Q2 2018 Holdings
Filed 2018-08-09 | 96 holdings | $1.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| American International Group (1/19/21 $45.00) | *W EXP 01/19/202 | 026874156 | $154 | 10,610 | 0.0% |
| Salient Midstream MLP Fund | SH BEN INT | 79471V105 | $177 | 17,521 | 0.0% |
| Daseke(DSKEUSD) | COM | 23753F107 | $199 | 20,000 | 0.0% |
| Apollo Senior Floating Rate | COM | 037636107 | $237 | 14,507 | 0.0% |
| Kayne Anderson Midstream GY Fund | COM | 48661E108 | $242 | 18,698 | 0.0% |
| Eaton Vance Short Duration Diversified Inc Fund(XEVGX) | COM | 27828V104 | $242 | 18,602 | 0.0% |
| Gabelli Global Utility Income Trust(GLU) | COM SH BEN INT | 36242L105 | $322 | 17,271 | 0.0% |
| Wells Fargo Company | MTNF 0.250 6/2 | 94986RXR7 | $338 | $390,000 | 0.0% |
| Integrated Device Tech | NOTE 0.875 11/1 | 458118AC0 | $456 | $400,000 | 0.0% |
| Duff Phelps Global Utility Income Fund(DPG) | COM | 26433C105 | $486 | 33,833 | 0.0% |
| Pioneer Floating Rate Trust(XPHDX) | COM | 72369J102 | $534 | 47,798 | 0.0% |
| Helix Energy Solutions Group | NOTE 4.125 9/1 | 42330PAJ6 | $603 | $510,000 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950 7/1 | 74348TAR3 | $682 | $700,000 | 0.1% |
| Steel Connect | NOTE 5.250 3/0 | 60786LAB3 | $684 | $700,000 | 0.1% |
| American Realty Capital Properties Inc. | NOTE 3.000 8/0 | 02917TAA2 | $685 | $685,000 | 0.1% |
| Weatherford International Limited | NOTE 5.875 7/0 | 947075AH0 | $790 | $800,000 | 0.1% |
| Pernix Therapeutics Holdings | DBCV 4.250 4/0 | 71426VAK4 | $800 | $2,000,000 | 0.1% |
| Workday Inc | NOTE 1.500 7/1 | 98138HAD3 | $809 | $525,000 | 0.1% |
| Ares Capital Corporation | NOTE 3.750 2/0 | 04010LAT0 | $846 | $840,000 | 0.1% |
| TPG Specialty Lending Inc. | NOTE 4.500 8/0 | 87265KAD4 | $868 | $870,000 | 0.1% |
| Liberty Media | DEB 3.750 2/1 | 530715AL5 | $872 | $1,250,000 | 0.1% |
| Redwood Trust Inc | NOTE 5.625 11/1 | 749772AB5 | $895 | $880,000 | 0.1% |
| Tahoe Resources Inc | COM | 873868103 | $984 | 200,000 | 0.1% |
| RLJ Lodging Trust $1.95 | CUM CONV PFD A | 74965L200 | $1.0K | 38,630 | 0.1% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $1.1K | 118,652 | 0.1% |
| Bank of America $72.50(BAC) | 7.25 CNV PFD L | 060505682 | $1.1K | 875 | 0.1% |
| Blueknight Energy Partners(BKEPUSD) | COM UNIT | 09625U109 | $1.1K | 336,686 | 0.1% |
| PRA Group Inc. | NOTE 3.000 8/0 | 73640QAB1 | $1.2K | $1,233,000 | 0.1% |
| Clear Channel Outdoor Holdings Inc | CL A | 18451C109 | $1.3K | 296,741 | 0.1% |
| Cinedigm Corp | COM NEW | 172406209 | $1.3K | 851,248 | 0.1% |
| DEBT 1.250 11/1 | G9515TAA6 | $1.7K | $1,650,000 | 0.1% | |
| Microchip Technology Inc | NOTE 1.625 2/1 | 595017AD6 | $1.8K | $1,000,000 | 0.1% |
| Ship Finance International | NOTE 5.750 10/1 | G81075AF3 | $1.9K | $1,870,000 | 0.2% |
| Arbor Realty Trust | NOTE 5.375 11/1 | 038923AB4 | $2.0K | $1,835,000 | 0.2% |
| Teva Pharm | DBCV 0.250 2/0 | 88163VAE9 | $2.3K | $2,503,000 | 0.2% |
| Nuveen Credit Strategies Income Fund(XJQCX) | COM SHS | 67073D102 | $2.4K | 303,805 | 0.2% |
| Seacor Holding Inc | NOTE 3.000 11/1 | 81170YAB5 | $2.5K | $2,525,000 | 0.2% |
| Hostess Brands (11/14/21 $11.50) | *W EXP 11/04/202 | 44109J114 | $2.5K | 1,338,980 | 0.2% |
| Macquarie Infrastructure | NOTE 2.000 10/0 | 55608BAB1 | $2.5K | $2,800,000 | 0.2% |
| Simply Good Foods Company | *W EXP 07/07/202 | 82900L110 | $2.5K | 603,912 | 0.2% |
| Aerojet Rocketdyne | NOTE 2.250 12/1 | 007800AB1 | $2.6K | $1,965,000 | 0.2% |
| Colony Capital(CLNSEUR) | CL A COM ADDED | 19626G108 | $2.6K | 424,010 | 0.2% |
| Finisar Corporation | NOTE 0.500 12/1 | 31787AAP6 | $2.7K | $3,000,000 | 0.2% |
| Invitation Homes | NOTE 3.500 1/1 | 19625XAB8 | $2.7K | $2,450,000 | 0.2% |
| TCP Capital Corp | NOTE 4.625 3/0 | 87238QAD5 | $3.3K | $3,320,000 | 0.3% |
| Eaton Vance Limited Duration Income Fund(XEVVX) | COM | 27828H105 | $3.4K | 273,998 | 0.3% |
| Daseke (2/27/2022 $11.50) | *W EXP 02/27/202 | 23753F115 | $3.5K | 3,247,774 | 0.3% |
| Teligent Inc | NOTE 3.750 12/1 | 449575AB5 | $3.7K | $3,870,000 | 0.3% |
| Emmis Communications(EMMS) | COM NEW CL A | 291525400 | $4.8K | 900,338 | 0.4% |
| Wells Fargo Company(WFC) | PERP PFD CNV A | 949746804 | $4.8K | 3,801 | 0.4% |