Q3 2017 Holdings
Filed 2017-11-14 | 13216 holdings | $4.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Goodrich Pete Corp | COM PAR | 382410843 | $0 | 1 | 0.0% |
| Cision LTD | SHS | G1992S109 | $0 | 19 | 0.0% |
| Cision LTD | *W EXP 06/22/202 | G1992S117 | $0 | 51 | 0.0% |
| Global X FDS(KRMA) | CONSCIOUS COS | 37954Y731 | $0 | 13 | 0.0% |
| Geopark LTD(GPRK) | USD SHS | G38327105 | $0 | 37 | 0.0% |
| GP Invts Acquisition COR | UNIT 99/99/9999 | G40357116 | $0 | 86 | 0.0% |
| Real Goods Solar Inc | CL A 2017 | 75601N500 | $0 | 1 | 0.0% |
| Dynegy Inc New del | PFD CONV SER A | 26817R207 | $0 | 10 | 0.0% |
| Rennova Health Inc | *W EXP 06/30/202 | 759757123 | $0 | 24,561 | 0.0% |
| Powershares ETF TR II | S&P EMG MKT MNTM | 73937B670 | $0 | 4 | 0.0% |
| Eastman Kodak Co | *W EXP 09/03/201 | 277461133 | $0 | 1,227 | 0.0% |
| Eastman Kodak Co | *W EXP 09/03/201 | 277461141 | $0 | 300 | 0.0% |
| Wheeler Real Estate Invt TR | COM NEW | 963025705 | $0 | 41 | 0.0% |
| Delta Technology Hldgs LTD | *W EXP 12/18/201 | G8477B113 | $0 | 1,500 | 0.0% |
| Flexshares TR(ESGG) | STOX GLB INDEX | 33939L688 | $0 | 1 | 0.0% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $0 | 19 | 0.0% |
| Forum Merger Corp | RIGHT 06/01/2019 | 34985B129 | $0 | 800 | 0.0% |
| Biotime Inc | *W EXP 10/01/201 | 09066L162 | $0 | 2,701 | 0.0% |
| Inspiremd Inc | *W EXP 03/14/202 | 45779A135 | $0 | 6,148 | 0.0% |
| Inspiremd Inc | *W EXP 07/07/202 | 45779A127 | $0 | 8,824 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $0 | 300 | 0.0% |
| Seadrill LimitedCall | SHS | G7945E105 | $0 | 1,200 | 0.0% |
| Five Star Senior Living Inc | COM | 33832D106 | $0 | 227 | 0.0% |
| Zafgen Inc | COM | 98885E103 | $0 | 15 | 0.0% |
| Benitec Biopharma LTD | *W EXP 08/14/202 | 082053117 | $0 | 385 | 0.0% |
| Wilhelmina Intl Inc | COM NEW | 968235200 | $0 | 25 | 0.0% |
| Immunocellular Therapeutics | *W EXP 08/12/202 | 452536121 | $0 | 2,858 | 0.0% |
| Hydrogenics Corp New(HYGS) | COM NEW | 448883207 | $0 | 13 | 0.0% |
| Hudson Global Inc | COM | 443787106 | $0 | 121 | 0.0% |
| Regulus Therapeutics Inc | COM | 75915K101 | $0 | 328 | 0.0% |
| Barington Hilco Acquisition | RIGHT 02/13/2017 | 06759V119 | $0 | 1,214 | 0.0% |
| Origo Acquisition Corp | SHS | G67789126 | $0 | 21 | 0.0% |
| Origo Acquisition Corp | *W EXP 12/17/202 | G67789118 | $0 | 1,000 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | UNIT 99/99/9999 | G0726L109 | $0 | 10 | 0.0% |
| Fibrocell Science Inc | COM PAR | 315721308 | $0 | 34 | 0.0% |
| Barclays BK PLC | IPTH ENRGY ETN | 06740P312 | $0 | 11 | 0.0% |
| First TR Exchng Traded FD VI(FAAR) | ALT ABSLT STRG | 33740Y101 | $0 | 6 | 0.0% |
| Fieldpoint Petroleum Corp | *W EXP 03/23/201 | 316570126 | $0 | 10 | 0.0% |
| National Energy Services REU | *W EXP 05/05/202 | G6375R115 | $0 | 200 | 0.0% |
| Barclays BK PLC | RTRN DISABILIT | 06740D830 | $0 | 1 | 0.0% |
| Rosehill RES Inc | CL A | 777385105 | $0 | 56 | 0.0% |
| Barclays Bank PLC | IPATH AS GLF CUR | 06739H420 | $0 | 8 | 0.0% |
| Barclays Bank PLC | IPTH JPY/USD ETN | 06739G851 | $0 | 10 | 0.0% |
| First TR Exchange Traded FD(FTQI) | LOW BETA INCOME | 33738R407 | $0 | 9 | 0.0% |
| Central FED Corp | COM NEW | 15346Q202 | $0 | 15 | 0.0% |
| Cellectar Biosciences Inc | COM | 15117F302 | $0 | 2 | 0.0% |
| Cellectar Biosciences Inc | *W EXP 08/20/201 | 15117F120 | $0 | 570 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $0 | 191 | 0.0% |
| UBS AG Jersey BRH | CMCI INDL ETN | 902641752 | $0 | 10 | 0.0% |
| Trimtabs ETF TR(ABLG) | ALL CAP INTL | 89628W401 | $0 | 10 | 0.0% |