Q2 2017 Holdings
Filed 2017-08-10 | 6999 holdings | $9.1B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health Systems-Cvr | WT | 203668116 | $0 | 12,065 | 0.0% |
| Palatin Technologies Inc | COM | 696077403 | $6 | 14,500 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $7 | 13,100 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $8 | 18,200 | 0.0% |
| Tandem Diabetes Care Inc | COM | 875372104 | $8 | 10,010 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $9 | 11,362 | 0.0% |
| Prospect Capital Corp | CONV BND | 74348TAL6 | $10 | $10,000 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $12 | 20,441 | 0.0% |
| Chart Industries Inc | CONV BND | 16115QAC4 | $12 | $12,000 | 0.0% |
| Biomarin Pharmaceutical Inc | CONV BND | 09061GAE1 | $12 | $11,000 | 0.0% |
| Illumina Inc | CONV BND | 452327AH2 | $12 | $11,000 | 0.0% |
| Female Health Company | COM | 314462102 | $13 | 12,292 | 0.0% |
| Helix Energy Solutions Group Inc | CONV BND | 42330PAG2 | $13 | $13,000 | 0.0% |
| Sanofi CVR | WT | 80105N113 | $14 | 36,409 | 0.0% |
| Liberty Media Corp | CONV BND | 531229AB8 | $14 | $12,000 | 0.0% |
| AIR Lease Corporation | CONV BND | 00912XAK0 | $14 | $10,000 | 0.0% |
| Seadrill LTD | COM | G7945E105 | $15 | 42,896 | 0.0% |
| Obsidian Energy LTD | COM | 674482104 | $18 | 14,159 | 0.0% |
| Hologic Inc | CONV BND | 436440AC5 | $23 | $16,000 | 0.0% |
| 22ND Century Group Inc | COM | 90137F103 | $23 | 13,000 | 0.0% |
| Whole Foods Market IncCall | OPT | 966837106 | $25 | 600 | 0.0% |
| Verastem Inc | COM | 92337C104 | $28 | 12,721 | 0.0% |
| Eldorado Gold Corp | COM | 284902103 | $28 | 10,500 | 0.0% |
| Adcare Health Systems Inc | COM | 00650W300 | $29 | 30,000 | 0.0% |
| Abraxas Petroleum Corp(AXASEUR) | COM | 003830106 | $33 | 20,107 | 0.0% |
| Bank of America Corp-Cw18 | WT | 060505153 | $40 | 50,000 | 0.0% |
| Radisys Corp | COM | 750459109 | $41 | 10,910 | 0.0% |
| Danaher Corp | CONV BND | 235851AF9 | $42 | $13,000 | 0.0% |
| Joint Corp(JYNT) | COM | 47973J102 | $42 | 11,000 | 0.0% |
| Kadmon Holdings Inc(KDMN) | COM | 48283N106 | $46 | 11,791 | 0.0% |
| Mcewen Mining Inc | COM | 58039P107 | $48 | 18,272 | 0.0% |
| Alliqua Biomedical Inc | COM | 019621200 | $48 | 129,000 | 0.0% |
| Sibanye Gold | ADR | 825724206 | $49 | 10,541 | 0.0% |
| 180 Degree Capital Corp(TURNEUR) | COM | 68235B109 | $49 | 30,202 | 0.0% |
| Prospect Capital Corp | CONV BND | 74348TAQ5 | $50 | $50,000 | 0.0% |
| Caladrius Biosciences Inc(NBSEUR) | COM | 128058203 | $51 | 10,000 | 0.0% |
| Organovo Holdings Inc | COM | 68620A104 | $51 | 19,319 | 0.0% |
| VOC Energy Trust(VOC) | COM | 91829B103 | $55 | 13,014 | 0.0% |
| Trevena Inc | COM | 89532E109 | $55 | 24,069 | 0.0% |
| Teekay Tankers LTD | COM | Y8565N102 | $58 | 31,120 | 0.0% |
| Semiconductor Manufact | ADR | 81663N206 | $63 | 11,044 | 0.0% |
| Aegon N.V.-Ny REG SHR | COM | 007924103 | $64 | 12,542 | 0.0% |
| Windstream Holdings Inc | COM | 97382A200 | $65 | 16,516 | 0.0% |
| Liberty All Star Equity Fund(USA) | COM | 530158104 | $65 | 11,401 | 0.0% |
| Lendingclub Corp | COM | 52603A109 | $65 | 11,870 | 0.0% |
| MFS Multimarket Inc Trust(MMT) | COM | 552737108 | $65 | 10,442 | 0.0% |
| Sotherly Hotels Inc(SOHO) | COM | 83600C103 | $73 | 10,763 | 0.0% |
| Ferrellgas Partners-LP | LP | 315293100 | $74 | 16,117 | 0.0% |
| Enel Chile SA(ENIC) | ADR | 29278D105 | $74 | 13,477 | 0.0% |
| Ladenburg Thalmann Financial | COM | 50575Q102 | $80 | 32,987 | 0.0% |