Q3 2020 Holdings
Filed 2020-11-16 | 9226 holdings | $16.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Abraxas Petroleum Corp(AXASEUR) | COM | 003830106 | $6 | 42,790 | 0.0% |
| Senseonics Holdings Inc(SENS1GBP) | COM | 81727U105 | $6 | 16,200 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $6 | 18,909 | 0.0% |
| Solitario Zinc Corp(XPL) | COM | 8342EP107 | $8 | 20,000 | 0.0% |
| Matinas Biopharma Holdings I | COM | 576810105 | $8 | 10,950 | 0.0% |
| Euronet Worldwide Inc. | CONV BND | 298736AL3 | $10 | $10,000 | 0.0% |
| Prospect Capital Corp | CONV BND | 74348TAT9 | $10 | $10,000 | 0.0% |
| Goldman Sachs BDC Inc | CONV BND | 38147UAB3 | $10 | $10,000 | 0.0% |
| 22ND Century Group Inc | COM | 90137F103 | $11 | 16,500 | 0.0% |
| Golden Minerals Co | COM | 381119106 | $11 | 25,150 | 0.0% |
| American International-Cw21 | WT | 026874156 | $11 | 66,215 | 0.0% |
| Macquarie Infrastructure Corporati | CONV BND | 55608BAB1 | $13 | $14,000 | 0.0% |
| Fortive Corp | CONV BND | 34959JAK4 | $14 | $14,000 | 0.0% |
| Mcewen Mining Inc | COM | 58039P107 | $14 | 12,900 | 0.0% |
| Spirit Realty Capital Inc | CONV BND | 84860WAB8 | $14 | $14,000 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $15 | 11,000 | 0.0% |
| Nuance Communications Inc | CONV BND | 67020YAK6 | $15 | $10,000 | 0.0% |
| Akamai Technologies Inc | CONV BND | 00971TAJ0 | $15 | $12,000 | 0.0% |
| Vereit Inc | CONV BND | 02917TAB0 | $16 | $16,000 | 0.0% |
| Western Digital Corporation | CONV BND | 958102AP0 | $18 | $19,000 | 0.0% |
| Sandridge Energy Inc(SD) | COM | 80007P869 | $18 | 10,458 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $19 | 16,400 | 0.0% |
| Priceline Group Inc | CONV BND | 741503AX4 | $19 | $18,000 | 0.0% |
| Organigram Holdings Inc | COM | 68620P101 | $21 | 20,366 | 0.0% |
| Verastem Inc | COM | 92337C104 | $21 | 17,110 | 0.0% |
| Illumina Inc | CONV BND | 452327AH2 | $21 | $16,000 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $22 | 20,859 | 0.0% |
| Western Asset Mortgage Capit | COM | 95790D105 | $24 | 11,975 | 0.0% |
| Centennial Resource Develo(CDEVEUR) | COM | 15136A102 | $24 | 39,790 | 0.0% |
| Casi Pharmaceuticals Inc(CASIEUR) | COM | 14757U109 | $26 | 17,000 | 0.0% |
| Acorda Therapeutics Inc | COM | 00484M106 | $27 | 52,688 | 0.0% |
| Enlink Midstream LLC(0E41) | LP | 29336T100 | $28 | 11,962 | 0.0% |
| Marchex Inc(MCHX) | COM | 56624R108 | $28 | 13,395 | 0.0% |
| Durect Corporation(DRRXEUR) | COM | 266605104 | $29 | 16,808 | 0.0% |
| Ares Capital Corporation | CONV BND | 04010LAT0 | $31 | $31,000 | 0.0% |
| Hc2 Holdings Inc | COM | 404139107 | $32 | 13,300 | 0.0% |
| Transocean LTD(RIG) | COM | H8817H100 | $36 | 46,206 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $38 | 10,000 | 0.0% |
| VBI Vaccines Inc(VAC2USD) | COM | 91822J103 | $39 | 13,610 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $39 | 14,500 | 0.0% |
| Emcore Corp(EMKREUR) | COM | 290846203 | $40 | 12,184 | 0.0% |
| National Cinemedia Inc | COM | 635309107 | $40 | 14,405 | 0.0% |
| Prospect Capital Corp | CONV BND | 74348TAR3 | $44 | $44,000 | 0.0% |
| Elevate Credit Inc(ELVTUSD) | COM | 28621V101 | $44 | 17,085 | 0.0% |
| Atlantic Power Corp(AT) | COM | 04878Q863 | $45 | 22,700 | 0.0% |
| Aptinyx Inc | COM | 03836N103 | $46 | 13,671 | 0.0% |
| Tenax Therapeutics Inc | COM | 88032L209 | $46 | 30,000 | 0.0% |
| Pacific Mercantile Bancorp(PMBC) | COM | 694552100 | $48 | 13,000 | 0.0% |
| Hallmark Finl Services Inc | COM | 40624Q203 | $48 | 18,186 | 0.0% |
| Agenus Inc(AGENEUR) | COM | 00847G705 | $49 | 12,253 | 0.0% |