Q4 2016 Holdings
Filed 2017-02-08 | 414 holdings | $53.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $9 | 20,000 | 0.0% |
| Impax Laboratories Inc | NOTE 2.000% 6/1 | 45256BAE1 | $10 | 13,000 | 0.0% |
| Brookdale SR Living Inc | NOTE 2.750% 6/1 | 112463AA2 | $12 | 12,000 | 0.0% |
| Sunpower Corp | DBCV 0.750% 6/0 | 867652AG4 | $13 | 14,000 | 0.0% |
| Alaska Communications SYS GR | NOTE 6.250% 5/0 | 01167PAE1 | $16 | 16,000 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $16 | 17,000 | 0.0% |
| Gogo Inc | NOTE 3.750% 3/0 | 38046CAB5 | $17 | 22,000 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $17 | 17,000 | 0.0% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $17 | 18,000 | 0.0% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $19 | 19,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $19 | 20,000 | 0.0% |
| Invensense Inc | NOTE 1.750%11/0 | 46123DAB2 | $22 | 22,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $24 | 24,000 | 0.0% |
| Pattern Energy Group Inc | NOTE 4.000% 7/1 | 70338PAB6 | $30 | 31,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $33 | 32,000 | 0.0% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $35 | 38,000 | 0.0% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $37 | 36,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $39 | 38,000 | 0.0% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $44 | 43,000 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $45 | 46,000 | 0.0% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $50 | 54,000 | 0.0% |
| Fxcm Inc | NOTE 2.250% 6/1 | 302693AB2 | $58 | 108,000 | 0.0% |
| Fireeye Inc | NOTE 1.000% 6/0 | 31816QAB7 | $60 | 65,000 | 0.0% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $70 | 77,000 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $75 | 78,000 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $77 | 15,315 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $125 | 12,500 | 0.0% |
| Freeport-Mcmoran Inc(FCX) | CL B | 35671D857 | $149 | 11,301 | 0.0% |
| Xerox Corp | COM | 984121103 | $176 | 20,183 | 0.0% |
| Northfield Bancorp Inc del(NFBK) | COM | 66611T108 | $200 | 10,000 | 0.0% |
| DTE Energy Co(DTE) | COM | 233331107 | $201 | 2,043 | 0.0% |
| Johnson Ctls Intl PLC(JCI) | SHS | G51502105 | $202 | 4,912 | 0.0% |
| Exelon Corp(EXC) | COM | 30161N101 | $208 | 5,848 | 0.0% |
| Glaxosmithkline PLC | SPONSORED ADR | 37733W105 | $211 | 5,486 | 0.0% |
| Imperial Oil LTD(IMO) | COM NEW | 453038408 | $212 | 6,100 | 0.0% |
| Toyota Motor Corp(TM) | SP ADR REP2COM | 892331307 | $213 | 1,820 | 0.0% |
| Telus Corp(TU) | COM | 87971M103 | $219 | 6,857 | 0.0% |
| Agilent Technologies Inc(A) | COM | 00846U101 | $219 | 4,799 | 0.0% |
| BlackRock Munihldgs NJ Qlty(MUJ) | COM | 09254X101 | $221 | 15,866 | 0.0% |
| Torchmark Corp | COM | 891027104 | $224 | 3,031 | 0.0% |
| American Tower Corp New(AMT) | COM | 03027X100 | $224 | 2,121 | 0.0% |
| Autoliv Inc(ALV) | COM | 052800109 | $226 | 2,000 | 0.0% |
| Thomson Reuters Corp | COM | 884903105 | $230 | 5,260 | 0.0% |
| Transcanada Corp | COM | 89353D107 | $232 | 5,139 | 0.0% |
| Price T Rowe Group Inc(TROW) | COM | 74144T108 | $235 | 3,129 | 0.0% |
| Chunghwa Telecom Co LTD(CHT) | SPON ADR NEW11 | 17133Q502 | $235 | 7,461 | 0.0% |
| Motorola Solutions Inc(MSI) | COM NEW | 620076307 | $237 | 2,862 | 0.0% |
| Hartford Finl Svcs Group Inc(HIG) | COM | 416515104 | $243 | 5,093 | 0.0% |
| Marathon Oil Corp(MRO*) | COM | 565849106 | $245 | 14,134 | 0.0% |
| CAE Inc(CAE) | COM | 124765108 | $249 | 17,795 | 0.0% |