Q4 2018 Holdings
Filed 2019-02-08 | 107 holdings | $924.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| American International Group | *W EXP 01/19/202 | 026874156 | $58 | $10,610 | 0.0% |
| NRC Group Holdings | *W EXP 10/17/202 | 629375114 | $114 | $141,000 | 0.0% |
| Meritor | NOTE 3.250 10/1 | 59001KAF7 | $177 | $200,000 | 0.0% |
| Salient Midstream MLP Fund | SH BEN INT | 79471V105 | $189 | $25,602 | 0.0% |
| Apollo Senior Floating Rate | COM | 037636107 | $209 | 14,507 | 0.0% |
| Eaton Vance Short Duration Diversified Inc Fund(XEVGX) | COM | 27828V104 | $232 | 18,602 | 0.0% |
| EL Paso Energy Capital Trust | PFD CV TR SECS | 283678209 | $235 | 5,616 | 0.0% |
| Gabelli Global Utility Income Trust(GLU) | COM SH BEN INT | 36242L105 | $278 | 17,271 | 0.0% |
| Ctrip.com International LTD | NOTE 1.990 7/0 | 22943FAH3 | $291 | $300,000 | 0.0% |
| Pernix Therapeutics Holdings | DBCV 4.250 4/0 | 71426VAK4 | $300 | $2,000,000 | 0.0% |
| NII Holdings | COM PAR | 62913F508 | $331 | $75,000 | 0.0% |
| Daseke(DSKEUSD) | COM | 23753F107 | $362 | 98,325 | 0.0% |
| Genesis Energy L.P.(GEL) | UNIT LTD PARTN | 371927104 | $379 | 20,500 | 0.0% |
| Nuveen Floating Rate Income Opportunity Fund | COM SHS | 6706EN100 | $417 | $46,255 | 0.0% |
| PDC Energy Inc | NOTE 1.125 9/1 | 69327RAD3 | $445 | $500,000 | 0.0% |
| Cinedigm Corp | COM NEW | 172406209 | $446 | 781,872 | 0.0% |
| Avid Technology | NOTE 2.000 6/1 | 05367PAB6 | $453 | $500,000 | 0.0% |
| BlackRock Floating Rate Income Strategies Fund(XFRAX) | COM | 09255X100 | $455 | 38,276 | 0.0% |
| Pioneer Floating Rate Trust(XPHDX) | COM | 72369J102 | $470 | $47,798 | 0.1% |
| Nevro Corp(NVROEUR) | COM | 64157F103 | $541 | $13,900 | 0.1% |
| Kayne Anderson Midstream GY Fund | COM | 48661E108 | $588 | $60,913 | 0.1% |
| GSV Capital Corp. | NOTE 4.750 3/2 | 36191JAC5 | $645 | $750,000 | 0.1% |
| BlackRock TCP Capital | NOTE 4.625 3/0 | 87238QAD5 | $659 | $675,000 | 0.1% |
| Prospect Capital Corporation | NOTE 4.950 7/1 | 74348TAR3 | $676 | $700,000 | 0.1% |
| Helix Energy Solutions Group | NOTE 4.125 9/1 | 42330PAJ6 | $686 | $740,000 | 0.1% |
| Steel Connect | NOTE 5.250 3/0 | 60786LAB3 | $697 | $700,000 | 0.1% |
| Curo Group(CUROEUR) | COM | 23131L107 | $751 | 79,174 | 0.1% |
| Daseke | *W EXP 02/27/202 | 23753F115 | $775 | $4,428,325 | 0.1% |
| Weatherford International Limited | NOTE 5.875 7/0 | 947075AH0 | $797 | $1,250,000 | 0.1% |
| Liberty Media | DEB 3.750 2/1 | 530715AL5 | $831 | $1,250,000 | 0.1% |
| Ares Capital Corporation | NOTE 3.750 2/0 | 04010LAT0 | $840 | $840,000 | 0.1% |
| Willscot Corporation | COM | 971375126 | $850 | $90,198 | 0.1% |
| TPG Specialty Lending Inc. | NOTE 4.500 8/0 | 87265KAD4 | $856 | $870,000 | 0.1% |
| Macquarie Infrastructure | NOTE 2.000 10/0 | 55608BAB1 | $870 | $1,000,000 | 0.1% |
| Redwood Trust Inc | NOTE 5.625 11/1 | 749772AB5 | $889 | $880,000 | 0.1% |
| RLJ Lodging Trust | CUM CONV PFD A | 74965L200 | $949 | 38,630 | 0.1% |
| Whiting Petroleum Corporation | NOTE 1.250 4/0 | 966387AL6 | $949 | $1,000,000 | 0.1% |
| Bristow Group | NOTE 4.500 6/0 | 110394AF0 | $960 | $2,500,000 | 0.1% |
| NOTE 0.250 9/1 | 90184LAB8 | $971 | $1,000,000 | 0.1% | |
| Goldman Sachs MLP Energy Renaissance Fund | COM | 38148G107 | $983 | $224,001 | 0.1% |
| Rovi Corporation | NOTE 0.500 3/0 | 779376AD4 | $987 | $1,038,000 | 0.1% |
| FLY Leasing | 34407D109 | 34407D109 | $1.0K | 96,204 | 0.1% |
| Bank of America(BAC) | 7.25 CNV PFD L | 060505682 | $1.1K | 875 | 0.1% |
| PRA Group Inc. | NOTE 3.000 8/0 | 73640QAB1 | $1.1K | $1,233,000 | 0.1% |
| Ready Capital | 7 CN SR NT 2023 | 75574U200 | $1.1K | $46,500 | 0.1% |
| Blueknight Energy Partners(BKEPUSD) | COM UNIT | 09625U109 | $1.2K | 1,048,265 | 0.1% |
| Kayne Anderson MLP Investment Company(KYN) | COM | 486606106 | $1.3K | $93,000 | 0.1% |
| Cypress Semi | NOTE 4.500 1/1 | 232806AM1 | $1.3K | $1,100,000 | 0.1% |
| Seacor Holding Inc | NOTE 3.000 11/1 | 81170YAB5 | $1.4K | $1,525,000 | 0.2% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $1.4K | 153,142 | 0.2% |