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Ameriprise Financial Inc

Q4 2019 Holdings

Filed 2020-02-14 | 9313 holdings | $14.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Elevate Credit Inc(ELVTUSD)COM28621V101$7617,0850.0%
Casi Pharmaceuticals Inc(CASIEUR)COM14757U109$7825,1000.0%
BGC Partners Inc(BGCPEUR)COM05541T101$8313,8920.0%
Spdr Oil & Gas Equip & ServCOM78464A748$8810,8420.0%
Tortoise Energy IndependenceCOM89148K101$8820,2720.0%
Oaktree Strategic Income COR(OCSI)COM67402D104$9111,0670.0%
FTS International Inc(FTSIEUR)COM30283W104$9692,6460.0%
MFS Multimarket Inc Trust(MMT)COM552737108$9815,9810.0%
Cel-Sci Corp(CVM1EUR)COM150837607$10411,4200.0%
Sachem Capital Corp(SACH)COM78590A109$10620,3970.0%
Grupo Aval Acciones Y Valore(AVAL)ADR40053W101$10812,3770.0%
Aurora Cannabis IncCOM05156X108$10849,9000.0%
Pacific Mercantile Bancorp(PMBC)COM694552100$11113,6400.0%
Lions Gate Entertainment(LGFEUR)COM535919401$11510,7860.0%
MFS Investment Grade Municip(CXH)COM59318B108$11511,7650.0%
Mizuho Financial Group(MFG)ADR60687Y109$11637,6440.0%
Immunogen Inc(IMGNEUR)COM45253H101$11722,9620.0%
Ellsworth Growth and Income(ECF)COM289074106$11910,0990.0%
Ryerson Holding Corp(RYI)COM783754104$11910,0700.0%
Macatawa Bank CorpCOM554225102$12010,7810.0%
Gold Resource Corp(GORO)COM38068T105$12021,7300.0%
Tiptree Inc(TIPT)COM88822Q103$12615,4540.0%
Pioneer Muni HI Inc ADV Trst(XPMAX)COM723762100$12711,7560.0%
Eagle Bulk Shipping IncCOMY2187A143$12727,6590.0%
Eldorado Gold Corp(EGO)COM284902509$12715,7920.0%
Virco MFG Corporation(VIRC)COM927651109$12930,5240.0%
Unity Biotechnology IncCOM91381U101$13118,1750.0%
Dasan Zhone Solutions Inc(DZSIEUR)COM23305L206$13214,8590.0%
Monroe Capital Corp(MRCC)COM610335101$13212,2220.0%
Highland Income Fund(HFRO)COM43010E404$13310,6720.0%
Front Yard Residential Corp(RESIEUR)COM35904G107$14311,5770.0%
Grupo Televisa SA(TLV)ADR40049J206$14512,3440.0%
BlackRock New York MUN IICOM09249R102$14710,2250.0%
Tenneco IncCOM880349105$14711,2290.0%
Korea Elec Power Corp(KEP)ADR500631106$14812,5020.0%
Alliance Resource Partners(ARLP)LP01877R108$15013,6150.0%
Ribbon Communications Inc(RBBN)COM762544104$15148,7090.0%
Oncocyte CorpCOM68235C107$15468,5100.0%
Potbelly Corp(PTB)COM73754Y100$15637,0640.0%
Rigel Pharmaceuticals Inc(RIGLUSD)COM766559603$15873,8300.0%
Five Prime Therapeutics Inc(FPRX)COM33830X104$16135,0940.0%
Ishares Msci Global Silver M(SLVP)COM464286327$16114,3640.0%
Harmony Gold MNG(HAM)ADR413216300$16344,8000.0%
Chimerix Inc(CMRXEUR)COM16934W106$16380,2420.0%
Western Asset Municipal PartCOM95766P108$16310,6750.0%
Rise Education CaymanADR76761L102$16423,5000.0%
Nesco Holdings IncCOM64083J104$16540,1100.0%
TG Therapeutics Inc(TGTX)COM88322Q108$16715,0580.0%
Credit Suisse Asset Mgmt Inc(CIK)COM224916106$16741,4240.0%
SFL Corp LTD(SFL)COMG7738W106$17011,6400.0%
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