Q3 2020 Holdings
Filed 2020-11-16 | 12080 holdings | $5.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Celsion Corp | COM PAR NEW | 15117N503 | $99 | 135,159 | 0.0% |
| Farmland Partners Inc(FPI)Call | COM | 31154R109 | $99 | 14,800 | 0.0% |
| ZIX Corp(ZIXI)Call | COM | 98974P100 | $99 | 17,000 | 0.0% |
| Viewray Inc(VRAYQ)Put | COM | 92672L107 | $100 | 28,700 | 0.0% |
| Neuronetics Inc(STIM) | COM | 64131A105 | $100 | 20,569 | 0.0% |
| Colony CR Real Estate Inc(CLNCGBP) | COM CL A | 19625T101 | $100 | 20,409 | 0.0% |
| Companhia de Saneamento Basi(SAJA)Call | SPONSORED ADR | 20441A102 | $100 | 12,100 | 0.0% |
| Zovio Inc(ZVOI)Call | COM | 98979V102 | $100 | 24,900 | 0.0% |
| Berkshire Hills Bancorp Inc(BBT)Put | COM | 084680107 | $101 | 10,000 | 0.0% |
| Tricida Inc(1T7)Put | COM | 89610F101 | $101 | 11,200 | 0.0% |
| Calithera Biosciences Inc(CALAEUR)Call | COM | 13089P101 | $101 | 29,400 | 0.0% |
| Caladrius Biosciences Inc(NBSEUR) | COM NEW | 128058203 | $102 | 56,569 | 0.0% |
| U S Xpress Enterprises Inc(7S3)Put | COM CL A | 90338N202 | $102 | 12,300 | 0.0% |
| Allianzgi Conv Income FD | COM | 018828103 | $102 | 22,365 | 0.0% |
| Navigator Holdings LTD(NVGS)Put | SHS | Y62132108 | $102 | 12,200 | 0.0% |
| City Office REIT Inc(CIO)Put | COM | 178587101 | $102 | 13,500 | 0.0% |
| Casa SYS Inc(CASA1EUR)Call | COM | 14713L102 | $102 | 25,400 | 0.0% |
| Industrial Tech Acqu Inc | UNIT 08/31/2025 | 456357201 | $102 | 10,157 | 0.0% |
| Innerworkings IncCall | COM | 45773Y105 | $103 | 34,400 | 0.0% |
| Remark Hldgs Inc | COM | 75955K102 | $103 | 88,158 | 0.0% |
| Orchard Therapeutics PLCPut | ADS | 68570P101 | $103 | 25,100 | 0.0% |
| Atlantic Power Corp(AT)Put | COM NEW | 04878Q863 | $103 | 52,300 | 0.0% |
| CIA Energetica de Minas Gera(CIG) | SP ADR N-V PFD | 204409601 | $103 | 55,912 | 0.0% |
| Baudax BIO IncPut | COM | 07160F107 | $104 | 37,400 | 0.0% |
| Eros STX Global CorporationCall | SHS NEW | G3788M114 | $104 | 46,900 | 0.0% |
| T2 Biosystems Inc | COM | 89853L104 | $104 | 76,748 | 0.0% |
| CBL & Assoc Pptys Inc | COM | 124830100 | $104 | 646,875 | 0.0% |
| Golden Ocean Group LTDPut | SHS NEW | G39637205 | $104 | 27,100 | 0.0% |
| Neophotonics CorpPut | COM | 64051T100 | $104 | 17,100 | 0.0% |
| Maiden Holdings LTD | SHS | G5753U112 | $104 | 85,342 | 0.0% |
| Ideanomics IncCall | COM | 45166V106 | $104 | 114,700 | 0.0% |
| Barings BDC Inc(BBDC)Call | COM | 06759L103 | $104 | 13,000 | 0.0% |
| Fiesta Restaurant Group IncCall | COM | 31660B101 | $105 | 11,200 | 0.0% |
| Farmland Partners Inc(FPI)Put | COM | 31154R109 | $105 | 15,700 | 0.0% |
| Perion Network LTD(PERI)Call | SHS NEW | M78673114 | $105 | 15,100 | 0.0% |
| Trinity Biotech PLC | SPON ADR NEW | 896438306 | $105 | 52,279 | 0.0% |
| 22ND Centy Group IncCall | COM | 90137F103 | $106 | 165,200 | 0.0% |
| Tufin Software Technologis LCall | SHS | M8893U102 | $106 | 12,800 | 0.0% |
| Enlink Midstream LLC(0E41)Put | COM UNIT REP LTD | 29336T100 | $106 | 45,100 | 0.0% |
| Navsight Hldgs Inc | UNIT 99/99/9999 | 639358209 | $107 | 10,605 | 0.0% |
| Enzo Biochem Inc(ENZB) | COM | 294100102 | $107 | 51,048 | 0.0% |
| Westport Fuel Systems IncPut | COM NEW | 960908309 | $107 | 65,900 | 0.0% |
| UBS AG London Branch | ETRAC ALER MLP | 90267B682 | $107 | 15,699 | 0.0% |
| Evofem Biosciences Inc(NEOTEUR) | COM | 30048L104 | $107 | 45,385 | 0.0% |
| Golden Bull LTD(DBX) | SHS | G4027R104 | $107 | 25,951 | 0.0% |
| DEL Taco Restaurants Inc New(TACOEUR)Call | COM | 245496104 | $107 | 13,100 | 0.0% |
| Tsakos Energy Navigation LTD(TEN)Call | SHS | G9108L173 | $107 | 13,500 | 0.0% |
| Evoke Pharma Inc | COM | 30049G104 | $108 | 22,927 | 0.0% |
| AXT Inc(AXTI)Put | COM | 00246W103 | $108 | 17,600 | 0.0% |
| Propetro Hldg Corp(PUMP)Put | COM | 74347M108 | $108 | 26,500 | 0.0% |