| Pacholder High Yield FD Inc COM | COM | 693742108 | $71 | 10,000 | 0.0% |
| KLR Energy ACQ Corp; TNT ACQ Dt: 3/11/2018; Cash: $10.40 | COM | 49877M108 | $101 | 10,100 | 0.0% |
| Gabelli Multimedia TR Inc COM(GGT) | COM | 36239Q109 | $128 | 18,185 | 0.0% |
| Calamos Strategic Totl Retn FD COM SH BEN INT(CSQ) | COM | 128125101 | $136 | 13,775 | 0.0% |
| Nuveen CR Strategies Incm FD COM SHS(XJQCX) | COM | 67073D102 | $139 | 17,200 | 0.0% |
| Nucor Corp COM(NUE) | COM | 670346105 | $206 | 4,168 | 0.0% |
| Nuveen Conn Prem Income MUN FD COM | COM | 67060D107 | $210 | 15,056 | 0.0% |
| Procter & Gamble Co COM(PG) | COM | 742718109 | $210 | 2,484 | 0.0% |
| Proshares TR Shrt 20+yr TRE(TBF) | COM | 74347X849 | $211 | 10,000 | 0.0% |
| BlackRock NY Municipal Bond TR COM(BQH) | COM | 09249P106 | $211 | 13,193 | 0.0% |
| International Business Machs COM(IBM) | COM | 459200101 | $212 | 1,400 | 0.0% |
| Home Depot Inc COM(HD) | COM | 437076102 | $230 | 1,800 | 0.0% |
| Novanta Inc(NOVT) | COM | 67000B104 | $232 | 15,342 | 0.0% |
| Sempra Energy COM(SRE) | COM | 816851109 | $234 | 2,050 | 0.0% |
| Pepsico Inc COM(PEP) | COM | 713448108 | $251 | 2,370 | 0.0% |
| Johnson & Johnson COM(JNJ) | COM | 478160104 | $252 | 2,076 | 0.0% |
| W P Carey Inc COM(WPC) | COM | 92936U109 | $270 | 3,889 | 0.0% |
| First TR Dividend Income FD COM | COM | 33731L100 | $275 | 30,609 | 0.0% |
| Ishares TR Core Msci Euro(IEUR) | COM | 46434V738 | $276 | 7,000 | 0.0% |
| Paychex Inc COM(PAYX) | COM | 704326107 | $284 | 4,765 | 0.0% |
| Disney Walt Co COM Disney(DIS) | COM | 254687106 | $288 | 2,944 | 0.0% |
| DT Asia Investment ACQ Corp; TNT ACQ Dt: 07/06/2016; Cash: $10.26 | COM | G2615J104 | $332 | 35,490 | 0.0% |
| Korea Equity FD Inc COM | COM | 50063B104 | $349 | 44,464 | 0.0% |
| Nuveen TAX Advantaged DIV Grwt COM | COM | 67073G105 | $362 | 25,337 | 0.0% |
| Constellation Brands Inc CL B | COM | 21036P207 | $448 | 2,696 | 0.0% |
| Kimberly Clark Corp COM(KMB) | COM | 494368103 | $459 | 3,342 | 0.0% |
| Vanguard BD Index FD Inc Long Term Bond(BLV) | COM | 921937793 | $512 | 5,220 | 0.0% |
| JM Global ACQ Corp; TNT ACT Dt: 8/14/2017; Cash:$10.00 | COM | 46590H101 | $527 | 54,100 | 0.0% |
| Nuveen NY Divid Advntg MUN FD COM(NAN) | COM | 67066X107 | $550 | 35,088 | 0.0% |
| Nuveen Amt-Free MUN Income FD COM(XNEAX) | COM | 670657105 | $569 | 37,900 | 0.0% |
| Ishares TR 3-7 YR TR BD ETF(IEI) | COM | 464288661 | $599 | 4,700 | 0.0% |
| Nuveen Mich Quality Income MUN COM | COM | 670979103 | $668 | 43,520 | 0.0% |
| Cohen & Steers Global Inc Bldr COM | COM | 19248M103 | $672 | 77,119 | 0.0% |
| Ishares TR Msci EMG MKT ETF(EEM) | COM | 464287234 | $745 | 21,670 | 0.0% |
| Aberdeen Australia Equity FD | COM | 003011103 | $752 | 133,273 | 0.0% |
| Gabelli GLB SML & MD CP VAL TR COM(GGZ) | COM | 36249W104 | $802 | 77,240 | 0.0% |
| Invesco TR Invt Grade Muns COM(VGM) | COM | 46131M106 | $871 | 58,621 | 0.0% |
| Dreyfus MUN BD Infrstrctr FD SHS | COM | 26203D101 | $873 | 61,200 | 0.0% |
| Morgan Stanley China A SH FD COM(XCAFX) | COM | 617468103 | $955 | 53,489 | 0.0% |
| Guggenheim Enhanced Equity | COM | 40167K100 | $970 | 62,973 | 0.0% |
| Aberdeen Latin Amer Eqty FD COM | COM | 00306K106 | $975 | 48,478 | 0.0% |
| Putnam MUN Opportunities TR SH BEN INT(PMO) | COM | 746922103 | $984 | 73,516 | 0.0% |
| Vanguard Intermediate Term Govt BD ETF(VGIT) | COM | 92206C706 | $999 | 14,875 | 0.0% |
| Exxon Mobil Corp COM(XOM) | COM | 30231G102 | $1.0K | 10,668 | 0.0% |
| Templeton Dragon FD Inc COM(TDF) | COM | 88018T101 | $1.1K | 61,185 | 0.0% |
| Boulevard ACQ Corp Ii; TNT ACQ Dt: 1/8/18 Cash; $10.00 | COM | 10157Q102 | $1.1K | 109,200 | 0.0% |
| Royce Value TR Inc COM(RVT) | COM | 780910105 | $1.1K | 95,031 | 0.0% |
| Morgan Stanley India Invs FD COM(IIF) | COM | 61745C105 | $1.1K | 42,996 | 0.0% |
| Voya Asia PAC Divid Equity in COM(IAE) | COM | 92912J102 | $1.2K | 133,737 | 0.0% |
| BlackRock NY Muni Inc Qlty TR COM | COM | 09249U105 | $1.2K | 80,261 | 0.0% |