Q3 2019 Holdings
Filed 2019-11-14 | 12097 holdings | $5.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Fuelcell Energy Inc(FCELCHF) | Cmn | 35952H601 | $46 | 141,192 | 0.0% |
| CVR Partners LPCall | Cmn | 126633106 | $46 | 11,900 | 0.0% |
| Insignia SYS Inc | Cmn | 45765Y105 | $47 | 48,899 | 0.0% |
| Deswell Inds Inc(DSWL) | Cmn | 250639101 | $47 | 18,305 | 0.0% |
| Euro Tech Holdings Co LTD(CLWT) | Cmn | G32030127 | $47 | 11,541 | 0.0% |
| Sunopta Inc(STKL)Call | Cmn | 8676EP108 | $48 | 26,500 | 0.0% |
| Research Frontiers Inc(REFR)Put | Cmn | 760911107 | $48 | 15,100 | 0.0% |
| CAN Fite Biopharma LTD | Depository Receipt | 13471N201 | $48 | 23,163 | 0.0% |
| RCM Technologies Inc(RCMT) | Cmn | 749360400 | $48 | 15,988 | 0.0% |
| Superior Inds Intl IncCall | Cmn | 868168105 | $48 | 16,700 | 0.0% |
| Uxin LTD | Depository Receipt | 91818X108 | $48 | 19,795 | 0.0% |
| Kazia Therapeutics LTD | Depository Receipt | 48669G105 | $49 | 12,803 | 0.0% |
| Alimera Sciences Inc | Cmn | 016259103 | $49 | 86,132 | 0.0% |
| Nabriva Therapeutics PLCCall | Cmn | G63637105 | $49 | 24,700 | 0.0% |
| Acasti Pharma Inc | Cmn | 00430K402 | $49 | 25,722 | 0.0% |
| Quicklogic Corp | Cmn | 74837P108 | $49 | 140,169 | 0.0% |
| Meet Group IncPut | Cmn | 58513U101 | $50 | 15,400 | 0.0% |
| Gerdau S A(GGB)Call | Depository Receipt | 373737105 | $50 | 16,000 | 0.0% |
| Xinyuan Real Estate Co LTD | Depository Receipt | 98417P105 | $50 | 12,224 | 0.0% |
| Unit CorpPut | Cmn | 909218109 | $50 | 14,800 | 0.0% |
| Nuverra Environmental Soluti | Cmn | 67091K302 | $50 | 11,881 | 0.0% |
| Newlink Genetics Corp | Cmn | 651511107 | $50 | 31,555 | 0.0% |
| Adma Biologics Inc(ADMA)Call | Cmn | 000899104 | $50 | 11,300 | 0.0% |
| Marathon Patent Group Inc | Cmn | 56585W401 | $50 | 28,826 | 0.0% |
| Vivus IncCall | Cmn | 928551308 | $50 | 13,100 | 0.0% |
| Avadel Pharmaceuticals PLCCall | Depository Receipt | 05337M104 | $50 | 12,000 | 0.0% |
| Applied Genetic Technol Corp(2GT)Call | Cmn | 03820J100 | $50 | 12,000 | 0.0% |
| Celsion Corporation | Cmn | 15117N503 | $50 | 32,585 | 0.0% |
| Tocagen Inc | Cmn | 888846102 | $51 | 77,224 | 0.0% |
| Ocwen Finl CorpCall | Cmn | 675746309 | $51 | 27,200 | 0.0% |
| Eastman Kodak Co(KODK)Call | Cmn | 277461406 | $51 | 19,300 | 0.0% |
| Ever Glory Intl GRP Inc(EVKG) | Cmn | 299766204 | $52 | 15,744 | 0.0% |
| Davidstea Inc(DTEAF) | Cmn | 238661102 | $52 | 25,015 | 0.0% |
| Imedia Brands Inc | Cmn | 452465107 | $52 | 92,557 | 0.0% |
| Newlink Genetics CorpPut | Cmn | 651511107 | $52 | 32,400 | 0.0% |
| MRI Interventions Inc | Cmn | 55347P209 | $52 | 10,268 | 0.0% |
| Beyond AIR Inc | Cmn | 08862L103 | $52 | 10,827 | 0.0% |
| Marinus Pharmaceuticals IncPut | Cmn | 56854Q101 | $52 | 33,800 | 0.0% |
| Rayonier Advanced Matls Inc(RYAM)Call | Cmn | 75508B104 | $52 | 11,900 | 0.0% |
| J Jill Inc | Cmn | 46620W102 | $52 | 27,810 | 0.0% |
| Plug Power Inc(PLUG) | Cmn | 72919P202 | $53 | 20,278 | 0.0% |
| Immunogen Inc(IMGNEUR)Put | Cmn | 45253H101 | $53 | 21,900 | 0.0% |
| Infra and Energy Altrntive I | Cmn | 45686J104 | $53 | 11,400 | 0.0% |
| China Jo-Jo Drugstores Inc | Cmn | 16949A206 | $53 | 43,818 | 0.0% |
| Durect Corp(DRRXEUR)Put | Cmn | 266605104 | $53 | 28,600 | 0.0% |
| Acorda Therapeutics IncPut | Cmn | 00484M106 | $54 | 18,700 | 0.0% |
| Gold Resource Corp(GORO)Put | Cmn | 38068T105 | $54 | 17,800 | 0.0% |
| Westport Fuel Systems IncPut | Cmn | 960908309 | $54 | 20,000 | 0.0% |
| Fluidigm Corp del(LAB)Call | Cmn | 34385P108 | $55 | 11,800 | 0.0% |
| Westport Fuel Systems IncCall | Cmn | 960908309 | $55 | 20,200 | 0.0% |