Q3 2013 Holdings
Filed 2013-10-21 | 128 holdings | $3.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Johnson & Johnson | SDCV 7/2 | 02261WAB5 | $178.2K | $149,555,000 | 6.0% |
| Stanley Black & Decker Inc. | UNIT 99/99/9999 | 854502309 | $163.7K | 1,190,675 | 5.5% |
| EMC Corp B | NOTE 1.750 12/0 | 268648AM4 | $150.7K | $94,268,000 | 5.1% |
| Teva Pharmacuetical | DBCV 0.250 2/0 | 88163VAE9 | $121.5K | $116,807,000 | 4.1% |
| Intel Corporation | SDCV 3.250 8/0 | 458140AF7 | $121.0K | $97,903,000 | 4.1% |
| Alcoa Inc | NOTE 5.250 3/1 | 013817AT8 | $111.9K | $86,875,000 | 3.8% |
| Xilinx Inc | NOTE 2.625 6/1 | 983919AF8 | $110.8K | $67,930,000 | 3.7% |
| Prospect Capital Corporation | NOTE 6.250 12/1 | 74348TAC6 | $99.6K | $92,320,000 | 3.3% |
| International Game Technology | NOTE 3.250 5/0 | 459902AQ5 | $98.2K | $88,940,000 | 3.3% |
| Goldcorp Inc | NOTE 2.000 8/0 | 380956AB8 | $94.1K | $93,081,000 | 3.2% |
| Allegheny Technologies Inc | NOTE 4.250 6/0 | 01741RAD4 | $92.5K | $89,081,000 | 3.1% |
| Sterlite Industries LTD | NOTE 4.000 10/3 | 859737AB4 | $79.7K | $81,130,000 | 2.7% |
| Steel Dynamics Inc | NOTE 5.125 6/1 | 858119AP5 | $78.8K | $71,308,000 | 2.6% |
| Newmont Mining Corp. | NOTE 1.625 7/1 | 651639AJ5 | $76.9K | $69,110,000 | 2.6% |
| Enpro Industries Inc | DBCV 3.938 10/1 | 29355XAB3 | $73.2K | $39,666,000 | 2.5% |
| PHH Corporation | NOTE 4.000 9/0 | 693320AN3 | $62.8K | $57,421,000 | 2.1% |
| LAM Research Corporation | NOTE 2.625 5/1 | 670008AD3 | $60.8K | $38,298,000 | 2.0% |
| Level 3 Communications Inc | NOTE 7.000 3/1 | 52729NBP4 | $56.5K | $46,180,000 | 1.9% |
| Annaly Mortgage Management Inc | NOTE 4.000 2/1 | 035710AA0 | $55.5K | $50,214,000 | 1.9% |
| Newmont Mining Corp. | NOTE 1.250 7/1 | 651639AH9 | $48.8K | $48,181,000 | 1.6% |
| Stillwater Mining Co. | NOTE 1.750 10/1 | 86074QAL6 | $47.5K | $45,085,000 | 1.6% |
| L-3 Communications Holdings | DEBT 3.000 8/0 | 502413AW7 | $46.7K | $42,835,000 | 1.6% |
| Kinder Morgan Energy Partners | *W EXP 05/25/201 | 49456B119 | $42.6K | 8,561,704 | 1.4% |
| Prospect Capital Corporation | NOTE 5.750 3/1 | 74348TAL6 | $41.8K | $40,625,000 | 1.4% |
| Agco Corp | NOTE 1.250 12/1 | 001084AM4 | $40.4K | $27,086,000 | 1.4% |
| Endeavor Intl Corp | NOTE 5.500 7/1 | 29257MAE0 | $37.9K | $44,843,000 | 1.3% |
| Tyson Foods Inc | NOTE 3.250 10/1 | 902494AP8 | $35.7K | $20,788,000 | 1.2% |
| New York Community Bancorp Trust | UNIT 11/01/2051 | 64944P307 | $33.4K | 683,549 | 1.1% |
| Kcap Financial Inc | NOTE 8.750 3/1 | 500233AB7 | $30.0K | $25,745,000 | 1.0% |
| Northgate Minerals Corporation | NOTE 3.500 10/0 | 666416AB8 | $29.0K | $30,700,000 | 1.0% |
| Dryships Inc | NOTE 5.000 12/0 | 262498AB4 | $28.2K | $28,918,000 | 0.9% |
| Omnicom Group | NOTE 7/3 | 681919AV8 | $27.3K | $22,435,000 | 0.9% |
| Priceline.com | DEBT 1.000 3/1 | 741503AQ9 | $26.7K | $20,670,000 | 0.9% |
| Royal Gold Inc | NOTE 2.875 6/1 | 780287AA6 | $25.0K | $25,936,000 | 0.8% |
| Rite AID Corp | NOTE 8.500 5/1 | 767754BU7 | $24.9K | $12,659,000 | 0.8% |
| Chesapeake Energy Corporation | NOTE 2.500 5/1 | 165167CA3 | $23.2K | $23,736,000 | 0.8% |
| Teleflex Incorporated | NOTE 3.875 8/0 | 879369AA4 | $22.4K | $15,885,000 | 0.8% |
| XPO Logistics Inc | NOTE 4 500 10/0 | 983793AA8 | $20.6K | $14,070,000 | 0.7% |
| Janus Capital Group Inc | NOTE 0.750 7/1 | 47102XAH8 | $20.0K | $19,067,000 | 0.7% |
| Laboratory Corp of Amer Hldgs | NOTE | 50540RAG7 | $19.6K | $14,735,000 | 0.7% |
| Wells Fargo & Company(WFC) | PERP PFD CNV A | 949746804 | $18.3K | 16,055 | 0.6% |
| Caci International Inc | NOTE 2.125 5/0 | 127190AD8 | $18.1K | $14,195,000 | 0.6% |
| Home Inns & Hotels | NOTE 2.000 12/1 | 43713WAB3 | $17.3K | $18,200,000 | 0.6% |
| Molycorp Inc. | NOTE 6.000 9/0 | 608753AF6 | $17.2K | $21,416,000 | 0.6% |
| American International Group | *W EXP 01/19/202 | 026874156 | $16.9K | 893,596 | 0.6% |
| Hawaiian Holdings Inc | NOTE 5.000 3/1 | 419879AD3 | $16.5K | $14,166,000 | 0.6% |
| Jefferies Group Inc | DBCV 3.875 11/0 | 472319AG7 | $15.3K | $14,530,000 | 0.5% |
| Archer-Daniels-Midland Co | NOTE 0.875 2/1 | 039483AW2 | $10.9K | $10,700,000 | 0.4% |
| Molycorp Inc. | NOTE 3.250 6/1 | 608753AA7 | $10.8K | $14,880,000 | 0.4% |
| BGC Partners Inc. | NOTE 4.500 7/1 | 05541TAD3 | $10.8K | $10,419,000 | 0.4% |