Q1 2020 Holdings
Filed 2020-05-15 | 11886 holdings | $4.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| RA MED SYS Inc | Cmn | 74933X104 | $19 | 17,771 | 0.0% |
| Anworth Mortgage Asset CP(ANH)Put | Cmn | 037347101 | $19 | 16,400 | 0.0% |
| ION Geophysical CorpPut | Cmn | 462044207 | $19 | 14,900 | 0.0% |
| Lexicon Pharmaceuticals Inc(LXRX)Put | Cmn | 528872302 | $20 | 10,000 | 0.0% |
| Polarityte IncCall | Cmn | 731094108 | $20 | 18,100 | 0.0% |
| Americas Gold and Silver COR(SPMEUR) | Cmn | 03062D100 | $20 | 13,252 | 0.0% |
| New Frontier Health Corp | Wt | G6461G114 | $20 | 20,944 | 0.0% |
| Ampio Pharmaceuticals IncCall | Cmn | 03209T109 | $20 | 47,200 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD)Call | Cmn | 00444T100 | $20 | 17,000 | 0.0% |
| FAR PT Acquisition Corp | Wt | 30734W117 | $20 | 36,684 | 0.0% |
| Pacific Coast Oil TR | Cmn | 694103102 | $20 | 80,555 | 0.0% |
| Covia Hldgs Corp | Cmn | 22305A103 | $20 | 36,055 | 0.0% |
| Cleveland Biolabs Inc(CBLIEUR) | Cmn | 185860202 | $20 | 12,009 | 0.0% |
| Clearbridge MLP and Midstrm | Cmn | 18469Q108 | $20 | 14,178 | 0.0% |
| Immutep LTD(IMMP) | Depository Receipt | 45257L108 | $20 | 28,323 | 0.0% |
| Zafgen Inc | Cmn | 98885E103 | $20 | 25,350 | 0.0% |
| Dynagas LNG Partners LPPut | Cmn | Y2188B108 | $21 | 19,400 | 0.0% |
| Contango Oil & Gas Co(MCF1EUR)Put | Cmn | 21075N204 | $21 | 14,100 | 0.0% |
| Cohbar Inc(CWBRUSD) | Cmn | 19249J109 | $21 | 18,543 | 0.0% |
| Ferroglobe PLC(GSM) | Cmn | G33856108 | $21 | 45,990 | 0.0% |
| Pacific Ethanol Inc | Cmn | 69423U305 | $21 | 81,938 | 0.0% |
| Cocrystal Pharma Inc | Cmn | 19188J300 | $21 | 28,876 | 0.0% |
| Hudson Technologies Inc(HDSN)Call | Cmn | 444144109 | $21 | 30,100 | 0.0% |
| Oil STS Intl Inc(OIS) | Cmn | 678026105 | $21 | 10,328 | 0.0% |
| Summit Midstream Partners LPPut | Cmn | 866142102 | $21 | 34,900 | 0.0% |
| Globalstar Inc(GSATUSD)Call | Cmn | 378973408 | $21 | 71,300 | 0.0% |
| Navidea Biopharmaceuticals I(NAVBQ) | Cmn | 63937X202 | $21 | 28,127 | 0.0% |
| Allena Pharmaceuticals Inc(ALNAEUR) | Cmn | 018119107 | $21 | 21,402 | 0.0% |
| Turquoise Hill RES LTDCall | Cmn | 900435108 | $21 | 56,000 | 0.0% |
| Finvolution Group(FINV)Call | Depository Receipt | 31810T101 | $21 | 11,800 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD)Put | Cmn | 00444T100 | $21 | 17,400 | 0.0% |
| Trine Acquisition Corp | Wt | 89628U116 | $21 | 35,745 | 0.0% |
| Theratechnologies Inc | Cmn | 88338H100 | $21 | 12,800 | 0.0% |
| Platinum Group Metals LTD(PLG) | Cmn | 72765Q882 | $22 | 16,546 | 0.0% |
| Tetra Technologies Inc del(TTI) | Cmn | 88162F105 | $22 | 69,758 | 0.0% |
| Enservco Corp | Cmn | 29358Y102 | $22 | 183,894 | 0.0% |
| Kopin Corp(KOPN) | Cmn | 500600101 | $22 | 61,711 | 0.0% |
| Polarityte IncPut | Cmn | 731094108 | $22 | 20,400 | 0.0% |
| Alaska Communications SYS GR(ALSK) | Cmn | 01167P101 | $22 | 12,395 | 0.0% |
| Xeris Pharmaceuticals IncCall | Cmn | 98422L107 | $22 | 11,200 | 0.0% |
| Moleculin Biotech Inc | Cmn | 60855D101 | $22 | 36,003 | 0.0% |
| Xeris Pharmaceuticals IncPut | Cmn | 98422L107 | $22 | 11,300 | 0.0% |
| Marker Therapeutics IncCall | Cmn | 57055L107 | $22 | 11,600 | 0.0% |
| Blink Charging Co(BLNK)Put | Cmn | 09354A100 | $23 | 13,400 | 0.0% |
| Gulfport Energy CorpPut | Cmn | 402635304 | $23 | 50,700 | 0.0% |
| Genocea Biosciences Inc(GNCAQ)Put | Cmn | 372427401 | $23 | 13,100 | 0.0% |
| Greenlane Hldgs Inc | Cmn | 395330103 | $23 | 13,155 | 0.0% |
| Marrone BIO Innovations Inc | Cmn | 57165B106 | $23 | 27,750 | 0.0% |
| MEI Pharma IncCall | Cmn | 55279B202 | $23 | 14,400 | 0.0% |
| Fiduciary Claymore Engry INF | Cmn | 31647Q106 | $23 | 17,982 | 0.0% |