Q3 2017 Holdings
Filed 2017-11-07 | 6930 holdings | $10.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health Systems-Cvr | WT | 203668116 | $0 | 11,885 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $5 | 13,100 | 0.0% |
| Tandem Diabetes Care Inc | COM | 875372104 | $7 | 10,000 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $8 | 18,200 | 0.0% |
| Prospect Capital Corp | CONV BND | 74348TAL6 | $10 | $10,000 | 0.0% |
| Palatin Technologies Inc | COM | 696077403 | $10 | 14,500 | 0.0% |
| Seadrill LTD | COM | G7945E105 | $10 | 28,584 | 0.0% |
| Chart Industries Inc | CONV BND | 16115QAC4 | $12 | $12,000 | 0.0% |
| Helix Energy Solutions Group Inc | CONV BND | 42330PAG2 | $13 | $13,000 | 0.0% |
| Sanofi CVR | WT | 80105N113 | $13 | 36,454 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $13 | 21,810 | 0.0% |
| Solitario Zinc Corp(XPL) | COM | 8342EP107 | $14 | 20,000 | 0.0% |
| Hologic Inc | CONV BND | 436440AC5 | $15 | $12,000 | 0.0% |
| Spark Networks Inc | COM | 84651P100 | $15 | 12,500 | 0.0% |
| Radisys Corp | COM | 750459109 | $15 | 10,910 | 0.0% |
| LM Funding America Inc | COM | 502074107 | $20 | 11,350 | 0.0% |
| Versartis Inc | COM | 92529L102 | $24 | 10,000 | 0.0% |
| Eldorado Gold Corp | COM | 284902103 | $25 | 11,500 | 0.0% |
| Mcewen Mining Inc | COM | 58039P107 | $30 | 15,525 | 0.0% |
| Genocea Biosciences Inc | COM | 372427104 | $32 | 21,233 | 0.0% |
| Turquoise Hill Resources LTD | COM | 900435108 | $33 | 10,750 | 0.0% |
| Veru Inc(VERUEUR) | COM | 92536C103 | $33 | 12,292 | 0.0% |
| Abraxas Petroleum Corp(AXASEUR) | COM | 003830106 | $34 | 17,835 | 0.0% |
| Kite Pharma IncPut | OPT | 49803L109 | $36 | 200 | 0.0% |
| Parker Drilling Co | COM | 701081101 | $39 | 35,125 | 0.0% |
| Kadmon Holdings Inc(KDMN) | COM | 48283N106 | $39 | 11,791 | 0.0% |
| Teekay Tankers LTD | COM | Y8565N102 | $41 | 25,233 | 0.0% |
| Windstream Holdings Inc | COM | 97382A200 | $42 | 23,517 | 0.0% |
| VOC Energy Trust(VOC) | COM | 91829B103 | $45 | 12,014 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $47 | 13,949 | 0.0% |
| Joint Corp(JYNT) | COM | 47973J102 | $48 | 10,000 | 0.0% |
| Prospect Capital Corp | CONV BND | 74348TAQ5 | $50 | $50,000 | 0.0% |
| Elements Rogers Total Return | COM | 870297801 | $52 | 10,126 | 0.0% |
| 180 Degree Capital Corp(TURNEUR) | COM | 68235B109 | $53 | 30,202 | 0.0% |
| 22ND Century Group Inc | COM | 90137F103 | $53 | 19,000 | 0.0% |
| MEI Pharma Inc | COM | 55279B202 | $56 | 20,881 | 0.0% |
| Sibanye Stillwater | ADR | 825724206 | $56 | 12,691 | 0.0% |
| Endocyte Inc | COM | 29269A102 | $59 | 41,928 | 0.0% |
| Trevena Inc | COM | 89532E109 | $61 | 24,069 | 0.0% |
| Curis Inc | COM | 231269101 | $64 | 42,900 | 0.0% |
| Alliqua Biomedical Inc | COM | 019621200 | $68 | 185,000 | 0.0% |
| Hc2 Holdings Inc | COM | 404139107 | $72 | 13,650 | 0.0% |
| Wmih Corp | COM | 92936P100 | $72 | 75,633 | 0.0% |
| MFS High Income Municipal TR(CXE) | COM | 59318D104 | $73 | 14,010 | 0.0% |
| Tiptree Inc(TIPT) | COM | 88822Q103 | $74 | 11,800 | 0.0% |
| Hallador Energy Co(HNRG) | COM | 40609P105 | $76 | 13,382 | 0.0% |
| Stonemor Partners LP | LP | 86183Q100 | $77 | 11,818 | 0.0% |
| Ferrellgas Partners-LP | LP | 315293100 | $81 | 15,822 | 0.0% |
| Liberty All Star Equity Fund(USA) | COM | 530158104 | $84 | 13,927 | 0.0% |
| Pacific Biosciences of Calif(PACB) | COM | 69404D108 | $84 | 15,972 | 0.0% |