Q3 2021 Holdings
Filed 2021-11-15 | 18647 holdings | $11.5B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Grom Social Enterprises Inc | *W EXP 06/17/202 | 39878L118 | $7 | 6,120 | 0.0% |
| Exact Sciences Corp | NOTE 0.375% 3/0 | 30063PAC9 | $7 | $7,000 | 0.0% |
| Beasley Broadcast Group Inc(BBGIEUR) | CL A | 074014101 | $7 | 2,500 | 0.0% |
| Convey Hldg Parent Inc | COM | 21258C108 | $7 | 787 | 0.0% |
| Guinness Atkinson FDS(MOTO) | SMARTETF TRASP | 402031876 | $7 | 148 | 0.0% |
| Health Assurn Acquisition Co | *W EXP 11/12/202 | 42226W117 | $7 | 7,086 | 0.0% |
| Kubient Inc(KBNT) | COM | 50116V107 | $7 | 2,183 | 0.0% |
| Meten Holding Group LTD | ORD SHS | G6055H114 | $7 | 20,292 | 0.0% |
| M3 Brigade Acquisition II Co | COM CL A | 553800103 | $7 | 659 | 0.0% |
| Proshares TR | PSHS SHTFINL ETF | 74347B185 | $7 | 555 | 0.0% |
| Churchill Capital Corp V | *W EXP 10/29/202 | 17144T115 | $7 | 5,095 | 0.0% |
| China HGS Real Estate Inc(GGEI) | COM NEW | 16948W209 | $7 | 4,735 | 0.0% |
| Yunhong Intl | UNIT 99/99/9999 | G98882114 | $7 | 700 | 0.0% |
| Nuveen Multi-Mkt Income FD | COM | 67075J107 | $7 | 995 | 0.0% |
| SG Blocks Inc | COM NEW | 78418A505 | $7 | 2,136 | 0.0% |
| Healthcare Services Acqu COR | COM CL A | 42227K104 | $7 | 731 | 0.0% |
| Trebia Acquisition Corp | UNIT 99/99/9999 | G9027T125 | $7 | 686 | 0.0% |
| Amerant Bancorp Inc(AMTBB) | CL B | 023576200 | $7 | 288 | 0.0% |
| B Riley Principal 150 Merger | UNIT 99/99/9999 | 05601V202 | $7 | 687 | 0.0% |
| Gores Technology Partners II | UNIT 03/16/2028 | 38287L206 | $7 | 705 | 0.0% |
| Core Molding Technologies in(CMT) | COM | 218683100 | $7 | 642 | 0.0% |
| Hudson Executive Invs Corp I | COM CL A | 443760103 | $7 | 712 | 0.0% |
| Viracta Therapeutics Inc | COM | 92765F108 | $7 | 871 | 0.0% |
| Thoughtworks Holding Inc(TWKSEUR) | COM | 88546E105 | $7 | 228 | 0.0% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $7 | $7,000 | 0.0% |
| Herzfeld Caribbean Basin FD | COM | 42804T106 | $7 | 1,191 | 0.0% |
| U S Gold Corp(USAU) | COM NEW | 90291C201 | $7 | 668 | 0.0% |
| First TR Exch TRD Alphdx FD(FBZ*) | BRAZIL ALPHADEX | 33737J133 | $7 | 524 | 0.0% |
| Jaws Mustang Acquisition COR | SHS CL A | G50737108 | $7 | 681 | 0.0% |
| Rocky MTN Chocolate Factory(RMCF) | COM | 77467X101 | $7 | 927 | 0.0% |
| Athena Technology Acquisi Co | COM CLASS A | 04687A109 | $7 | 707 | 0.0% |
| CAI International Inc(CAI1USD) | COM | 12477X106 | $7 | 125 | 0.0% |
| Meridian Bancorp Inc MD(EBSB) | COM | 58958U103 | $7 | 364 | 0.0% |
| SCP & Co Healthcare Acqustn | COM CL A | 784065104 | $7 | 700 | 0.0% |
| Brookline Cap Acquisition Co | *W EXP 08/31/202 | 11374E112 | $7 | 9,955 | 0.0% |
| Mayville Engr Co Inc(MEC) | COM | 578605107 | $7 | 350 | 0.0% |
| KEY Tronic Corp(KTCC) | COM | 493144109 | $7 | 1,063 | 0.0% |
| Idera Pharmaceuticals Inc | COM PAR | 45168K405 | $7 | 6,805 | 0.0% |
| G MED Innovations Hldgs LTD | SHS NEW | G39462208 | $7 | 3,248 | 0.0% |
| Industrial Tech Acqu Inc(ITAC) | COM CL A | 456357102 | $7 | 663 | 0.0% |
| Fortistar Sustainable SOL Co | UNIT 01/14/2026 | 34962M205 | $7 | 666 | 0.0% |
| Aadi Biosciences Inc(WHWK) | COM | 00032Q104 | $7 | 240 | 0.0% |
| Archimedes Tech Spac Partnr | UNIT 03/10/2026 | 039562202 | $7 | 737 | 0.0% |
| Kraneshares TR | KYA DYNMC INC | 500767686 | $7 | 304 | 0.0% |
| Exchange Traded Concepts TR | VSPR US LC ETF | 301505749 | $7 | 210 | 0.0% |
| Frequency Therapeutics Inc | COM | 35803L108 | $7 | 913 | 0.0% |
| Impac MTG Hldgs Inc | COM NEW | 45254P508 | $7 | 4,971 | 0.0% |
| Heat Biologics Inc | COM | 42237K409 | $7 | 1,330 | 0.0% |
| Evolving SYS Inc(EVOL) | COM NEW | 30049R209 | $7 | 3,152 | 0.0% |
| BlackRock Enhanced Govt FD I(XEGFX) | COM | 09255K108 | $7 | 519 | 0.0% |