Q3 2018 Holdings
Filed 2018-11-14 | 129 holdings | $3.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ishares Msci Brazil ETF(EWZ)Call | COM | 464286400 | $6.7K | 200,000 | 0.2% |
| PDC Energy Inc 1.125 15Sep21 | SDBCV | 69327RAD3 | $6.8K | $7,000,000 | 0.2% |
| Nebula Acquisition Corp | COM | 629076100 | $7.6K | 783,000 | 0.2% |
| Medicines Company 2.5 15Jan22 | SDBCV | 584688AE5 | $7.8K | $7,215,000 | 0.2% |
| Sentinel Energy Service | COM | G8062D102 | $7.8K | 790,400 | 0.2% |
| Tesaro Inc 3 01Oct21 | SDBCV | 881569AA5 | $8.0K | $6,000,000 | 0.2% |
| TCP Capital Corp 4.625 1Mar22 | SDBCV | 87238QAD5 | $8.3K | $8,301,000 | 0.3% |
| Invacare Corp 4.5 1June22 | SDBCV | 461203AH4 | $8.5K | $7,509,000 | 0.3% |
| Trinity Biotech LP 4.00 1Apr45 | SDBCV | 89643QAB4 | $9.3K | $12,015,000 | 0.3% |
| One Madison Corp | COM | G6772P100 | $9.5K | 979,000 | 0.3% |
| Platinum Eagle Acquisition C | COM | G7126L100 | $9.6K | 978,998 | 0.3% |
| New Mountain FIN 5.75 15Aug23 | SDBCV | 647551AC4 | $10.0K | $10,000,000 | 0.3% |
| Deutsche Bank AG -Reg | COM | D18190898 | $10.3K | 900,000 | 0.3% |
| Carbonite Inc | SDBCV | 141337AB1 | $10.7K | $7,137,000 | 0.3% |
| DFB Healthcare Acquisitions | COM | 23291E109 | $11.8K | 1,230,000 | 0.4% |
| GS Acquisition Holdings Corp | COM | 36255F201 | $12.4K | 1,200,000 | 0.4% |
| Gores Holdings III Inc | COM | 38286G208 | $12.8K | 1,250,000 | 0.4% |
| Tesla Motors Inc 1.25 1Mar21 | SDBCV | 88160RAC5 | $13.2K | $13,723,000 | 0.4% |
| Intrexon Corp 3.5 1Jul23 | SDBCV | 46122TAA0 | $13.2K | $11,250,000 | 0.4% |
| Lumentum Holdings.25 15Mar24 | SDBCV | 55024UAB5 | $13.3K | $11,078,000 | 0.4% |
| Blackstone Mort 4.75 15Mar23 | SDBCV | 09257WAC4 | $14.5K | $14,600,000 | 0.4% |
| Ishares Tr-Russell 2000 IDX(IWM)Call | COM | 464287655 | $16.9K | 100,000 | 0.5% |
| Sunpower Corp 4 15Jan23 | SDBCV | 867652AL3 | $17.2K | $20,482,000 | 0.5% |
| Radius Health Inc 3 1Sep24 | SDBCV | 750469AA6 | $17.3K | $22,500,000 | 0.5% |
| Flexion Ther Inc 3.375 01May24 | SDBCV | 33938JAB2 | $17.8K | $17,612,000 | 0.5% |
| Walmart Inc(WMT)Call | COM | 931142103 | $18.8K | 200,000 | 0.6% |
| Walmart Inc(WMT)Put | COM | 931142103 | $18.8K | 200,000 | 0.6% |
| Tesla Inc 2.375 15Mar22 | SDBCV | 88160RAD3 | $19.7K | $19,261,000 | 0.6% |
| Redfin Corp 1.75 15Jul23 | SDBCV | 75737FAA6 | $20.6K | $22,755,000 | 0.6% |
| Retrophin Inc 2.5 15Sep25 | SDBCV | 761299AB2 | $21.1K | $20,554,000 | 0.6% |
| Seacor Holds Inc 3.25 15May25 | SDBCV | 811904AN1 | $22.9K | $23,913,000 | 0.7% |
| Gain Capital Hldgs 5 15Aug22 | SDBCV | 36268WAF7 | $23.2K | $22,333,000 | 0.7% |
| Wright Medical 2.25 15Nov21 A | SDBCV | 98236JAB4 | $25.2K | $17,411,000 | 0.8% |
| Array BIO 2.625 1Dec24 144A | SDBCV | 04269XAB1 | $25.2K | $20,075,000 | 0.8% |
| Libertymedcorp 1 30Jan23 144A | SDBCV | 531229AF9 | $26.0K | $22,204,000 | 0.8% |
| Prospect Capital 4.95 15Jul22 | SDBCV | 74348TAR3 | $26.1K | $26,309,000 | 0.8% |
| PDL Biopharma 2.75 01Dec21 | SDBCV | 69329YAG9 | $26.3K | $26,617,000 | 0.8% |
| Inphi Corp 0.75 01Sep21 | SDBCV | 45772FAC1 | $26.5K | $26,897,000 | 0.8% |
| Redwood Trust 5.625 15Jul25 | SDBCV | 758075AD7 | $27.4K | $27,605,000 | 0.8% |
| Microchip Tech 2.25 15Feb37 | SDBCV | 595017AH7 | $27.6K | $26,172,000 | 0.8% |
| Alder Biopharm 2.5 01Feb25 | SDBCV | 014339AA3 | $28.2K | $26,250,000 | 0.9% |
| Hannon Armstrong 4.125 01Sep22 | SDBCV | 41068XAB6 | $29.4K | $30,042,000 | 0.9% |
| Spartan Energy Acquisition C | COM | 846784114 | $30.2K | 2,975,600 | 0.9% |
| Wayfair Inc.375 1Sep22 | SDBCV | 94419LAB7 | $30.4K | $20,107,000 | 0.9% |
| Chesapeake Energy 5.5 15Sep26 | SDBCV | 165167CY1 | $31.6K | $32,015,000 | 1.0% |
| Horizon Pharma 2.5 15Mar22 | SDBCV | 44052TAB7 | $32.5K | $32,187,000 | 1.0% |
| Team Inc 5 01Aug23 | SDBCV | 878155AE0 | $33.0K | $26,085,000 | 1.0% |
| Ezcorp 2.875 1Jul24 OTC | SDBCV | 302301AF3 | $33.4K | $26,810,000 | 1.0% |
| Encore Cap EUR 4.5 1Sep23 | SDBCV | 29260UAA5 | $35.2K | $34,285,000 | 1.1% |
| Helix Ener Solut 4.125 15Sep23 | SDBCV | 42330PAJ6 | $35.8K | $27,640,000 | 1.1% |