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Clifford Swan Investment Counsel LLC

Q2 2014 Holdings

Filed 2014-08-07 | 254 holdings | $93.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Cotton & Western Mining Inc.COM221737307$01,000,0000.0%
Cathay Intl HldCOMG1965E103$1219,0000.0%
Sport Chalet Class ACOM849163209$2428,0000.0%
Monitise PLCCOMG6258F105$3135,0000.0%
Infusystem Holdings Inc(INFU)COM45685K102$5621,0000.0%
Nuveen Quality Pfd Income FdETF67071S101$8910,4000.0%
Frontier Communications Corp.COM35906A108$9716,6380.0%
Sprott Physical Gold Trust ETV(PHYS/U)AA85207H104$11010,0000.0%
Alliance Bernstein Inc FundETF01881E101$12016,0000.0%
J. C. Penney Company, Inc.COM708160106$13414,8400.0%
Western Asset High Income Oppo(HIO)ETF95766K109$14924,3950.0%
Western Asset Premier Bond Fun(WEA)ETF957664105$18212,1750.0%
Hennessy Advisors Inc(HNNA)COM425885100$20113,5000.0%
Bemis CompanyCOM081437105$2024,9650.0%
Under Armour Inc(UAA)COM904311107$2023,4000.0%
iShares Tr S&P Index Fd(OEF)ETF464287101$2102,4250.0%
Conagra Inc.(CAG)COM205887102$2147,2000.0%
Harley-Davidson(HOG)COM412822108$2173,1000.0%
Marathon Oil Corporation(MRO*)COM565849106$2205,5000.0%
Total SA(TTEN)COM89151E109$2243,1000.0%
Rockwell CollinsCOM774341101$2242,8640.0%
iShares Iboxx H/Y Corp Bond(HYG)ETF464288513$2282,3990.0%
Halliburton Co.(HAL)COM406216101$2383,3480.0%
Gannett Inc.COM364730101$2538,0750.0%
McKesson Corp.(MCK)COM58155Q103$2541,3650.0%
T. Rowe Price Group(TROW)COM74144T108$2573,0450.0%
Facebook Inc(META)COM30303M102$2603,8660.0%
iShares North American Tech(IGM)ETF464287549$2712,8500.0%
Paccar Inc.(PCAR)COM693718108$2804,4500.0%
Gold Miners ETFCOM57060U100$28410,7320.0%
Roche Holdings Ltd(RHHBY)COM771195104$2887,7300.0%
Vanguard World Fds Inf Tech ET(VGT)ETF92204A702$2903,0000.0%
Visa Inc.(V)COM92826C839$2921,3870.0%
FirstEnergy Corp.(FE)COM337932107$2978,5460.0%
Roche Dividend Right CertCOM771192895$2981,0000.0%
Spdr Dow Jones Industrial Avg(DIA)ETF78467X109$3041,8100.0%
iShares Msci Emerging Markets(EEM)ETF464287234$3107,1730.0%
Vanguard REIT ETF(VNQ)ETF922908553$3144,1910.0%
American Intl Group Warrants EWT026874156$31411,8050.0%
Exelon Corp(EXC)COM30161N101$3168,6630.0%
iShares Core S&P Small-Cap ETF(IJR)ETF464287804$3272,9150.0%
Allstate Corp.(ALL)COM020002101$3275,5620.0%
Spdr S&P Dividend ETF(SDY)ETF78464A763$3294,3000.0%
Moody's Corporation(MCO)COM615369105$3373,8490.0%
Nordstrom Inc.(JWNUSD)COM655664100$3405,0020.0%
iShares iBoxx $ Inv Grade Corp(LQD)ETF464287242$3402,8500.0%
iShares Barclays 1-3 Year Cred(IGSB)ETF464288646$3433,2500.0%
America Movil S.A. de C.V. Ser(AMXN)COM02364W105$34316,5100.0%
Farmers and Merchants Bank(FMBL)COM308243104$347600.0%
Spectra Energy CorpCOM847560109$3558,3670.0%
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