapeutics Inc(NTLA) | COM | 45826J105 | $422 | 24,800 | 0.0% |
| Principal Real Estate Income(PGZ) | SHS BEN INT | 74255X104 | $451 | 25,552 | 0.0% |
| Pacholder High Yield FD Inc | COM | 693742108 | $462 | 64,800 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $476 | 2,200 | 0.0% |
| Eaton Vance Tax-Adv BD & OPT | COM SH BEN INT | 27829M103 | $483 | 40,163 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $555 | 16,400 | 0.0% |
| Medtronic PLC(MDT) | SHS | G5960L103 | $579 | 6,700 | 0.0% |
| Netease Inc(NTES) | SPONSORED ADR | 64110W102 | $650 | 2,700 | 0.0% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $656 | 35,100 | 0.0% |
| Nuveen Global Equity Income | COM | 6706EH103 | $703 | 58,899 | 0.0% |
| China Lodging Group LTD | SPONSORED ADR | 16949N109 | $771 | 17,100 | 0.0% |
| Cohen & Steers Global Inc BL | COM | 19248M103 | $812 | 91,300 | 0.0% |
| Advent Claymore ENH GRW & in | COM | 00765E104 | $834 | 99,900 | 0.0% |
| First TR Dividend Income FD | COM | 33731L100 | $835 | 91,700 | 0.0% |
| Brookfield High Income FD in | COM | 11272P102 | $885 | 120,900 | 0.0% |
| Deutsche Multi-Mkt Income TR | SHS | 25160E102 | $911 | 106,600 | 0.0% |
| Deutsche Strategic Income TR | SHS | 25160F109 | $915 | 75,479 | 0.0% |
| NMI Hldgs Inc(NMIH) | CL A | 629209305 | $917 | 120,300 | 0.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $955 | 169,395 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $991 | 27,500 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $1.0K | 176,600 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $1.0K | 12,000 | 0.0% |
| Hess Corp(HES) | COM | 42809H107 | $1.1K | 20,700 | 0.0% |
| Goldman Sachs BDC Inc(GSBD) | SHS | 38147U107 | $1.2K | 53,000 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $1.2K | 1,049,854 | 0.0% |
| Duke Energy Corp New(DUK) | COM NEW | 26441C204 | $1.2K | 14,800 | 0.0% |
| Avenue Income CR Strategies | COM | 05358E106 | $1.4K | 107,255 | 0.0% |
| Acceleron Pharma Inc(XLRN) | COM | 00434H108 | $1.4K | 39,901 | 0.0% |
| Intrexon Corp | COM | 46122T102 | $1.5K | 54,431 | 0.0% |
| B & G Foods Inc New(BGS) | COM | 05508R106 | $1.7K | 34,700 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $1.9K | 138,113 | 0.0% |