Q1 2019 Holdings
Filed 2019-05-13 | 111 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Pernix Therapeutics Holdings | DBCV 4.250 4/0 | 71426VAK4 | $36 | $2,000,000 | 0.0% |
| American International Group | *W EXP 01/19/202 | 026874156 | $60 | 10,610 | 0.0% |
| NRC Group Holdings | *W EXP 10/17/202 | 629375114 | $127 | $141,000 | 0.0% |
| NII Holdings | COM PAR | 62913F508 | $147 | $75,000 | 0.0% |
| Apollo Senior Floating Rate | COM | 037636107 | $215 | 14,507 | 0.0% |
| Verint Systems Inc. | NOTE 1.500 6/0 | 92343XAA8 | $221 | $200,000 | 0.0% |
| Ezcorp Inc | NOTE 2.875 7/0 | 302301AF3 | $224 | $200,000 | 0.0% |
| Quotient Technology | NOTE 1.750 12/0 | 749119AB9 | $235 | $250,000 | 0.0% |
| Medicines Company | NOTE 2.500 1/1 | 584688AE5 | $251 | $250,000 | 0.0% |
| Live Nation Entertainment | NOTE 2.500 3/1 | 538034AQ2 | $260 | $225,000 | 0.0% |
| Hannon Armstrong Sustainable Infrastructure Capit | NOTE 4.125 9/0 | 41068XAB6 | $269 | $265,000 | 0.0% |
| BlackRock Limited Duration Income Trust(BLW) | COM SHS | 09249W101 | $270 | 18,396 | 0.0% |
| Aceto Corp | NOTE 2.000 11/0 | 004446AD2 | $295 | $500,000 | 0.0% |
| Gabelli Global Utility Income Trust(GLU) | COM SH BEN INT | 36242L105 | $322 | 17,271 | 0.0% |
| Magnolia Oil Gas | *W EXP 07/31/202 | 559663117 | $424 | $125,200 | 0.0% |
| Nuveen Floating Rate Income Opportunity Fund | COM SHS | 6706EN100 | $444 | $46,255 | 0.0% |
| Avid Technology | NOTE 2.000 6/1 | 05367PAB6 | $476 | $500,000 | 0.0% |
| BlackRock Floating Rate Income Strategies Fund(XFRAX) | COM | 09255X100 | $478 | 38,276 | 0.0% |
| Genesis Energy L.P.(GEL) | UNIT LTD PARTN | 371927104 | $478 | $20,500 | 0.0% |
| Eaton Vance Short Duration Diversified Inc Fund(XEVGX) | COM | 27828V104 | $483 | 37,247 | 0.0% |
| Pioneer Floating Rate Trust(XPHDX) | COM | 72369J102 | $497 | $47,798 | 0.0% |
| Bristow Group | NOTE 4.500 6/0 | 110394AF0 | $513 | $2,500,000 | 0.0% |
| Daseke(DSKEUSD) | COM | 23753F107 | $577 | 113,425 | 0.1% |
| Meritor | NOTE 3.250 10/1 | 59001KAF7 | $628 | $650,000 | 0.1% |
| Salient Midstream MLP Fund | SH BEN INT | 79471V105 | $654 | $71,120 | 0.1% |
| Liberty Media Corporation | NOTE 1.000 1/3 | 531229AF9 | $655 | $580,000 | 0.1% |
| BlackRock TCP Capital | NOTE 4.625 3/0 | 87238QAD5 | $679 | $675,000 | 0.1% |
| Prospect Capital Corporation | NOTE 4.950 7/1 | 74348TAR3 | $691 | $700,000 | 0.1% |
| SM Energy Company | NOTE 1.500 7/0 | 78454LAM2 | $709 | $750,000 | 0.1% |
| Dish Network | NOTE 2.375 3/1 | 25470MAD1 | $826 | $1,000,000 | 0.1% |
| Liberty Media | DEB 3.750 2/1 | 530715AL5 | $850 | $1,250,000 | 0.1% |
| Wells Fargo Company(WFC) | PERP PFD CNV A | 949746804 | $875 | $673 | 0.1% |
| Macquarie Infrastructure | NOTE 2.000 10/0 | 55608BAB1 | $883 | $1,000,000 | 0.1% |
| Redwood Trust Inc | NOTE 5.625 11/1 | 749772AB5 | $884 | $880,000 | 0.1% |
| TPG Specialty Lending Inc. | NOTE 4.500 8/0 | 87265KAD4 | $888 | $870,000 | 0.1% |
| EL Paso Energy Capital Trust | PFD CV TR SECS | 283678209 | $903 | 16,616 | 0.1% |
| Teva Pharm | DBCV 0.250 2/0 | 88163VAE9 | $904 | $975,000 | 0.1% |
| Whiting Petroleum Corporation | NOTE 1.250 4/0 | 966387AL6 | $968 | $1,000,000 | 0.1% |
| RLJ Lodging Trust | CUM CONV PFD A | 74965L200 | $971 | $38,630 | 0.1% |
| NOTE 0.250 9/1 | 90184LAB8 | $984 | $1,000,000 | 0.1% | |
| GSV Capital Corp. | NOTE 4.750 3/2 | 36191JAC5 | $999 | $1,000,000 | 0.1% |
| Weatherford International Limited | NOTE 5.875 7/0 | 947075AH0 | $1.0K | $1,250,000 | 0.1% |
| Rovi Corporation | NOTE 0.500 3/0 | 779376AD4 | $1.0K | $1,038,000 | 0.1% |
| Helix Energy Solutions Group | NOTE 4.125 9/1 | 42330PAJ6 | $1.0K | $940,000 | 0.1% |
| Willscot Corporation | COM | 971375126 | $1.1K | $97,752 | 0.1% |
| Ligand Pharmaceuticals(LGND) | COM NEW | 53220K504 | $1.1K | $8,808 | 0.1% |
| Bank of America(BAC) | 7.25 CNV PFD L | 060505682 | $1.1K | 875 | 0.1% |
| PRA Group Inc. | NOTE 3.000 8/0 | 73640QAB1 | $1.2K | $1,233,000 | 0.1% |
| Curo Group(CUROEUR) | COM | 23131L107 | $1.2K | 119,952 | 0.1% |
| Ready Capital | 7 CN SR NT 2023 | 75574U200 | $1.2K | $46,500 | 0.1% |