Q4 2016 Holdings
Filed 2017-02-08 | 181 holdings | $3.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aclaris Therapeutics Inc Malv COM STK(ACRS) | COM | 00461U105 | $1.2M | 45,061 | 33.1% |
| Boston Scientific Corp COM STK(BSX) | COM | 101137107 | $976.0K | 45,110 | 26.4% |
| Acadia Pharm(ACAD) | COM | 004225108 | $750.0K | 26,000 | 20.3% |
| Camping Wrld HLD(CWH) | COM | 13462K109 | $326.0K | 10,000 | 8.8% |
| Crimson Wine Group LTD COM STK(CWGL) | COM | 22662X100 | $117.0K | 12,500 | 3.2% |
| Crocs Inc COM STK(CROX) | COM | 227046109 | $69.0K | 10,000 | 1.9% |
| Bill 01/05/17 | US T BILL EXP 1/05/2017 | 912796HV4 | $68.0K | $68,000,000 | 1.8% |
| Aware Inc Mass COM STK(AWRE) | COM | 05453N100 | $61.0K | 10,000 | 1.7% |
| Bank of America Corp(BAC) | COM | 060505104 | $55.1K | 2,491,048 | 1.5% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $3.0K | 4,002 | 0.1% |
| Bristol Myers Squibb(BMY) | COM | 110122108 | $2.8K | 47,500 | 0.1% |
| Spdr S&P ETF Trust(SPY)Put | COM | 78462F103 | $2.2K | 10,000 | 0.1% |
| Salesforce COM Inc COM STK(CRM) | COM | 79466L302 | $1.7K | 25,000 | 0.0% |
| Ariad Pharmaceuticals Inc COM STK | COM | 04033A100 | $1.4K | 115,900 | 0.0% |
| Tootsie Roll Inds Inc COM STK(TR) | COM | 890516107 | $1.4K | 36,068 | 0.0% |
| Atlantic Capital Bancshares(ACBIUSD) | COM | 048269203 | $1.2K | 65,000 | 0.0% |
| Mellanox Technologies LTD | COM | M51363113 | $1.2K | 30,000 | 0.0% |
| Icici Bank LTD(IBN)Call | COM | 45104G104 | $1.2K | 160,000 | 0.0% |
| Powershares QQQ TrustPut | COM | 73935A104 | $1.2K | 10,000 | 0.0% |
| Bank of America Corp(BAC)Call | COM | 060505104 | $1.1K | 50,000 | 0.0% |
| Bank of America Corpwt EXP 1/16/19 | W EXP 1/16/2019 | 060505146 | $995 | 100,000 | 0.0% |
| Franklin Resources Inc. COM STK(BEN) | COM | 354613101 | $990 | 25,000 | 0.0% |
| Ladenburg Thalmann Finl Svcs COM STK | COM | 50575Q102 | $939 | 385,000 | 0.0% |
| Ariad PharmaceuticalsCall | COM | 04033A100 | $933 | 75,000 | 0.0% |
| Micron Technology Inc(MU) | COM | 595112103 | $877 | 40,000 | 0.0% |
| Boston Scientific Corp(BSX)Call | COM | 101137107 | $865 | 40,000 | 0.0% |
| Silicon Motion Technology Corp ADR(SIMO) | SPONS ADR | 82706C108 | $850 | 20,000 | 0.0% |
| Fannie MAE 8.25 Perp PFD | 8.25% Preferred Stock | 313586752 | $840 | 105,000 | 0.0% |
| Alphabet Inc(GOOGL) | COM | 02079K305 | $792 | 1,000 | 0.0% |
| Cogentix Medical Inccom STK | COM | 19243A104 | $747 | 371,547 | 0.0% |
| General Mtrs Co W EXP 07/10/2019 | WRNT EXP 7/10/2019 | 37045V126 | $688 | 40,107 | 0.0% |
| Calavo Growers Inc COM STK(CVGW) | COM | 128246105 | $614 | 10,000 | 0.0% |
| HK Exchanges & Clearing ORD | COM | 006267359 | $608 | 25,721 | 0.0% |
| Everbridge Inc(EVBGEUR) | COM | 29978A104 | $554 | 30,000 | 0.0% |
| Freddie MAC 8.375 Perp PFD | 8.375% Preferred Stock | 313400624 | $529 | 70,000 | 0.0% |
| Singapore Exchange | COM | 00078423H | $495 | 100,000 | 0.0% |
| Unifi Inc COM STK(UFI) | COM | 904677200 | $489 | 15,000 | 0.0% |
| Harborone Bancorp Inc | COM | 41165F101 | $484 | 25,000 | 0.0% |
| Bluebird BIO Inc | COM | 09609G100 | $450 | 7,300 | 0.0% |
| PAR Pacific Holdingsinc(PARR) | COM | 69888T207 | $436 | 30,000 | 0.0% |
| Highlands Banksharesinc VA COM STK Rstd | COM | 4308939D1 | $420 | 70,655 | 0.0% |
| Opko Health Inc COM(OPK) | COM | 68375N103 | $419 | 45,010 | 0.0% |
| Icici Bank LTD Spon ADR(IBN) | SPONS ADR | 45104G104 | $412 | 55,000 | 0.0% |
| Randolph Bancorp Inc | COM | 752378109 | $403 | 25,000 | 0.0% |
| Callon Petro Co(CPE3EUR) | COM | 13123X102 | $400 | 26,000 | 0.0% |
| Farmer Brothers Co COM STK(FARM) | COM | 307675108 | $367 | 10,000 | 0.0% |
| A V Homes Inc COM STK | COM | 00234P102 | $356 | 22,500 | 0.0% |
| Viasat Inc(VSAT) | COM | 92552V100 | $351 | 5,300 | 0.0% |
| Neovasc Inc COM STK | COM | 64065J106 | $329 | 190,000 | 0.0% |
| Pacific Biosciences of California(PACB) | COM | 69404D108 | $323 | 85,000 | 0.0% |