Q4 2021 Holdings
Filed 2022-02-14 | 11639 holdings | $24.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cohbar Inc(CWBRUSD) | COM | 19249J109 | $4 | 10,391 | 0.0% |
| Renovacor Inc -Cw25 | WT | 75989E114 | $6 | 10,000 | 0.0% |
| Isoray Inc | COM | 46489V104 | $7 | 18,000 | 0.0% |
| Tyme Technologies Inc | COM | 90238J103 | $7 | 11,000 | 0.0% |
| Ventoux CCM ACQ -Cw25 | WT | 92280L119 | $8 | 16,500 | 0.0% |
| Eros STX Global Corp | COM | G3788M114 | $8 | 34,325 | 0.0% |
| Casi Pharmaceuticals Inc(CASIEUR) | COM | 14757U109 | $8 | 10,000 | 0.0% |
| Alteryx Inc | CONV BND | 02156BAF0 | $9 | $10,000 | 0.0% |
| Golden Minerals Co | COM | 381119106 | $9 | 25,150 | 0.0% |
| Toughbuilt Industries-Cw23 | WT | 89157G116 | $10 | 75,000 | 0.0% |
| Procaps Group, S.A. | COM | L7756P110 | $10 | 12,000 | 0.0% |
| Adial Pharmaceuticals I-Cw23 | WT | 00688A114 | $10 | 15,000 | 0.0% |
| Realnetworks Inc | COM | 75605L708 | $10 | 10,679 | 0.0% |
| Goldman Sachs BDC Inc | CONV BND | 38147UAB3 | $10 | $10,000 | 0.0% |
| Sesen BIO Inc | COM | 817763105 | $11 | 13,694 | 0.0% |
| Prospect Capital Corp | CONV BND | 74348TAT9 | $11 | $10,000 | 0.0% |
| Broadmark Realty Capit-Cw24 | WT | 11135B118 | $11 | 128,500 | 0.0% |
| Trevena Inc | COM | 89532E109 | $12 | 20,200 | 0.0% |
| T2 Biosystems Inc | COM | 89853L104 | $13 | 24,406 | 0.0% |
| Broadstone NET Lease Inc(BNL) | COM | 11135E203 | $13 | 27,647 | 0.0% |
| Seelos Therapeutics Inc | COM | 81577F109 | $16 | 10,005 | 0.0% |
| Ares Capital Corporation | CONV BND | 04010LAT0 | $16 | $15,000 | 0.0% |
| Petra Acquisition Inc -Cw27 | WT | 716421110 | $16 | 22,886 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $17 | 13,580 | 0.0% |
| Corbus Pharmaceuticals Holdi(CRBPEUR) | COM | 21833P103 | $19 | 30,737 | 0.0% |
| Digital Ally Inc(DGLYEUR) | COM | 25382P208 | $21 | 20,000 | 0.0% |
| Vyne Therapeutics Inc(MNLOUSD) | COM | 92941V209 | $22 | 21,672 | 0.0% |
| Ageagle Aerial Systems Inc | COM | 00848K101 | $23 | 14,705 | 0.0% |
| Gold Resource Corp(GORO) | COM | 38068T105 | $23 | 15,023 | 0.0% |
| Waitr Holdings Inc | COM | 930752100 | $24 | 32,052 | 0.0% |
| Prospect Capital Corp | CONV BND | 74348TAR3 | $27 | $27,000 | 0.0% |
| Assembly Biosciences Inc | COM | 045396108 | $28 | 12,185 | 0.0% |
| Oncocyte Corp | COM | 68235C107 | $30 | 13,670 | 0.0% |
| Genius Brands International | COM | 37229T301 | $35 | 33,035 | 0.0% |
| Organigram Holdings Inc | COM | 68620P101 | $36 | 20,691 | 0.0% |
| Virnetx Holding Corp | COM | 92823T108 | $37 | 14,226 | 0.0% |
| Bright Health Group Inc | COM | 10920V107 | $40 | 11,537 | 0.0% |
| Orion Group Holdings Inc(ORN) | COM | 68628V308 | $40 | 10,500 | 0.0% |
| Senseonics Holdings Inc(SENS1GBP) | COM | 81727U105 | $41 | 15,152 | 0.0% |
| Kulr Technology Group Inc(KULR) | COM | 50125G109 | $41 | 15,000 | 0.0% |
| Nano Dimension LTD(NNDM) | ADR | 63008G203 | $42 | 11,193 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $42 | 15,330 | 0.0% |
| GT Biopharma Inc | COM | 36254L209 | $44 | 14,579 | 0.0% |
| Lexinfintech Holdings L(LX) | ADR | 528877103 | $45 | 11,633 | 0.0% |
| Aptinyx Inc | COM | 03836N103 | $46 | 17,200 | 0.0% |
| Orion Energy Systems Inc(OESXUSD) | COM | 686275108 | $46 | 12,578 | 0.0% |
| Otonomy Inc | COM | 68906L105 | $47 | 22,600 | 0.0% |
| Curis Inc(CRISEUR) | COM | 231269200 | $51 | 10,630 | 0.0% |
| Orchid Island Capital Inc | COM | 68571X103 | $51 | 11,309 | 0.0% |
| Didi Global Inc(DIDIY) | ADR | 23292E108 | $51 | 10,273 | 0.0% |