Q4 2021 Holdings
Filed 2022-02-14 | 20787 holdings | $12.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Permianville RTY TR(PVL) | TR UNIT | 71425H100 | $6 | 2,980 | 0.0% |
| Acumen Pharmaceuticals Inc(ABOS) | COM | 00509G209 | $6 | 857 | 0.0% |
| Optimumbank Hldgs Inc(OPHC) | COM | 68401P403 | $6 | 1,566 | 0.0% |
| OCA Acquisition Corp | UNIT 01/14/2026 | 670865203 | $6 | 577 | 0.0% |
| Volitionrx LTD(VNRX) | COM | 928661107 | $6 | 1,876 | 0.0% |
| Omnichannel Acquisition Corp | COM CL A | 68218L108 | $6 | 590 | 0.0% |
| Onconova Therapeutics Inc | COM NEW | 68232V801 | $6 | 2,432 | 0.0% |
| Omnilit Acquisition Corp | UNIT 11/08/2026 | 68218C207 | $6 | 601 | 0.0% |
| Spdr SER TR(ROKT) | S&P KENSHO FINAL | 78468R630 | $6 | 153 | 0.0% |
| OTR Acquisition Corp | UNIT 10/01/2025 | 67113Q204 | $6 | 600 | 0.0% |
| Brainsway LTD(BWAY) | SPONSORED ADS | 10501L106 | $6 | 742 | 0.0% |
| Reviva Pharmaceutcls Hldgs I(RVPH) | COM | 76152G100 | $6 | 1,964 | 0.0% |
| Northern LTS FD TR IV(MBCE) | MONARCH BLUE CH | 66538H252 | $6 | 196 | 0.0% |
| P10 Inc(RPC) | COM CL A | 69376K106 | $6 | 400 | 0.0% |
| Sachem Cap Corp(SACH) | COM | 78590A109 | $6 | 1,000 | 0.0% |
| Afternext Healthtech Acquisi | UNIT 99/99/9999 | G01109118 | $6 | 576 | 0.0% |
| Games & Esports Exprnc ACQ C | UNIT 12/01/2026 | G3731J101 | $6 | 572 | 0.0% |
| Ring Energy Inc(REI) | COM | 76680V108 | $6 | 2,639 | 0.0% |
| Nushares ETF TR(NUGO) | GET OPP ETF | 67092P797 | $6 | 225 | 0.0% |
| Northern LTS FD TR IV(SECT) | MAIN SECTR ROTN | 66538H591 | $6 | 125 | 0.0% |
| Urban One Inc | CL D NON VTG | 91705J204 | $6 | 1,682 | 0.0% |
| Unity Biotechnology Inc | COM | 91381U101 | $6 | 3,950 | 0.0% |
| Siyata Mobile Inc | *W EXP 09/24/202 | 83013Q152 | $6 | 7,731 | 0.0% |
| Nuvve Holding Corp | *W EXP 03/19/202 | 67079Y118 | $6 | 2,707 | 0.0% |
| Proshares TR(SKYU) | ULTR NASDAQCMPTG | 74347G788 | $6 | 147 | 0.0% |
| Vanguard Wellington FD | US LIQUIDITY | 921935300 | $6 | 50 | 0.0% |
| Vaccitech PLC(BRNS) | ADS | 91864C107 | $6 | 573 | 0.0% |
| Q2 Hldgs Inc | NOTE 0.125%11/1 | 74736LAF6 | $6 | $7,000 | 0.0% |
| Pacer FDS TR(PSMJ) | SWAN SOS MODRTE | 69374H493 | $6 | 300 | 0.0% |
| Research Frontiers Inc(REFR) | COM | 760911107 | $6 | 3,583 | 0.0% |
| Renovacor Inc | *W EXP 99/99/999 | 75989E114 | $6 | 10,830 | 0.0% |
| Ohio VY Banc Corp(OVBC) | COM | 677719106 | $6 | 193 | 0.0% |
| Shift Technologies Inc | CL A | 82452T107 | $7 | 1,969 | 0.0% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $7 | $1,000 | 0.0% |
| Shapeways Holdings Inc | COMMON STOCK | 81947T102 | $7 | 1,972 | 0.0% |
| VIA Optronics AG | SPONSORED ADS | 91823Y109 | $7 | 1,020 | 0.0% |
| Nucana PLC | SPONSORED ADR | 67022C106 | $7 | 2,811 | 0.0% |
| Power & Digital Infra ACQ Co | UNIT 99/99/9999 | 739190205 | $7 | 568 | 0.0% |
| OLB Group Inc | COM | 67086U307 | $7 | 2,461 | 0.0% |
| Secoo Hldg LTD | ADR | 81367P101 | $7 | 15,547 | 0.0% |
| Twin VEE Powercats Co | COM | 90177C101 | $7 | 1,627 | 0.0% |
| CC Neuberger Principal Holdn | SHS CL A | G1992N100 | $7 | 671 | 0.0% |
| Phio Pharmaceuticals Corp | COM NEW | 71880W303 | $7 | 7,000 | 0.0% |
| Windtree Therapeutics Inc | COM | 97382D303 | $7 | 3,915 | 0.0% |
| Therapeuticsmd Inc | COM | 88338N107 | $7 | 20,288 | 0.0% |
| FAT Projects Acquisition COR | UNIT 10/12/2026 | G3400W128 | $7 | 702 | 0.0% |
| Springwater SPL Situations C | UNIT 12/01/2027 | 85205U206 | $7 | 700 | 0.0% |
| Petros Pharmaceuticals Inc | COM | 71678J100 | $7 | 2,049 | 0.0% |
| Redfin Corp | NOTE 10/1 | 75737FAC2 | $7 | $8,000 | 0.0% |
| Uscb Financial Holdings Inc(USCB) | CLASS A COM | 90355N101 | $7 | 535 | 0.0% |