Q3 2019 Holdings
Filed 2019-11-14 | 12097 holdings | $5.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Sorrento Therapeutics Inc(SRNE)Put | Cmn | 83587F202 | $39 | 18,300 | 0.0% |
| Sesen BIO IncCall | Cmn | 817763105 | $40 | 34,400 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | Cmn | 81727U105 | $40 | 40,340 | 0.0% |
| Seachange Intl IncCall | Cmn | 811699107 | $40 | 14,000 | 0.0% |
| Globus Maritime Limited New | Cmn | Y27265407 | $40 | 19,710 | 0.0% |
| Baytex Energy Corp(BTE)Call | Cmn | 07317Q105 | $40 | 27,300 | 0.0% |
| Energy Fuels Inc(UUUU)Call | Cmn | 292671708 | $40 | 20,800 | 0.0% |
| Bellerophon Therapeutics Inc(BLPHEUR) | Cmn | 078771102 | $40 | 82,744 | 0.0% |
| Dragon Victory Intl LTD | Cmn | G28365107 | $40 | 25,992 | 0.0% |
| Novan Inc | Cmn | 66988N106 | $40 | 15,666 | 0.0% |
| Ocwen Finl CorpPut | Cmn | 675746309 | $40 | 21,200 | 0.0% |
| Pluristem Therapeutics IncCall | Cmn | 72940R300 | $40 | 10,600 | 0.0% |
| SAN Juan Basin RTY TR(SJT) | Cmn | 798241105 | $40 | 13,344 | 0.0% |
| Gold Resource Corp(GORO)Call | Cmn | 38068T105 | $40 | 13,000 | 0.0% |
| Titan Intl Inc ILL(TWI)Put | Cmn | 88830M102 | $40 | 14,800 | 0.0% |
| Lexicon Pharmaceuticals Inc(LXRX)Put | Cmn | 528872302 | $41 | 13,600 | 0.0% |
| India Globalization Cap Inc(IGC) | Cmn | 45408X308 | $41 | 42,231 | 0.0% |
| Organigram Hldgs IncCall | Cmn | 68620P101 | $41 | 11,900 | 0.0% |
| Carver Bancorp Inc(CARV) | Cmn | 146875604 | $41 | 13,007 | 0.0% |
| Nabriva Therapeutics PLC | Cmn | G63637105 | $42 | 21,222 | 0.0% |
| Bio-Key International Inc | Cmn | 09060C309 | $42 | 67,923 | 0.0% |
| Davidstea Inc(DTEAF)Put | Cmn | 238661102 | $42 | 20,500 | 0.0% |
| SC Health Corp | Wt | G78516401 | $42 | 34,857 | 0.0% |
| Canntrust Hldgs Inc(CNTTQ)Put | Cmn | 137800207 | $42 | 37,500 | 0.0% |
| Celgene Corp | Cmn | 151020112 | $42 | 74,217 | 0.0% |
| Urban One Inc | Cmn | 91705J204 | $42 | 20,923 | 0.0% |
| Genocea Biosciences Inc(GNCAQ) | Cmn | 372427401 | $42 | 14,473 | 0.0% |
| Hill International Inc | Cmn | 431466101 | $43 | 14,423 | 0.0% |
| Apex Global Brands Inc | Cmn | 03755M201 | $43 | 28,993 | 0.0% |
| Crescent PT Energy CorpPut | Cmn | 22576C101 | $43 | 10,100 | 0.0% |
| BIG 5 Sporting Goods Corp(BG3)Call | Cmn | 08915P101 | $43 | 20,800 | 0.0% |
| Alio Gold Inc(TMMEUR) | Cmn | 01627X108 | $43 | 70,135 | 0.0% |
| FTS International Inc(FTSIEUR)Put | Cmn | 30283W104 | $44 | 19,600 | 0.0% |
| Daseke Inc(DSKEUSD)Call | Cmn | 23753F107 | $44 | 17,700 | 0.0% |
| Curis Inc(CRISEUR)Put | Cmn | 231269200 | $44 | 19,600 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | Cmn | 053588109 | $44 | 52,469 | 0.0% |
| Ampio Pharmaceuticals IncCall | Cmn | 03209T109 | $44 | 88,300 | 0.0% |
| Amira Nature Foods LTD | Cmn | G0335L102 | $44 | 81,332 | 0.0% |
| Solitario Zinc Corp(XPL) | Cmn | 8342EP107 | $44 | 158,555 | 0.0% |
| NET 1 Ueps Technologies Inc(LSAK)Call | Cmn | 64107N206 | $45 | 12,700 | 0.0% |
| Smtc Corp | Cmn | 832682207 | $45 | 20,763 | 0.0% |
| Blink Charging Co(BLNK)Call | Cmn | 09354A100 | $45 | 17,500 | 0.0% |
| Acorda Therapeutics IncCall | Cmn | 00484M106 | $45 | 15,700 | 0.0% |
| Foamix Pharmaceuticals LTD | Cmn | M46135105 | $45 | 14,753 | 0.0% |
| Conifer Hldgs Inc(PRHI) | Cmn | 20731J102 | $45 | 11,890 | 0.0% |
| Asia Pacific Wire & Cable Co(APWC) | Cmn | G0535E106 | $45 | 24,064 | 0.0% |
| Nortech SYS Inc(NSYS) | Cmn | 656553104 | $46 | 15,375 | 0.0% |
| Fuelcell Energy Inc(FCELCHF) | Cmn | 35952H601 | $46 | 141,192 | 0.0% |
| CVR Partners LPCall | Cmn | 126633106 | $46 | 11,900 | 0.0% |
| Agenus Inc(AGENEUR)Call | Cmn | 00847G705 | $46 | 18,000 | 0.0% |