Q4 2021 Holdings
Filed 2022-02-14 | 111 holdings | $147.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Herzfeld Caribbean Basin FD | COM | 42804T106 | $112 | 20,213 | 0.0% |
| Franklin Unvl TR(FT) | SH BEN INT | 355145103 | $177 | 20,937 | 0.0% |
| Eaton Vance TX ADV Glbl DIV(ETG) | COM | 27828S101 | $223 | 9,806 | 0.0% |
| Pinduoduo Inc(PDD) | SPONSORED ADS | 722304102 | $251 | 4,300 | 0.0% |
| Eaton Vance Enhanced Equity(EOS) | COM | 278277108 | $270 | 11,000 | 0.0% |
| High Income Secs FD(PCF) | SHS BEN INT | 42968F108 | $273 | 31,510 | 0.0% |
| Eaton Vance TAX Advt DIV Inc(XEVTX) | COM | 27828G107 | $283 | 9,500 | 0.0% |
| Brandywinegbl GBL Incm OPP F(BWG) | COM | 10537L104 | $315 | 26,880 | 0.0% |
| YUM China Hldgs Inc(YUMC) | COM | 98850P109 | $368 | 7,500 | 0.0% |
| Rivernorth Flexible Muni Inc(RFMZ) | COM | 76883Y107 | $385 | 19,395 | 0.0% |
| Netease Inc(NTES) | SPONSORED ADS | 64110W102 | $427 | 4,200 | 0.0% |
| Cohen & Steers REIT & PFD &(XRNPX) | COM | 19247X100 | $487 | 17,000 | 0.0% |
| Delaware IVY High Income OPP | COM | 246107106 | $518 | 37,200 | 0.0% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $641 | 95,038 | 0.0% |
| Teladoc Health Inc | NOTE 1.250% 6/0 | 87918AAF2 | $643 | $700,000 | 0.0% |
| Tortoise Midstrm Energy FD I | COM | 89148B200 | $769 | 25,219 | 0.0% |
| Jd.com Inc(JD) | SPON ADR CL A | 47215P106 | $799 | 11,400 | 0.0% |
| Pimco Global Stockspls Incm(XPGPX) | COM | 722011103 | $825 | 76,200 | 0.0% |
| Highland Global Allocation F(HGLB) | COM | 43010T104 | $838 | 92,400 | 0.0% |
| Western AST Infl LKD OPP & I(WIW) | COM | 95766R104 | $866 | 63,800 | 0.0% |
| BlackRock ESG Cap Allc TR(ECAT) | SHS BEN INT | 09262F100 | $873 | 46,800 | 0.0% |
| Western Asset Diversified in(WDI) | COM SHS BEN INT | 95790K109 | $875 | 47,800 | 0.0% |
| Thornburg Incm Builder OPP T(TBLD) | COM | 885213108 | $881 | 47,200 | 0.0% |
| Oxford Lane Cap Corp | COM | 691543102 | $886 | 114,900 | 0.0% |
| Virtus Allianzgi Equity & Co(XNIEX) | COM | 92841M101 | $901 | 29,900 | 0.0% |
| Doubleline Income Solutions(DSL) | COM | 258622109 | $1.0K | 64,100 | 0.0% |
| Cushing MLP & Infrastruct(SRV) | COM NEW | 231631300 | $1.1K | 37,100 | 0.0% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $1.2K | 84,312 | 0.0% |
| Center Coast Brkfld MLP Enrg | SHS BEN INT | 151461209 | $1.5K | 107,485 | 0.0% |
| Physicians Rlty TR(DOCUSD) | COM | 71943U104 | $1.8K | 94,000 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $1.8K | 213,952 | 0.0% |
| Two Harbors Inventment Corpo | NOTE 6.250% 1/1 | 90187BAA9 | $1.8K | $1,799,000 | 0.0% |
| Redwood Trust Inc | NOTE 4.750% 8/1 | 758075AC9 | $2.0K | $1,978,000 | 0.0% |
| Saba Capital Income & Oprnt | SHARES | 78518H103 | $2.5K | 558,188 | 0.0% |
| BlackRock Innovation and GRW(BTX) | SHS BEN INT | 09260Q108 | $2.8K | 190,264 | 0.0% |
| Guggenheim Strategic Opportu(GOF) | COM SBI | 40167F101 | $2.9K | 159,528 | 0.0% |
| Community Healthcare TR Inc(CHCT) | COM | 20369C106 | $3.3K | 69,700 | 0.0% |
| Lilly ELI & Co(LLY) | COM | 532457108 | $3.3K | 12,013 | 0.0% |
| Gossamer BIO Inc | NOTE 5.000% 6/0 | 38341PAA0 | $3.3K | $3,500,000 | 0.0% |
| Miller Howard High Inc Eqty | COM SHS BEN IN | 600379101 | $3.4K | 327,704 | 0.0% |
| Neuberger Berman Next Genera(NBXG) | COMMON STOCK | 64133Q108 | $3.6K | 205,700 | 0.0% |
| Checkmate Pharmaceuticals in | COM | 162818108 | $3.8K | 1,306,626 | 0.0% |
| Hertz Global Hldgs Inc(HTZ) | COM NEW | 42806J700 | $5.0K | 198,900 | 0.0% |
| Vaneck ETF Trust(PPH) | PHARMACEUTCL ETF | 92189F692 | $5.4K | 69,800 | 0.0% |
| Visa Inc(V) | COM CL A | 92826C839 | $5.8K | 26,960 | 0.0% |
| Crispr Therapeutics AG(CRSP)Call | NAMEN AKT | H17182108 | $6.1K | 80,800 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $6.1K | 104,090 | 0.0% |
| Apellis Pharmaceuticals Inc(APLS) | COM | 03753U106 | $6.2K | 131,749 | 0.0% |
| Carnival Corp(CCL) | COMMON STOCK | 143658300 | $7.4K | 367,070 | 0.0% |
| Veracyte Inc(VCYT) | COM | 92337F107 | $7.6K | 183,660 | 0.0% |