Q4 2019 Holdings
Filed 2020-02-14 | 13930 holdings | $9.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ultralife Corp(ULBI) | COM | 903899102 | $6 | 811 | 0.0% |
| Ferroglobe PLC(GSM) | SHS | G33856108 | $6 | 6,118 | 0.0% |
| Broadwind Energy Inc(BWEN) | COM NEW | 11161T207 | $6 | 3,782 | 0.0% |
| Ishares TR(UAE) | MSCI UAE ETF | 46434V761 | $6 | 411 | 0.0% |
| ETF SER Solutions | REVERSE WEIGHT | 26922A685 | $6 | 366 | 0.0% |
| ETF SER Solutions | NATIONWIDE ETF | 26922A677 | $6 | 187 | 0.0% |
| CTI Industries Corp | COM NEW | 125961300 | $6 | 7,041 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $6 | $6,000 | 0.0% |
| Columbia ETF TR II(XCEM) | EM CORE EX ETF | 19762B202 | $7 | 262 | 0.0% |
| Barclays BK PLC | IPATH B MID TRM | 06746P613 | $7 | 397 | 0.0% |
| Dragon Victory Intl LTD | SHS | G28365107 | $7 | 6,062 | 0.0% |
| Avalon Hldgs Corp(AWX) | CL A | 05343P109 | $7 | 3,540 | 0.0% |
| Mudrick Cap Acquisition Corp | COM CLASS A | 624745105 | $7 | 700 | 0.0% |
| Motus GI Hldgs Inc | COM | 62014P108 | $7 | 3,000 | 0.0% |
| Bank of Montreal | 2X INVERSE LEV | 063679849 | $7 | 245 | 0.0% |
| Bank of Montreal(BMLP) | DORSEY WRGHT MLP | 063679104 | $7 | 152 | 0.0% |
| JMP Group LLC | COM | 46629U107 | $7 | 2,013 | 0.0% |
| Estre Ambiental Inc | SHS | G3206V100 | $7 | 17,396 | 0.0% |
| Viveve MED Inc | COM | 92852W303 | $7 | 6,042 | 0.0% |
| Curis Inc(CRISEUR) | COM NEW | 231269200 | $7 | 4,411 | 0.0% |
| Stereotaxis Inc(STXS) | COM NEW | 85916J409 | $7 | 1,157 | 0.0% |
| Fuwei Films Hldgs Co LTD | SHS NEW | G3704F110 | $7 | 2,509 | 0.0% |
| Ishares Inc | MSCI COLMBIA ETF | 46434G202 | $7 | 538 | 0.0% |
| EMX RTY Corp(EMX) | COM | 26873J107 | $7 | 4,160 | 0.0% |
| Sunpower Corp | DBCV 4.000% 1/1 | 867652AL3 | $7 | $9,000 | 0.0% |
| AIR Inds Group(AIRIEUR) | COM NEW | 00912N205 | $7 | 3,195 | 0.0% |
| BK Technologies Corporation | COM | 05587G104 | $7 | 2,279 | 0.0% |
| Yield10 Bioscience Inc | COM NEW | 98585K201 | $7 | 40,945 | 0.0% |
| Capricor Therapeutics Inc(CAPR) | COM NEW | 14070B309 | $7 | 5,413 | 0.0% |
| Envision Solar Intl Inc | COM | 29413Q201 | $7 | 1,556 | 0.0% |
| Transact Technologies Inc(TACT) | COM | 892918103 | $7 | 608 | 0.0% |
| Energy Focus Inc | COM NEW | 29268T300 | $7 | 15,223 | 0.0% |
| Xunlei LTD(XNET) | SPONSORED ADR | 98419E108 | $7 | 1,473 | 0.0% |
| China Rapid FIN LTD | SPNSORD ADS NEW | 16953Q204 | $7 | 1,781 | 0.0% |
| Invesco Exch TRD SLF IDX FD | RAFI STRG US ETF | 46138J726 | $7 | 280 | 0.0% |
| Etfis SER TR I(UTES) | VIRTUS REAVES UT | 26923G806 | $7 | 160 | 0.0% |
| China Distance ED Hldgs LTD | SPONS ADR | 16944W104 | $7 | 887 | 0.0% |
| ETF Manager Group Commodity(BDRYUSD) | BREAKWAVE DRY | 26923H200 | $7 | 485 | 0.0% |
| Emmis Communications Corp(EMMS) | COM NEW CL A | 291525400 | $7 | 1,654 | 0.0% |
| First TR Exch TRD Alpha FD I(FHK) | HONG KONG ALPH | 33737J240 | $7 | 193 | 0.0% |
| BlackRock Enhanced Govt FD I(XEGFX) | COM | 09255K108 | $7 | 515 | 0.0% |
| Uxin LTD | ADS | 91818X108 | $7 | 3,273 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $7 | $7,000 | 0.0% |
| Vaneck Vectors ETF Trust(CBON) | CHINAAMC CHINA B | 92189F379 | $7 | 319 | 0.0% |
| Victory Portfolios II(UITB) | VICTORYSHS INTRM | 92647N527 | $7 | 140 | 0.0% |
| DLH Hldgs Corp(DLHC) | COM | 23335Q100 | $7 | 1,711 | 0.0% |
| Stealthgas Inc(GASS) | SHS | Y81669106 | $7 | 2,011 | 0.0% |
| Genius Brands Intl Inc | COM | 37229T301 | $7 | 26,410 | 0.0% |
| AGF Investments Trust(BTAL) | AGFIQ US MK ANTI | 00110G408 | $7 | 323 | 0.0% |
| Five Star Senior Living Inc(FVEUSD) | COM NEW | 33832D205 | $7 | 1,893 | 0.0% |