Q1 2016 Holdings
Filed 2016-05-12 | 1014 holdings | $27.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Solarcity Corp | STOCKS | 83416T100 | $2 | 90 | 0.0% |
| American Water Works Co(AWK) | STOCK | 030420103 | $2 | 30 | 0.0% |
| IndexIQ Merger Arbitrage(MNA) | STOCK | 45409B800 | $2 | 80 | 0.0% |
| HP Inc | STOCKS | 428236103 | $2 | 125 | 0.0% |
| Prospect Capital Corp(PSEC) | STOCKS | 74348T102 | $2 | 320 | 0.0% |
| Vanguard Ftse All-World ex-US Sm-Cp ETF(VSS) | STOCK | 922042718 | $2 | 20 | 0.0% |
| Govt Natl MTG | FTAX | 38374L5G2 | $2 | 20,000 | 0.0% |
| Celgene Corporation(CELG) | STOCKS | 151020104 | $2 | 20 | 0.0% |
| Xcel Energy Inc(XEL) | STOCKS | 98389B100 | $3 | 60 | 0.0% |
| Caretrust REIT Inc(CTRE) | STOCK | 14174T107 | $3 | 200 | 0.0% |
| Warren Resources Inc | STOCK | 93564A100 | $3 | 17,500 | 0.0% |
| Ishares Silver Trust(SLV) | STOCKS | 46428Q109 | $3 | 200 | 0.0% |
| Mrgn Stnly Asia Pac Fund | STOCK | 61744U106 | $3 | 250 | 0.0% |
| Time Warner Cable | STOCKS | 88732J207 | $3 | 16 | 0.0% |
| Ishares Msci USA Minimum Volatility(USMV) | STOCK | 46429B697 | $3 | 66 | 0.0% |
| FED Home LN MTG 6.5% 05/32 | FTAX | 31392KDM5 | $3 | 50,000 | 0.0% |
| IQ Hedge Multi-Strategy Tracker ETF(QAI) | STOCK | 45409B107 | $3 | 100 | 0.0% |
| Mid Cap S P D R Trust | STOCK | 595635103 | $3 | 10 | 0.0% |
| Regions Financial CP New(RF) | STOCKS | 7591EP100 | $3 | 350 | 0.0% |
| Fannie Mae Pfd. | STOCK | 313586752 | $3 | 1,000 | 0.0% |
| Northland Power Inc(NPIFF) | STOCK | 666511100 | $3 | 200 | 0.0% |
| Fedl Home LN MTG 6.25% 03/29 | FTAX | 3133TJNL3 | $3 | 100,000 | 0.0% |
| Sunoco | FTAX | 86764PAD1 | $3 | 3,000 | 0.0% |
| Fedl Home LN MTG 6% 04/28 | FTAX | 3133TDCF1 | $3 | 100,000 | 0.0% |
| WP Glimcher Inc | STOCK | 92939N102 | $3 | 350 | 0.0% |
| Stratasys Inc(SSYS) | STOCKS | M85548101 | $3 | 100 | 0.0% |
| Encana Corp | STOCKS | 292505104 | $3 | 460 | 0.0% |
| Seagate Technology(STX) | STOCKS | G7945M107 | $3 | 100 | 0.0% |
| FED HM LN MTG | FTAX | 3133T2YE4 | $4 | 58,000 | 0.0% |
| Lehman Bros Hld Var 2xxx | FTAX | 525ESCAV1 | $4 | 50,000 | 0.0% |
| General Motors(GM) | STOCKS | 37045V100 | $4 | 134 | 0.0% |
| Lehman Bros Hld Var 2xxx | FTAX | 525ESC0A8 | $4 | 50,000 | 0.0% |
| Energy Recovery Inc(ERII) | STOCK | 29270J100 | $4 | 350 | 0.0% |
| Manitowoc Co. | STOCKS | 563571108 | $4 | 1,000 | 0.0% |
| Fedl Natl MTG Assn 5% 02/18 | FTAX | 31392HWE9 | $4 | 60,000 | 0.0% |
| Prologis | STOCKS | 743410102 | $4 | 99 | 0.0% |
| Citigroup(C) | STOCKS | 172967424 | $4 | 90 | 0.0% |
| Transcanada Corporation | STOCKS | 89353D107 | $4 | 100 | 0.0% |
| Plains All American Pipeline L.p(PAA) | STOCKS | 726503105 | $4 | 186 | 0.0% |
| Eaton Vance Tax Mgd BuyWrite(ETV) | STOCK | 27828Y108 | $4 | 300 | 0.0% |
| Annaly Pfd D | FTAX | 035710805 | $4 | 150 | 0.0% |
| King Cnty Wash SWR REV | FNON | 495289R93 | $5 | 5,000 | 0.0% |
| Colorado ST BRD GOV 5% 03/2033 | FNON | 196707GX5 | $5 | 5,000 | 0.0% |
| Freeport Mcmoran Copper &(FCX) | STOCKS | 35671D857 | $5 | 488 | 0.0% |
| Sch US Agg Bnd Etf(SCHZ) | FTAX | 808524839 | $5 | 98 | 0.0% |
| Sch US Tips Etf(SCHP) | FTAX | 808524870 | $5 | 92 | 0.0% |
| Ensco International | STOCKS | G3157S106 | $5 | 500 | 0.0% |
| North Carolina MUN PWR AGY NO | FNON | 6582034W1 | $5 | 5,000 | 0.0% |
| Schwab US Large Cap Value(SCHV) | STOCK | 808524409 | $5 | 105 | 0.0% |
| ABN Amro MTG Corp 8% 03/29 | FTAX | 00077BKF9 | $5 | 5,000 | 0.0% |