Q3 2017 Holdings
Filed 2017-11-14 | 117 holdings | $2.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| TCP Capital Corp 4.625 1Mar22 | SDBCV | 87238QAD5 | $8.6K | $8,301,000 | 0.3% |
| Trinity Biotech LP 4.00 1Apr45 | SDBCV | 89643QAB4 | $8.9K | $11,040,000 | 0.3% |
| Quidel Corp 3.25 15Dec20 | SDBCV | 74838JAA9 | $9.1K | $5,994,000 | 0.3% |
| Marriott VAC 1.5 15Sep22 144A | SDBCV | 57164YAA5 | $10.0K | $9,531,000 | 0.4% |
| Amex Financial Select Spdr IDX(XLF)Call | COM | 81369Y605 | $10.3K | 400,000 | 0.4% |
| Repligen Corp 2.125 01Jun21 | SDBCV | 759916AA7 | $11.4K | $8,448,000 | 0.4% |
| Terraform Global Inc | COM | 88104M101 | $11.9K | 2,507,137 | 0.4% |
| Qiagen N.V.(QGEN) | COM | N72482123 | $12.5K | 396,860 | 0.4% |
| Strwoodprprtytrst4.375 01Apr23 | SDBCV | 85571BAH8 | $12.7K | $12,513,000 | 0.5% |
| Oasis Petrole 2.625 15Sep23 | SDBCV | 674215AJ7 | $13.1K | $12,173,000 | 0.5% |
| Ciena Corp 4.0 15Dec20 | SDBCV | 171779AK7 | $13.6K | $10,250,000 | 0.5% |
| Nevro Corp 1.75 01Jun21 | SDBCV | 64157FAA1 | $13.7K | $11,545,000 | 0.5% |
| BlackRock Capital 5 15Jun22 | SDBCV | 092533AC2 | $14.1K | $13,455,000 | 0.5% |
| Micron Techn 3.125 01May32 A | SDBCV | 595112AX1 | $15.1K | $3,797,000 | 0.5% |
| Arbor Realty TRU 6.5 01Oct19 | SDBCV | 038923AA6 | $15.4K | $14,407,000 | 0.5% |
| Medicines 2.75 15Jul23 A | SDBCV | 584688AG0 | $15.4K | $14,665,000 | 0.5% |
| Wright Medical 2.25 15Nov21 A | SDBCV | 98236JAB4 | $15.7K | $11,650,000 | 0.6% |
| TPG Pace Energy Holdings | COM | 872656103 | $16.0K | 1,650,443 | 0.6% |
| Sunpower Corp 4 15Jan23 | SDBCV | 867652AL3 | $17.5K | $21,257,000 | 0.6% |
| Spirit Realty 2.875 15May19 | SDBCV | 84860WAA0 | $17.5K | $17,477,000 | 0.6% |
| Nuvasive Inc 2.25 15Mar21 | SDBCV | 670704AG0 | $18.3K | $16,000,000 | 0.6% |
| Cowen Group Inc 3 15Mar19 | SDBCV | 223622AB7 | $18.4K | $17,500,000 | 0.7% |
| Layne Christensen 8 1May19 A | SDBCV | 521050AD6 | $18.9K | $15,180,000 | 0.7% |
| Horizon Pharma 2.5 15Mar22 | SDBCV | 44052TAB7 | $21.4K | $23,606,000 | 0.8% |
| Hannon Armstrong 4.125 01Sep22 | SDBCV | 41068XAB6 | $22.2K | $21,500,000 | 0.8% |
| Radius Health Inc 3 1Sep24 | SDBCV | 750469AA6 | $22.6K | $22,500,000 | 0.8% |
| Consolidated-Tom 4.5 15Mar20 | SDBCV | 210226AB2 | $23.0K | $21,564,000 | 0.8% |
| Seacor Holdings 3 15Nov28 | SDBCV | 81170YAB5 | $23.2K | $25,843,000 | 0.8% |
| Spdr S&p500 ETF Trust(SPY)Put | COM | 78462F103 | $25.1K | 100,000 | 0.9% |
| PDL Biopharma 2.75 01Dec21 | SDBCV | 69329YAG9 | $25.2K | $23,210,000 | 0.9% |
| Colony Financial 5 15Apr23 | SDBCV | 19624RAA4 | $27.3K | $26,535,000 | 1.0% |
| Ctrip.com Intl LT 1.99 01Jul25 | SDBCV | 22943FAH3 | $27.9K | $23,001,000 | 1.0% |
| Renewable Energy 4 15Jun36 | SDBCV | 75972AAC7 | $28.6K | $21,850,000 | 1.0% |
| Medicines Company 2.5 15Jan22 | SDBCV | 584688AE5 | $30.3K | $23,915,000 | 1.1% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $30.3K | 457,769 | 1.1% |
| Fireeye Inc 1 1Jun35 | SDBCV | 31816QAB7 | $30.5K | $32,148,000 | 1.1% |
| Prospect Capital 4.95 15Jul22 | SDBCV | 74348TAR3 | $32.3K | $32,362,000 | 1.1% |
| Theravance 2.125 15Jan23 | SDBCV | 88338TAB0 | $33.0K | $33,745,000 | 1.2% |
| Sucampo Phar 3.25 15Dec21 144A | SDBCV | 864909AA4 | $33.8K | $32,639,000 | 1.2% |
| Ctrip.com INT LTD 1.25 15Sep22 | SDBCV | 22943FAM2 | $36.3K | $33,648,000 | 1.3% |
| Ionis Pharmaceutic 1 15Nov21 | SDBCV | 464337AJ3 | $36.6K | $34,494,000 | 1.3% |
| Redwood Trust Inc 4.75 15Aug23 | SDBCV | 758075AC9 | $36.9K | $37,000,000 | 1.3% |
| Biomarin Pharma 0.599 01Aug24 | SDBCV | 09061GAH4 | $39.1K | $38,500,000 | 1.4% |
| Green Plains Inc 4.125 01Sep22 | SDBCV | 393222AF1 | $41.7K | $40,802,000 | 1.5% |
| Inphi Corp 1.125 1Dec20 | SDBCV | 45772FAB3 | $44.3K | $36,252,000 | 1.6% |
| Timkensteel 6 1Jun21 | SDBCV | 887399AA1 | $46.0K | $29,085,000 | 1.6% |
| Whiting Petroleum 1.25 1Apr20 | SDBCV | 966387AL6 | $46.2K | $51,670,000 | 1.6% |
| Colony Financia 3.875 15Jan21 | SDBCV | 19624RAB2 | $48.1K | $47,658,000 | 1.7% |
| Tesla Motors Inc 1.25 1Mar21 | SDBCV | 88160RAC5 | $51.4K | $45,586,000 | 1.8% |
| Wayfair Inc 0.375 01Sep22 | SDBCV | 94419LAA9 | $51.9K | $53,600,000 | 1.8% |