Q3 2021 Holdings
Filed 2021-11-15 | 42 holdings | $157.0K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-03-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Affimed N VCall | Cmn | N01045108 | $95 | 15,300 | 0.0% |
| Sigma Labs IncCall | Cmn | 826598500 | $95 | 31,200 | 0.0% |
| Galectin Therapeutics Inc(GALT) | Cmn | 363225202 | $95 | 24,432 | 0.0% |
| Cheetah Mobile IncCall | Depository Receipt | 163075104 | $95 | 58,200 | 0.0% |
| Rayonier Advanced Matls Inc(RYAM)Call | Cmn | 75508B104 | $95 | 12,600 | 0.0% |
| GT Biopharma Inc | Cmn | 36254L209 | $95 | 14,115 | 0.0% |
| Kamada LTD(KMDA)Call | Cmn | M6240T109 | $95 | 18,000 | 0.0% |
| Silvercorp Metals Inc(SVM)Call | Cmn | 82835P103 | $96 | 25,300 | 0.0% |
| Aditxt IncPut | Cmn | 007025109 | $96 | 57,000 | 0.0% |
| Suncoke Energy Inc(SXC)Call | Cmn | 86722A103 | $96 | 15,300 | 0.0% |
| Dixie Group Inc(DXYN)Call | Cmn | 255519100 | $96 | 19,700 | 0.0% |
| Innodata Inc(INOD)Call | Cmn | 457642205 | $96 | 10,100 | 0.0% |
| Oxford Square Cap Corp(OXSQ)Call | Cmn | 69181V107 | $96 | 23,700 | 0.0% |
| Ribbon Communications Inc(RBBN) | Cmn | 762544104 | $96 | 16,105 | 0.0% |
| Peridot Acquisition Corp II | Wt | G7008B121 | $97 | 120,176 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ)Put | Cmn | 45665G303 | $97 | 28,300 | 0.0% |
| Lexicon Pharmaceuticals Inc(LXRX)Put | Cmn | 528872302 | $97 | 20,200 | 0.0% |
| Virtuoso Acquisition Corp | Wt | 92837J112 | $97 | 84,820 | 0.0% |
| Paratek Pharmaceuticals IncPut | Cmn | 699374302 | $97 | 20,000 | 0.0% |
| Five Point Holdings LLC(FPH)Call | Cmn | 33833Q106 | $97 | 12,400 | 0.0% |
| Bellicum Pharmaceuticals Inc(BLCMEUR) | Cmn | 079481404 | $97 | 33,252 | 0.0% |
| Burgerfi International Inc(0LS) | Cmn | 12122L101 | $97 | 11,250 | 0.0% |
| Mission Advancement Corp | Wt | 60501L119 | $97 | 166,666 | 0.0% |
| VOC Energy TR(VOC)Call | Cmn | 91829B103 | $97 | 21,200 | 0.0% |
| Pangaea Logistics Solution L(PANL)Call | Cmn | G6891L105 | $97 | 19,200 | 0.0% |
| Acorda Therapeutics IncCall | Cmn | 00484M601 | $97 | 21,100 | 0.0% |
| Foresight Autonomous Hldgs LCall | Depository Receipt | 345523104 | $97 | 31,100 | 0.0% |
| Landec Corp(LFCR)Put | Cmn | 514766104 | $98 | 10,600 | 0.0% |
| Quicklogic Corp(QUIK)Call | Cmn | 74837P405 | $98 | 18,200 | 0.0% |
| Wave Life Sciences LTD(WVE)Put | Cmn | Y95308105 | $98 | 19,900 | 0.0% |
| Corenergy Infrastructure TR(CORREUR) | Cmn | 21870U502 | $98 | 22,031 | 0.0% |
| Applied Genetic Technologies(2GT)Put | Cmn | 03820J100 | $98 | 32,600 | 0.0% |
| Foresight Autonomous Hldgs LPut | Depository Receipt | 345523104 | $98 | 31,400 | 0.0% |
| Super League Gaming Inc | Cmn | 86804F202 | $98 | 31,520 | 0.0% |
| Ur-Energy Inc(URG) | Cmn | 91688R108 | $98 | 57,359 | 0.0% |
| Avanti Acquisition Corp | Wt | G0682V125 | $98 | 150,087 | 0.0% |
| Siga Technologies Inc(SIGA) | Cmn | 826917106 | $98 | 13,323 | 0.0% |
| Oyster Enterprises ACQ Corp | Wt | 69242M112 | $98 | 181,323 | 0.0% |
| Ventoux CCM Acquisition Corp | Wt | 92280L127 | $98 | 562,736 | 0.0% |
| GEE Group Inc(JOB) | Cmn | 36165A102 | $98 | 211,081 | 0.0% |
| Zovio Inc(ZVOI)Put | Cmn | 98979V102 | $99 | 41,300 | 0.0% |
| Kaleido Biosciences Inc(KLDO)Call | Cmn | 483347100 | $99 | 18,100 | 0.0% |
| DBV Technologies S A | Depository Receipt | 23306J101 | $99 | 20,282 | 0.0% |
| Computer Task Group Inc(CTGUSD) | Cmn | 205477102 | $99 | 12,327 | 0.0% |
| Yiren Digital LTD(YRD) | Depository Receipt | 98585L100 | $99 | 32,997 | 0.0% |
| Stereotaxis Inc(STXS)Put | Cmn | 85916J409 | $99 | 18,400 | 0.0% |
| Odonate Therapeutics IncPut | Cmn | 676079106 | $99 | 33,900 | 0.0% |
| Canoo Inc | Cmn | 13803R102 | $99 | 12,833 | 0.0% |
| U S Xpress Enterprises Inc(7S3)Put | Cmn | 90338N202 | $99 | 11,500 | 0.0% |
| Summit Therapeutics Inc(SMMT)Call | Cmn | 86627T108 | $99 | 19,800 | 0.0% |