Q4 2019 Holdings
Filed 2020-02-14 | 9313 holdings | $14.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Solitario Zinc Corp(XPL) | COM | 8342EP107 | $6 | 20,000 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $6 | 15,113 | 0.0% |
| Turquoise Hill Resources LTD | COM | 900435108 | $9 | 11,754 | 0.0% |
| Transatlantic Petroleum LTD | COM | G89982113 | $10 | 20,500 | 0.0% |
| Teva Pharmaceutical Finance Co LLC | CONV BND | 88163VAE9 | $11 | $12,000 | 0.0% |
| Prospect Capital Corp | CONV BND | 74348TAT9 | $11 | $10,000 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $12 | 13,000 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $13 | 49,347 | 0.0% |
| Hudson Technologies Inc(HDSN) | COM | 444144109 | $13 | 13,275 | 0.0% |
| Abraxas Petroleum Corp(AXASEUR) | COM | 003830106 | $13 | 35,815 | 0.0% |
| RA Medical Systems Inc | COM | 74933X104 | $14 | 12,418 | 0.0% |
| Sanofi CVR | WT | 80105N113 | $16 | 19,209 | 0.0% |
| Ares Capital Corporation | CONV BND | 04010LAT0 | $16 | $15,000 | 0.0% |
| Caesars Entertainment Corp | CONV BND | 127686AA1 | $20 | $10,150 | 0.0% |
| Forum Energy Technologies in(FETUSD) | COM | 34984V100 | $32 | 19,446 | 0.0% |
| Atlantic Power Corp(AT) | COM | 04878Q863 | $35 | 14,943 | 0.0% |
| Mcewen Mining Inc | COM | 58039P107 | $36 | 27,895 | 0.0% |
| Northern Oil and Gas IncCall | OPT | 665531109 | $37 | 16,000 | 0.0% |
| Prospect Capital Corp | CONV BND | 74348TAR3 | $39 | $38,000 | 0.0% |
| Emcore Corp(EMKREUR) | COM | 290846203 | $40 | 13,327 | 0.0% |
| CIA Siderurgica Nacl(SID) | ADR | 20440W105 | $41 | 11,916 | 0.0% |
| Agenus Inc(AGENEUR) | COM | 00847G705 | $42 | 10,333 | 0.0% |
| Newlink Genetics Corp | COM | 651511107 | $42 | 16,607 | 0.0% |
| 22ND Century Group Inc | COM | 90137F103 | $42 | 38,845 | 0.0% |
| Ocular Therapeutix Inc(OCUL) | COM | 67576A100 | $43 | 11,005 | 0.0% |
| Cidara Therapeutics Inc | COM | 171757107 | $47 | 12,135 | 0.0% |
| Hc2 Holdings Inc | COM | 404139107 | $48 | 22,367 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $48 | 13,000 | 0.0% |
| Plug Power Inc(PLUG) | COM | 72919P202 | $49 | 15,635 | 0.0% |
| Sogou Inc | ADR | 83409V104 | $49 | 10,720 | 0.0% |
| Tesla Inc | CONV BND | 88160RAD3 | $50 | $35,000 | 0.0% |
| Sandridge Energy Inc(SD) | COM | 80007P869 | $50 | 11,900 | 0.0% |
| Ladenburg Thalmann Financial | COM | 50575Q102 | $50 | 14,142 | 0.0% |
| Wipro LTD(WIT) | ADR | 97651M109 | $50 | 13,357 | 0.0% |
| Aphria Inc(APH1EUR) | COM | 03765K104 | $55 | 10,498 | 0.0% |
| Endologix Inc(ELGXEUR) | COM | 29266S304 | $60 | 37,767 | 0.0% |
| Republic First Bancorp Inc(FRBKQ) | COM | 760416107 | $61 | 14,507 | 0.0% |
| Inovio Pharmaceuticals Inc | COM | 45773H201 | $62 | 18,938 | 0.0% |
| Affimed NV | COM | N01045108 | $62 | 22,500 | 0.0% |
| Marchex Inc(MCHX) | COM | 56624R108 | $63 | 16,692 | 0.0% |
| Strongbridge Biopharma PLC | COM | G85347105 | $64 | 30,710 | 0.0% |
| Achillion Pharmaceuticals(ACHNEUR) | COM | 00448Q201 | $64 | 10,640 | 0.0% |
| Turkcell Iletisim Hizmet(TKC) | ADR | 900111204 | $65 | 11,185 | 0.0% |
| Nuveen Senior Inc FD | COM | 67067Y104 | $66 | 11,094 | 0.0% |
| Aptinyx Inc | COM | 03836N103 | $66 | 19,386 | 0.0% |
| Ultrapar Particpac(UGR) | ADR | 90400P101 | $67 | 10,757 | 0.0% |
| Enlink Midstream LLC(0E41) | LP | 29336T100 | $68 | 11,013 | 0.0% |
| Danaher Corp | CONV BND | 235851AF9 | $70 | $12,000 | 0.0% |
| Portfolio Recovery Associates Inc | CONV BND | 73640QAB1 | $70 | $70,000 | 0.0% |
| ASE Technology Holding(ASX) | ADR | 00215W100 | $75 | 13,439 | 0.0% |