Q3 2021 Holdings
Filed 2021-11-15 | 42 holdings | $157.0K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-03-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BRF SA(P5Y)Put | Depository Receipt | 10552T107 | $89 | 17,800 | 0.0% |
| Banco Santander Mexico SACall | Depository Receipt | 05969B103 | $89 | 15,500 | 0.0% |
| Hoegh LNG Partners LPCall | Cmn | Y3262R100 | $89 | 18,100 | 0.0% |
| Kubient Inc(KBNT)Call | Cmn | 50116V107 | $89 | 27,700 | 0.0% |
| Aeterna Zentaris IncCall | Cmn | 007975402 | $89 | 119,300 | 0.0% |
| Quantum Corp | Cmn | 747906501 | $89 | 17,127 | 0.0% |
| Resonant Inc | Cmn | 76118L102 | $90 | 37,171 | 0.0% |
| Neurobo Pharmaceuticals IncCall | Cmn | 64132R107 | $90 | 24,300 | 0.0% |
| Good Times Restaurants Inc(GTIM)Put | Cmn | 382140879 | $90 | 17,500 | 0.0% |
| Perpetua Resources Corp(PPTA)Put | Cmn | 714266103 | $90 | 18,100 | 0.0% |
| Leap Therapeutics Inc | Cmn | 52187K101 | $90 | 22,421 | 0.0% |
| Caladrius Biosciences Inc(NBSEUR)Put | Cmn | 128058203 | $90 | 73,400 | 0.0% |
| Baudax BIO Inc | Cmn | 07160F107 | $90 | 160,267 | 0.0% |
| Inflarx NV(IFRX)Call | Cmn | N44821101 | $90 | 34,800 | 0.0% |
| Adma Biologics Inc(ADMA)Call | Cmn | 000899104 | $90 | 79,400 | 0.0% |
| Isun Inc(ISUNQ)Call | Cmn | 465246106 | $90 | 10,900 | 0.0% |
| Kubient Inc(KBNT) | Cmn | 50116V107 | $90 | 27,886 | 0.0% |
| Alzamend Neuro IncCall | Cmn | 02262M308 | $90 | 29,300 | 0.0% |
| Biocardia Inc(BCDA)Call | Cmn | 09060U507 | $90 | 28,800 | 0.0% |
| Caladrius Biosciences Inc(NBSEUR) | Cmn | 128058203 | $91 | 74,198 | 0.0% |
| Ucloudlink Group Inc(UCL) | Depository Receipt | 90354D104 | $91 | 20,890 | 0.0% |
| CN Energy Group Inc(CNEY) | Cmn | G2181K105 | $91 | 14,993 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD)Call | Cmn | 00444T100 | $91 | 89,700 | 0.0% |
| Mereo Biopharma Group PLC(MREO)Call | Depository Receipt | 589492107 | $91 | 37,700 | 0.0% |
| Kismet Acquisition Three COR | Wt | G5276C102 | $91 | 175,716 | 0.0% |
| ION Geophysical Corp | Cmn | 462044207 | $91 | 68,255 | 0.0% |
| Rewalk Robotics LTD | Cmn | M8216Q200 | $92 | 60,651 | 0.0% |
| Kelso Technologies Inc(KIQSF) | Cmn | 48826D201 | $92 | 145,426 | 0.0% |
| Gamida Cell LTDPut | Cmn | M47364100 | $92 | 23,400 | 0.0% |
| Gold Resource Corp(GORO)Put | Cmn | 38068T105 | $92 | 58,800 | 0.0% |
| Glycomimetics Inc(GLYCEUR)Put | Cmn | 38000Q102 | $92 | 41,900 | 0.0% |
| Clear Channel Outdoor Hldgs(CCO)Call | Cmn | 18453H106 | $92 | 34,100 | 0.0% |
| Tetra Technologies Inc del(TTI) | Cmn | 88162F105 | $92 | 29,442 | 0.0% |
| Future Fintech Group IncPut | Cmn | 36117V105 | $93 | 44,400 | 0.0% |
| Braemar Hotels & Resorts Inc(BHR)Call | Cmn | 10482B101 | $93 | 19,100 | 0.0% |
| Berkshire Grey Inc | Cmn | 084656107 | $93 | 13,288 | 0.0% |
| Heat Biologics IncPut | Cmn | 42237K409 | $93 | 15,700 | 0.0% |
| RCM Technologies Inc(RCMT)Call | Cmn | 749360400 | $93 | 15,300 | 0.0% |
| Ocean BIO Chem Inc | Cmn | 674631106 | $93 | 10,000 | 0.0% |
| Williams Indl Svcs Group Inc | Cmn | 96951A104 | $93 | 21,650 | 0.0% |
| Protalix Biotherapeutics Inc(PLX)Put | Cmn | 74365A309 | $93 | 69,800 | 0.0% |
| Transportadora de Gas SUR(TGS)Put | Depository Receipt | 893870204 | $93 | 18,800 | 0.0% |
| Acer Therapeutics Inc(OPXAEUR) | Cmn | 00444P108 | $94 | 36,681 | 0.0% |
| NL Inds Inc(NL)Call | Cmn | 629156407 | $94 | 16,400 | 0.0% |
| India Globalization Cap Inc(IGC) | Cmn | 45408X308 | $94 | 63,619 | 0.0% |
| Apollo Endosurgery Inc(HQ8F)Put | Cmn | 03767D108 | $94 | 10,400 | 0.0% |
| Forest Road Acquisition COR | Wt | 34619V111 | $94 | 108,543 | 0.0% |
| Kulr Technology Group Inc(KULR) | Cmn | 50125G109 | $94 | 45,269 | 0.0% |
| Cheetah Mobile IncCall | Depository Receipt | 163075104 | $95 | 58,200 | 0.0% |
| GT Biopharma Inc | Cmn | 36254L209 | $95 | 14,115 | 0.0% |