Q2 2019 Holdings
Filed 2019-08-14 | 9326 holdings | $12.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Solitario Zinc Corp(XPL) | COM | 8342EP107 | $6 | 20,000 | 0.0% |
| Northern Dynasty Minerals(NAK) | COM | 66510M204 | $8 | 13,504 | 0.0% |
| Organovo Holdings Inc | COM | 68620A104 | $9 | 17,159 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $10 | 18,200 | 0.0% |
| New Gold Inc(NGD) | COM | 644535106 | $10 | 10,800 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $11 | 25,032 | 0.0% |
| Teva Pharmaceutical Finance Co LLC | CONV BND | 88163VAE9 | $11 | $12,000 | 0.0% |
| Hudson Technologies Inc(HDSN) | COM | 444144109 | $12 | 14,590 | 0.0% |
| Sanofi CVR | WT | 80105N113 | $13 | 26,152 | 0.0% |
| Turquoise Hill Resources LTD | COM | 900435108 | $15 | 11,754 | 0.0% |
| Ares Capital Corporation | CONV BND | 04010LAT0 | $15 | $15,000 | 0.0% |
| Opgen Inc | COM | 68373L208 | $16 | 40,850 | 0.0% |
| India Globalization Capital(IGC) | COM | 45408X308 | $16 | 10,000 | 0.0% |
| Transenterix Inc | COM | 89366M201 | $18 | 12,931 | 0.0% |
| Biocept Inc(BIOCEUR) | COM | 09072V402 | $22 | 20,000 | 0.0% |
| RED HAT Inc | CONV BND | 756577AD4 | $25 | $10,000 | 0.0% |
| Prospect Capital Corp | CONV BND | 74348TAR3 | $26 | $26,000 | 0.0% |
| Veon LTD | ADR | 91822M106 | $31 | 11,185 | 0.0% |
| Pixelworks Inc(PXLWEUR) | COM | 72581M305 | $32 | 10,877 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | COM | 83587F202 | $34 | 12,580 | 0.0% |
| Hc2 Holdings Inc | COM | 404139107 | $34 | 14,450 | 0.0% |
| Atlantic Power Corp(AT) | COM | 04878Q863 | $35 | 14,366 | 0.0% |
| Communications Systems Inc | COM | 203900105 | $37 | 12,167 | 0.0% |
| Aptose Biosciences Inc | COM | 03835T200 | $37 | 14,000 | 0.0% |
| Applied Genetic Technologies(2GT) | COM | 03820J100 | $38 | 10,128 | 0.0% |
| Inovio Pharmaceuticals Inc | COM | 45773H201 | $43 | 14,683 | 0.0% |
| Plug Power Inc(PLUG) | COM | 72919P202 | $46 | 20,195 | 0.0% |
| Ceragon Networks LTD(CRNT) | COM | M22013102 | $49 | 16,650 | 0.0% |
| Transatlantic Petroleum LTD | COM | G89982113 | $50 | 69,110 | 0.0% |
| Mcewen Mining Inc | COM | 58039P107 | $54 | 30,920 | 0.0% |
| US Well Services Inc | COM | 91274U101 | $55 | 11,500 | 0.0% |
| Gopro Inc(GPRO) | COM | 38268T103 | $60 | 10,936 | 0.0% |
| Multi-Color CorpCall | OPT | 625383104 | $60 | 1,200 | 0.0% |
| CSS Industries Inc | COM | 125906107 | $61 | 12,500 | 0.0% |
| Portfolio Recovery Associates Inc | CONV BND | 73640QAB1 | $69 | $70,000 | 0.0% |
| Container Store Group Inc(TCSUSD) | COM | 210751103 | $77 | 10,598 | 0.0% |
| Durect Corporation(DRRXEUR) | COM | 266605104 | $79 | 121,311 | 0.0% |
| Macquarie Infrastructure Co LLC | CONV BND | 55608BAA3 | $80 | $80,000 | 0.0% |
| Spark Therapeutics IncPut | OPT | 84652J103 | $82 | 800 | 0.0% |
| Gigamedia LTD | COM | Y2711Y112 | $82 | 34,741 | 0.0% |
| Nielsen Holdings PLCCall | OPT | G6518L108 | $82 | 3,600 | 0.0% |
| Gold Fields LTD(EDG) | ADR | 38059T106 | $83 | 15,369 | 0.0% |
| Emcore Corp(EMKREUR) | COM | 290846203 | $85 | 25,700 | 0.0% |
| Grupo Aval Acciones Y Valore(AVAL) | ADR | 40053W101 | $86 | 10,790 | 0.0% |
| Nuveen Senior Inc FD | COM | 67067Y104 | $90 | 15,134 | 0.0% |
| Vipshop Holdings LTD(VIPS) | ADR | 92763W103 | $92 | 10,605 | 0.0% |
| Rite AID Corp(RADEUR) | COM | 767754872 | $92 | 11,521 | 0.0% |
| Harmony Gold MNG(HAM) | ADR | 413216300 | $93 | 41,000 | 0.0% |
| Tilly's Inc-Class A Shrs(TLYS) | COM | 886885102 | $95 | 12,503 | 0.0% |
| Landec Corp(LFCR) | COM | 514766104 | $96 | 10,234 | 0.0% |